PROPOSED NEW GROUNDS OF APPEAL
5 Subsequently, the appellant obtained new legal representation through Mr D Blades who appeared for him at the hearing of the appeal. He has drawn a proposed amended notice of appeal containing the following substituted grounds:
Substituted Grounds of Appeal
1. The Federal Circuit Court erred in failing to find that the Authority made a jurisdictional error by acting unreasonably in not considering exercising its statutory powers under Part 7AA of the Act to give the Appellant an effective opportunity to address the issue of relocation that the Authority found dispositive, in circumstances where the delegate had not considered the issue of relocation.
Particulars
(1) The Delegate found that the Appellant did not have a well-founded fear of persecution on the claims that he had put forward (AB 229-247).
(2) The Delegate did not consider the issue of relocation anywhere in Sri Lanka.
(3) The Authority found that the Appellant is within a cohort of people who, according to the report from UNHCR in December 2012, may warrant international protection (at [28]).
(4) Further, the Authority noted that the Appellant had experienced harm after he commenced living with his aunt in 2009 (harm in the form of continued harassment and extortion demands) and after his uncle's detention and disappearance (at [31]).
(5) However, the Authority effectively found that the Appellant could relocate to live with his parents and siblings in Jaffna, which the Authority said was where the Appellant has lived most of his life until 2009 (at [31]).
(6) The Authority's finding at [31] (first sentence) that the Appellant's parents and siblings continue to live in Jaffna was incorrect - the Appellant submitted no evidence that his parents and siblings were living in Jaffna. Instead, his evidence was that they were living in Mullaittivu (AB 29-30), with one brother living in India.
(7) The Authority acted unreasonably in not considering exercising its statutory powers under Part 7AA of the Act to give the Appellant an effective opportunity to address the issue of relocation.
2. The Federal Circuit Court erred in failing to find that the Authority made a jurisdictional error by failing to consider, pursuant to its complementary protection assessment under ss 36(2A) and 36(2B) of the Act, whether it would be reasonable for the Appellant to relocate to an area of Sri Lanka where there would not be a real risk that he will suffer significant harm.
Particulars
(1) The Authority found, for the purposes of its assessment whether the Appellant has a well-founded fear of persecution under s 5J of the Act, that the Appellant is within a cohort of people who, according to the report from UNHCR in December 2012, may warrant international protection (at [28]).
(2) Further, the Authority noted that the Appellant had experienced harm after he commenced living with his aunt in 2009 (harm in the form of continued harassment and extortion demands) and after his uncle's detention and disappearance (at [31]).
(3) The Authority concluded that the CID interest in the Appellant, since his release from detention in 2009, related primarily to attempts at extortion and was localised to the CID area where he lived with his aunt.
(4) The Authority also concluded, for the purposes of s 5J(1)(c), that there is no evidence before it to indicate that the Appellant is unable to live with his parents and siblings in Jaffna (at [31], last sentence).
(5) The Authority failed to consider for the purposes of the complementary protection assessment whether it would be reasonable for the Appellant to relocate from his home area where he was living with his aunt (Trincomalee, Eastern Province) to where his parents and siblings were living (Mullaittivu, Northern Province - not Jaffna).
6 The Minister strongly opposes the grant of leave to raise the new grounds of appeal, relying upon a decision of Bromwich J in Han v Minister for Home Affairs [2019] FCA 331, where his Honour said (at [10]-[17]):
10 Appeals, even appeals by way of rehearing such as this appeal, are not to be relegated to the role of only providing an opportunity to conduct a second trial upon a different basis, the first trial having failed. Longstanding and much-cited authority of the High Court makes this abundantly clear, supported by related considerations raised by numerous cases in the Full Court of this Court, of which only few will be cited.
11 In University of Wollongong v Metwally (1985) 60 ALR 68 (also reported as University of Wollongong v Metwally (No. 2) (1985) 59 ALJR 481) it was stated by all six justices of the High Court sitting that (60 ALR at 71; 59 ALJR at 483):
It is elementary that a party is bound by the conduct of his case. Except in the most exceptional circumstances, it would be contrary to all principle to allow a party, after a case had been decided against him, to raise a new argument which, whether deliberately or by inadvertence, he failed to put during the hearing when he had an opportunity to do so.
12 The above passage from Metwally was quoted in Coulton v Holcombe (1986) 162 CLR 1 at 8. In Coulton v Holcombe, the following (again, much-cited) observations were made by four justices of the High Court as to the application of the principle to appeals by way of rehearing (at 7):
To say that an appeal is by way of rehearing does not mean that the issues and the evidence to be considered are at large. It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish. The powers of an appellate court with respect to amendment are ordinarily to be exercised within the general framework of the issues so determined and not otherwise. In a case where, had the issue been raised in the court below, evidence could have been given which by any possibility could have prevented the point from succeeding, this Court has firmly maintained the principle that the point cannot be taken afterwards…
13 In VUAX, the following pertinent observation was made (at [46]):
In our view, the application for leave to rely upon the sole ground of appeal now raised should be refused. Leave to argue a ground of appeal not raised before the primary judge should only be granted if it is expedient in the interests of justice to do so: O'Brien v Komesaroff (1982) 150 CLR 310; H v Minister for Immigration & Multicultural Affairs; and Branir Pty Ltd v Owston Nominees (No 2) Pty Ltd (2001) 117 FCR 424 at [20]-[24] and [38].
14 Their Honours in VUAX then quoted a portion of the passage from Coulton v Holcombe reproduced above and said, by particular reference to migration appeals (at [48]):
The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused. In our view, the proposed ground of appeal has no merit.
15 Plainly enough from the above passage in VUAX, merit alone is generally not enough for the grant of leave, and the weaker the point, the greater the need for other aspects to be favourable, such as the explanation for not taking it below and prejudice to the opposing party. The issue of prejudice was not fleshed out in VUAX, and is of greater moment in cases of this kind for reasons that are developed below, related to the scheme of Part 8 of the Migration Act and the practical reality that cases decided in the appellate jurisdiction of this Court will invariably reflect the final resting place for the issues and arguments ventilated.
16 In addition to taking into account merit, the explanation for a point not being raised below and the question of prejudice, it was observed in Murad (at [20]) that "generally speaking, leave is more likely to be granted to permit a fresh issue to be raised on appeal where the new point turns only upon a question of construction or upon a point of law, or where the facts are not in controversy", citing Summers v Repatriation Commission [2015] FCAFC 36; 230 FCR 179 at [94], approved by a five member bench in Haritos v Commissioner of Taxation [2015] FCAFC 92; 233 FCR 315 at [79].
17 In BZD17 v Minister for Immigration and Border Protection [2018] FCAFC 94; 161 ALD 441 the Full Court observed on the topic of the scope and purpose of Part 8 of the Migration Act and the effective prejudice to the Minister that results where a point is raised for the first time in a migration appeal, at [28]-[29]:
… as Perram J emphasised in AAM15 v Minister for Immigration and Border Protection [2015] FCA 804; (2015) 231 FCR 452 (AAM15)[at [14]]:
… Pt 8 of the [Migration Act], which regulates judicial review of refugee determinations, ensures that there is one substantive trial in the Federal Circuit Court followed by one substantive appeal to this Court followed by a more cursory review by the High Court. If this Court, in substance, determines a case at first instance … this structure is thwarted because no appeal lies to the High Court other than by special leave which is rarely granted and then only on the grounds set out in s 35A of the Judiciary Act 1903 (Cth). If the matter is effectively tried in this Court then the appellant is denied a layer of appellate scrutiny.
The approach adopted by his Honour in AAM15 is consistent with the fact that, following the advent of special leave to appeal to the High Court, intermediate courts of appeal ought in general to be regarded as the final courts of appeal: Morris v R (1987) 163 CLR 454 at 475 (Dawson J) cited with approval in Smith Kline & French Laboratories (Aust) Ltd v Commonwealth (1991) 173 CLR 194 at 217-218 (the Court). As, by analogy, Kirby J, writing extra-judicially, has observed:
The interposition of the Court of Appeal in England produced 'two tier appeals', with a further avenue of appeal to the House of Lords, either by leave of the Court of Appeal or by the Law Lords themselves. However, as Sir Raymond Evershed explained in 1951, '[t]he Court of Appeal is the final court, in fact, for ninety-five per cent of the civil cases.' The same was quickly to prove the case after the creation of the Australian permanent courts of appeal.
(Kirby, M, "Judicial Supersession: The Controversial Establishment of the New South Wales Court of Appeal" (2008) 30(2) Sydney Law Review 177)
(Emphasis in original.)
7 The appellant does not dispute the statement of principle in Han, but contends that the circumstances of this case are materially different, such that the interests of justice require the grant of leave to amend. In support of that contention, counsel for the appellant, Mr Blades, stresses that in this appeal, considerations potentially of life and death arise, whereas the considerations in Han simply concerned whether or not a skilled visa should be granted.
8 It is tolerably clear from the affidavit filed in support of the application to amend and Mr Blades' submissions that the grounds now raised did not occur to the legal advisers representing the appellant in the Federal Circuit Court and on the drafting of the original ground of appeal. That alone is not usually a sufficient basis to permit amendment, however the most important consideration is the interests of justice. In place of an adequate explanation, Mr Blades accepts that the ground of appeal as it currently stands is misconceived and would enjoy little prospect of success; thus in effect the primary judge was correct on the arguments as advanced before him. I agree. In effect, the unamended ground of appeal seeks to impugn the Authority's assessment of conflicting country information and the reliability of that information. Such a ground was pressed in four appeals and in each case was rejected by the Full Court which gave its reasons in the lead judgment of BJI17 v Minister for Home Affairs [2020] FCAFC 58.
9 In this context, Mr Blades submits that he is now seeking to crystallise a cogent, and concise ground that clearly emerges from the Authority's decision. He says that the new grounds are narrowly drawn, and confined to a point of principle drawn entirely from a decision of the Full Court in Minister for Immigration and Border Protection v CRY16 (2017) 253 FCR 475. It is said that the decision in CRY16 reflects settled authority on the point in issue, special leave to appeal to the High Court having been refused: Minister for Immigration and Border Protection v CRY16 [2018] HCASL 102. Further, it is said that the Minister will occasion no prejudice if the amendment is allowed.
10 For the Minister, it is contended that allowing the amendment would subvert the evident design of Pt 8 of the Act and the purpose of s 476A in precluding this Court from having original jurisdiction in cases of this nature. Heavy reliance is placed on the decision in Han and the passage quoted above. It is also reiterated that the appellant was legally represented both in the Federal Circuit Court and when the current notice of appeal was filed in this Court and that no adequate explanation has been advanced by the appellant to explain the delay. In these circumstances, the Minister says this is an appropriate case in which to refuse leave to amend without having regard to the merits of the new grounds.
11 As to the Minister's final point, the same argument was put to Farrell J in FBR18 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2019] FCA 1620, albeit in much stronger terms in that case, that leave should be refused without consideration of the merits of the proposed new grounds (at [16]-[23]). Her Honour rejected that submission, and made a number of pertinent observations (at [26]-[28]) that warrant repeating here:
26 Nevertheless, if a proposed new ground were to reveal a strong case that the Authority fell into jurisdictional error in its approach to its task, it is plainly in the broader interests of the administration of justice that that error be identified so that it will not be repeated by the Authority, as well as in the interests of the individual applicant whose personal freedom and safety may rely on decision-makers making their decisions in accordance with law.
27 Where a strong case of jurisdictional error by an administrative decision-maker is revealed, the fact that the Minister's avenues of appeal may be more limited - though not eliminated - may be accorded less weight in determining where the interests of the due administration of justice lay.
28 In the Court's view it is necessary for it to consider the merit of the proposed new grounds so that it may determine the applications for leave to appeal and leave to raise new grounds. The Minister relied on Bromwich J's statement in Han v Minister for Home Affairs at [15] that merit alone is generally not enough for the grant of leave, and the weaker the point, the greater the need for other aspects to be favourable, such as the explanation for not taking it below and prejudice to the opposing party. In the balance, the converse is also true: see VUAX v Minister for Immigration & Multicultural & Indigenous Affairs at [48].
12 Earlier in the reasons (at [15]) her Honour also cited the Full Court's decision in CGA15 v Minister for Home Affairs [2019] FCAFC 46 (at [36]-[37]):
36 There is a particular sensitivity to whether the interests of justice favour a grant of leave in refugee cases, because an adverse decision may have very serious consequences for an appellant: Iyer v Minister for Immigration and Multicultural and Indigenous Affairs [2000] FCA 1788 at [22] (Heerey, Moore and Goldberg JJ). The merit of the proposed new ground is an important consideration. As Mortimer J observed in ARK16 v Minister for Immigration and Border Protection [2018] FCA 825 at [25]:
The likely merit of a proposed ground of appeal, in the context of judicial review, will almost invariably be important because it is generally likely in the interests of the administration of justice for this Court to ensure that an administrative decision arguably affected by jurisdictional error is not carried into effect, especially effects which are capable of resulting in a deprivation of liberty, which is the case under the Migration Act for persons who do not hold a valid visa. That is a consequence of upholding and applying the rule of law.
See also SZQBN v Minister for Immigration and Border Protection (2014) 226 FCR 68; [2014] FCA 686 at [55] (Flick J).
37 In NAJT v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 147 FCR 51; [2005] FCAFC 134 at [166] Madgwick J (with whom Conti J agreed) set out a non-exhaustive list of the considerations relevant to a grant of leave, which have been applied in numerous decisions. One consideration weighing against a grant of leave in the present case is that the appellant did not provide an explanation for the failure to raise the proposed new ground before the Federal Circuit Court. While the fact that the appellant had legal representation below can be seen to weigh against a grant of leave, it is not decisive. A new ground of appeal may be allowed even where the proceedings below have been conducted with legal representation and all that can be said by way of explanation was that its significance may not have been apparent to the appellant's lawyers in the hearing below: Chan v Minister for Immigration and Border Protection [2018] FCA 1323 at [43] (Yates J).
(Emphasis added.)
13 Clearly, a consideration of the merits of the proposed new grounds is not only open to the Court but, in my view, a necessary part of the present inquiry. At the hearing of this appeal, the Minister agreed that the appropriate course was to defer determination of the leave question to be ruled on together with the substantive appeal. As such, I have had the benefit of fulsome argument and submissions on the new grounds. However, the threshold that a ground of appeal must overcome is that it is arguable, meaning it is not fanciful, illogical, or impermissible and rather has a level of rationality and a basis in the material before the Court: CAL15 v Minister for Immigration and Border Protection [2016] FCA 1344 per Mortimer J (at [6]).
14 By the new grounds, the appellant asserts unreasonableness on the part of the Authority in not considering to exercise its discretion to obtain further information about the prospect of relocation when that issue was not considered by the delegate and the Authority made a factual error in its reasoning on the issue. It is further contended that the Authority failed to consider the reasonableness of relocation in its assessment of complementary protection.
15 The proposed grounds are meritorious in the relevant sense. Without at this juncture expressing any view on their overall prospects of success, the contentions raised rely upon the Full Court's decision in CRY16 and identify a factual error made by the Authority which, on its face, has been relied on by the Authority to support a finding that Australia does not owe the appellant protection obligations. Further, the Minister accepts that the Authority made the factual error.
16 Counsel for the appellant then took the Court to a number of decisions post-dating Han in which leave to amend had been granted. In BEG17 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCA 660, Perry J granted leave to amend noting (at [16]-[18]) the similarities between the proposed and existing grounds in that the same findings were to be challenged and there was no suggestion that some of the particulars had not been raised in the Federal Circuit Court. Her Honour distinguished Han on that basis. Although Mr Blades attempted to demonstrate linkages between the proposed and existing grounds, I do not think that avenue assists the appellant here as it did in BEG17. My attention was also drawn to the decision of Greenwood J in DQA17 v Minister for Home Affairs [2020] FCA 864 in which case the appellant's existing ground was in very similar terms to the unamended ground in this case and so was bound to fail (at [6]-[10]). His Honour granted leave to amend but did not refer to Han. Similarly, in FOA18 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCA 815, White J granted leave to amend without reference to Han, referring instead to CGA15 and the fact that the proposed ground raised a point of law on which further evidence could not have been advanced at first instance (at [17]).
17 The final case cited by the appellant was SZUYG v Minister for Immigration and Border Protection [2019] FCA 2040 per Logan J where his Honour said (at [40]):
Relying upon Han v Minister for Home Affairs [2019] FCA 331 (Han), at [8], per Bromwich J and AWV18 v Minister for Home Affairs [2019] FCA 1315 (AWV18 ), at [5], per Derrington J, the Minister submitted that merit alone was an insufficient basis upon which to grant leave to raise an issue for the first time on appeal. I am not at all sure, reading their Honours reasons as a whole, that either Bromwich J in Han or Derrington J in AWV18 said as much. Had they, it would, with respect, have been inconsistent with Coulton v Holcombe (1986) 162 CLR 1 and VUAX v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 238 FCR 588. It is trite that this Court exercises appellate, not original, jurisdiction in matters of the present kind. But the ultimate touchstone in relation to the granting of leave to raise an issue for the first time on appeal is whether that is in the interests of justice. Given the possibility for an appellant on return on the basis of a jurisdictionally erroneous decision, to which I referred in SZSFS, I find it impossible to conceive of a circumstance, in the exercise of the judicial power of the Commonwealth in this type of case, where it would ever be in the interests of justice to refuse leave to amend to an appellant to raise a meritorious issue, providing that entailed no prejudice to the Minister. Such prejudice could but rarely if ever lie in the lateness with which a pure point of law was sought to be raised but it most certainly would usually exist if the point sought to be raised required an evidentiary foundation which was not led in the original juridical review proceeding and could have been challenged on the evidence in that proceeding by the Minister.
18 I respectfully share his Honour's interpretation of the authorities. It is not the case that merit can never, on its own, provide a sufficient basis for a grant of leave to amend. Having regard to the interests of justice clearly calls for a balancing of the right of an appellant to seek proper review of a decision, with the protection of the appellate nature of the Court's jurisdiction in these cases. However, in circumstances where no cogent prejudice can be identified by the Minister, it is not in the interests of justice to allow jurisdictional error to go unidentified, potentially forming the basis for the detention and removal from Australia of the appellant, particularly when the factual basis of his claims (subject to a relocation issue) had been accepted. The interests of justice are best served by the review of administrative decisions on meritorious grounds such that jurisdictional errors do not go unchecked and future decisions are made according to law.
19 Leave will be granted to rely on the two new grounds.