Ground 2 - no interview by the IAA member
33 This proposed Ground has its origins in the different assessments made by the Minister's delegate and the IAA member concerning the truthfulness of the applicant's account of having been kidnapped in 2006.
34 The delegate's assessment was as follows:
Whilst I find elements of the applicant's kidnap far-fetched, he was consistent in this claim of kidnap since his Entry interview and I found overall his account [of] the kidnap and surrounding circumstances was sufficiently detailed and his responses to questions appeared spontaneous and as if being recalled from memory. Country information supports the plausibility that the applicant was kidnapped and held for ransom by criminals associated with the Taliban or other Sunni militant groups in [redacted] in 2006, given the relatively high numbers of reported kidnaps and significant presence of Sunni Pashtun militant elements in the region and I accept his account of [his] experiences as stated. However, based on the information provided by the applicant, whilst I am prepared to accept as plausible [that] the kidnap was orchestrated by the man named "Rafiq" who posed as his client in Islamabad and who may have suspected the applicant was Shia, the motivation for the kidnap appears primarily to have been a financial one. I consider the facts (sic) the applicant was able to convince his captors that he was Sunni and that they released him unharmed after his family paid a ransom is evidence [that] they did not have information about his religion (or that of his family) prior to the kidnap and that rather he was targeted primarily as a person of financial means, being a marketing executive and stockbroker and I accept this as fact. I do not accept the applicant was kidnapped by Sunni militants for the primary reason of his Shia religion.
(Emphasis added and footnotes omitted)
35 The IAA member accepted as plausible that a criminal network associated with the Taliban and other Sunni militant groups had been active in Islamabad and Khyber Pakhtunkhwa in 2006 and that kidnappings for ransom did occur. However, unlike the delegate, the IAA considered the applicant's claims about being kidnapped were not credible, noting:
the applicant did not fit the profile of a person likely to be targeted for kidnapping for ransom or because of his Shia religion;
the applicant's account of the way in, and the place at, which he was kidnapped involved implausibilities; and
the applicant's claim that he was so traumatised that he had to stay at home for over a year after the kidnapping was not consistent with his activities during that year, including courting his wife and his undertaking of a course of study in Peshawar.
36 Accordingly, the IAA member concluded:
I do not accept that the applicant was targeted in Islamabad or kidnapped and held for ransom in [redacted] on suspicion of being a Shia Muslim or at all.
37 This finding led to the rejection by the IAA of several of the applicant's claims, namely, his claim that his family had received a letter from the Taliban threatening to kidnap him again, his claim that he knew it was the Taliban who had kidnapped him, his claim that the Taliban knew he was Shia, his claim that it would, accordingly, be unsafe for him to return to Pakistan and his claim to fear returning to Islamabad. The IAA member also made use of this finding in relation to the applicant's claim for complementary protection, saying:
I do not accept that the applicant was ever kidnapped or that he is at any risk of harm on this basis. Consequently I reject his submissions that he cannot relocate to Islamabad because he is apprehensive about his safety and that this might compromise his ability to secure work and establish other connections.
38 Counsel's submission concerning Ground 2 was based on the circumstance that, despite the delegate regarding some elements of the applicant's account of the kidnapping as "far-fetched", the delegate had accepted it. The emphasised passage in the delegate's reasons set out above indicates that a significant reason for the delegate's assessment was the applicant's demeanour in the interview. That being so, counsel submitted, the IAA's rejection of the same evidence without having invited the applicant to an interview so as to make its own observations of his demeanour was legally unreasonable. The submission in short was that, as the delegate's reservations (which given the delegate's use of the term "far-fetched" had been significant) had been overcome by the applicant's demeanour, it was legally unreasonable of the IAA member to reject the account on grounds which included implausibility without also making observations of the applicant's apparent sincerity in giving the account. Put slightly differently, it had been legally unreasonable of the IAA to reach a different decision on a critical matter without having the same material (the observations of demeanour) as did the delegate.
39 The IAA conducted its review as a Fast Track Review under Pt 7AA of the Act. Part 7AA allowed the IAA member to interview the applicant but did not require the members to do so. Section 473DC provides:
473DC Getting new information
(1) Subject to this Part, the Immigration Assessment Authority may, in relation to a fast track decision, get any documents or information (new information) that:
(a) were not before the Minister when the Minister made the decision under section 65; and
(b) the Authority considers may be relevant.
(2) The Immigration Assessment Authority does not have a duty to get, request or accept, any new information whether the Authority is requested to do so by a referred applicant or by any other person, or in any other circumstances.
(3) Without limiting subsection (1), the Immigration Assessment Authority may invite a person, orally or in writing, to give new information:
(a) in writing; or
(b) at an interview, whether conducted in person, by telephone or in any other way.
40 It seemed to be common ground that the hearing personally by the IAA member of the applicant's account is within the description of the "new information" for the purposes of s 473DC.
41 It is established that the various powers conferred on the IAA by Div 3 of Pt 7AA of the Act (including s 473DC) are conferred on the implied condition that they are to be exercised within the bounds of reasonableness explained in Minister for Immigration and Citizenship v Li (2013) 249 CLR 332; Plaintiff M174/2016 v Minister for Immigration and Border Protection [2018] HCA 16, (2018) 264 CLR 217 at [21], [86], [97]; Minister for Immigration and Border Protection v CRY16 [2017] FCAFC 210, (2017) 253 FCR 475 at [82].
42 Both parties referred to DPI17 v Minister for Home Affairs [2019] FCAFC 43; (2019) 366 ALR 665 in which it was held that the failure of the IAA to consider whether or not to exercise the power under s 473DC(3) to interview the applicant when assessing his claims of sexual assault and when considering the significance of "inconsistencies" in the account was legally unreasonable. That was in the context that the Minister's delegate had said that she was satisfied, having regard to the applicant's demeanour, that the sexual assaults had occurred, despite some identified inconsistencies in the applicant's account.
43 It is not necessary presently to refer in detail to the authorities concerning legal unreasonableness. In addition to Li, reference may also be made to CRY16; and Minister for Immigration and Border Protection v SZVFW [2018] HCA 30, (2018) 264 CLR 541. The confined scope and context-specific operation of the limitation imposed by the requirement that a decision be legally reasonable is to be noted: SZVFW at [52].
44 The review of the authorities and summary of the relevant principles by Griffiths and Steward JJ in DPI17 at [35]-[38] with respect to the IAA's power derived from s 473DC also makes it unnecessary to engage in the same exercise presently. I gratefully adopt that review. I note the following matters:
(a) the power of the IAA is to get any documents or information (new information) that were not before the Minister when the Minister made the decision under s 65 and which the IAA considers may be relevant, s 473DC(1);
(b) the IAA does not have a duty to get, request or accept any new information, but there is nothing in Pt 7AA of the Act to preclude it from doing so, s 473DC(2);
(c) the assessment of legal unreasonableness is fact dependent and requires evaluation of the evidence, at [37];
(d) there are no fixed categories of circumstances in which it would be legally unreasonable to fail to consider the discretion in s 473DC, at [37]; and
(e) a mere failure to consider the exercise of the power in s 473DC does not of itself involve error, let alone jurisdictional error, at [37].
45 In DPI17, the Minister had not contested the proposition that the IAA had failed to consider the exercise of the power under s 473DC in relation to the issue of whether or not sexual assaults claimed by the applicant had in fact occurred and in relation to inconsistencies identified by the IAA member in the applicant's account, at [44]. No such concession was made in this case.
46 Proof that the IAA member did not consider exercising the power in s 473DC(3) is essential for a claim that the omission to do so was unreasonable: ASB17 v Minister for Home Affairs [2019] FCAFC 38; (2019) 268 FCR 271 at [46]-[49]. Counsel for the applicant contended that the failure by the IAA member to make any reference to s 473DC(3), let alone to make any mention of having considered the exercise of the power, was sufficient to indicate that it had not been considered. There may be cases in which the mere absence of reference by an IAA member to consideration of s 473DC(3) will be sufficient to support an inference that the power was not considered. Whether that be so does not need to be considered as, in my view, an implication arises from the IAA's reasons in the present case that it was not considered. With respect to the information before the IAA, the member said:
[3] I have had regard to the material given by the Secretary under s.473CB of [the Act].
[4] On 4 July 2018 the applicant's representative provided a submission without argument in support of the applicant's claims that he was kidnapped by the Taliban primarily as a result of his Shia religion. The submission also contains argument (sic) about the delegate's finding that he could safely relocate to Islamabad or Rawalpindi. I have had regard to these arguments in this decision. I do not consider that the submission contains any new information.
47 These paragraphs suggest that the IAA member was taking some care to indicate the material which had been considered and the propriety of doing so. Given this evident care, had the IAA member adverted to the question of whether to invite the applicant to give oral evidence on the issue concerning his kidnapping, it is natural to expect that it would have been mentioned in this context. That being so, an inference fairly arises from its absence that it was not considered: cf ASB17 at [46]-[49].
48 I raised with the parties whether this was an issue on which the Minister could fairly contend that, had the matter been raised in the FCC, further evidence could have been led. Counsel for the Minister did not raise that as an objection.
49 Accordingly, I consider that Ground 2 may be considered on the basis that it alleges both a failure by the IAA to consider exercising, or a failure to exercise, the discretion under s 473DC(3) to request the applicant to give evidence before it so that an assessment could be made of the applicant's sincerity or otherwise in giving the account.
50 The delegate did not identify the particular elements of the applicant's account of his kidnapping which were regarded as "far-fetched". The delegate's use of the term "far-fetched" suggests that the delegate considered that some aspects of the applicant's claims concerning the kidnapping were improbable, perhaps highly improbable. Despite that assessment, the delegate accepted the applicant's account, for four reasons:
(i) the applicant had been consistent in his claim of kidnap since his Entry Interview;
(ii) his account of the kidnap and surrounding circumstances was detailed;
(iii) his responses to questions had appeared spontaneous and as if being recalled from memory; and
(iv) country information supported the plausibility of kidnaps of the kind claimed by the applicant as having occurred.
51 The IAA member accepted the second and fourth of these matters and, although identifying some inconsistencies in the applicant's account, does not seem to have regarded them as significant. This means that the critical matter on which the IAA member reached a different view about the kidnapping was the credibility of the applicant's account. In finding that the applicant's claims about being kidnapped were not credible, the IAA member assessed the circumstances described by the applicant as "illogical". There were three aspects to the IAA's assessment of illogicality.
52 First, the applicant did not appear to fit the profile of a person likely to be targeted for kidnapping for ransom or because of his Shia religion due to the following factors:
he was a relatively junior person in his claimed employment;
he was no longer being supported by his father;
he was working in his first job; and
he was not a wealthy businessman.
53 Secondly, the circumstances in which the kidnapping was said to have occurred seemed curious. The IAA considered that, if a criminal network had thought that the applicant's family could pay a ransom, it would have made more sense for it to have enticed him to a meeting house or office in Islamabad, Peshawar or [redacted] and to have detained him there while they sought the ransom. Instead the alleged kidnappers had engaged in seemingly complex conduct and relied on a plan the success of which depended on multiple variables, namely, having Rafiq befriend the applicant over a period of several months; Rafiq then persuading the applicant to travel with him from Islamabad to [redacted]; travelling in Rafiq's car but with the applicant, at Rafiq's request, driving the car; the car stopping at [redacted] at Rafiq's request so that Rafiq could make a phone call (with the implication that this was a pretext); a man with a naked crying baby asking to be driven to a clinic so that medical attention could be obtained for the baby (again with the implication that this was a pretext); and the clinic being in a relatively isolated location in a mountainous area, and the kidnappers waiting in that area. It is unsurprising that the IAA member considered that there must have been simpler alternatives available to the group had it been intent on kidnap.
54 Finally, the IAA member considered that the applicant's claim that, after being rescued from the kidnap, he had been so traumatised that he had barely left his house for over a year was not consistent with his claim that, during the same period, he had met and courted his wife and had undertaken a course of study in Peshawar in 2007.
55 The IAA member concluded:
Overall, the applicant's profile, the illogical nature of the claimed kidnapping and his misleading account of his actions in the year after the claimed kidnapping, lead me to consider that the claimed kidnapping did not occur at all. I do not accept that the applicant was targeted in Islamabad or kidnapped and held for ransom in [redacted] on suspicion of being a Shia Muslim or at all.
56 The IAA member had the same written material as did the delegate and was able to (and it may be inferred, did) listen to the audio tape of the delegate's interview with the applicant. It was not suggested that a videotape was also available. This was not a case of a decision-maker being confined only to the written record. Listening to the audio tape must have allowed the IAA member to make some assessment of the apparent spontaneity of the applicant's responses and of the manner in which they were given. Despite that, it is unlikely that the member's ability to do so was as complete as that of the delegate who both saw and heard the responses.
57 It may have been open to the IAA member to regard his or her own de novo assessment of the materials as raising reservations about the credibility of the applicant's account which were so strong as not capable of being overcome by observing the applicant give his account over again. In circumstances of that kind, it could not be said to have been unreasonable, let alone legally unreasonable, for an IAA member to take the view that it was not necessary to see the evidence given again. However, that is not this case, or at least there is no indication that it is so. The IAA member has not described such a process of reasoning.
58 It is also pertinent that the IAA member rejected other aspects of the applicant's claims which were significant, including his claims that the Taliban had sent threatening letters to his family, that his family had a profile as Shias known outside their home community, that (with the possible exception of his brother for a short period) the family had been involved in the building of the Shia mosque in their neighbourhood, that the family had been targeted or affected by the mosque bombing in 2013, and that, while the applicant may have been near to the bombing in [redacted] in 2012, he had not been personally targeted or harmed, and that his brother had been murdered in 2016 due to his Shia religion. It is possible that these assessments could also have informed the IAA member's assessment of the veracity of the applicant's account of the kidnapping. However, the IAA member has not said that that was so, and the structure of the member's reasons suggests that he or she addressed the kidnapping claim before considering his other claims. Further, and contrary to the submission of counsel for the Minister, these matters cannot be regarded as providing an evidentiary basis for the rejection of the applicant's claims which is independent of his own evidence and the credibility of that evidence.
59 Moreover, the delegate had also rejected a number of the applicant's other claims. In particular, the delegate regarded the applicant's statements concerning the bombing of his local mosque and the level of his brother's involvement in its construction as being "inconsistent, unconvincing and not supported by country information" and was not satisfied that the applicant had been wholly truthful about those matters. The delegate did not accept that the applicant's brother had been murdered in 2016 due to his Shia religion, did not accept that the applicant had been kidnapped because he was Shia and did not accept that the applicant's family had received a threatening letter from the Taliban. Despite those assessments, the delegate's observations of the applicant's demeanour in giving his account of the kidnapping had been sufficient to influence the assessment of that claim.
60 It could also be said that the claimed kidnapping had occurred well in the past (some seven years before the applicant left Pakistan and 12 years before the IAA review). This could be said to diminish its significance. Nevertheless, the kidnapping claim was an important part of the applicant's claims.
61 Apart from the matters just discussed, a number of matters suggest that the IAA's failure to consider exercising the s 473DC(3) power was unreasonable. The IAA member disbelieved the applicant on an important element of his claims in circumstances in which the applicant's manner of responding to questions in the interview, including his demeanour, had been sufficient to persuade the delegate of the credibility of those matters; the IAA member knew that that was so; the IAA member knew that, with the exception of the relatively short submission from the applicant's then solicitor, he or she had the same material as had the delegate; the IAA member did not know the matters which the delegate described as far-fetched and so did not know whether they were the same as the matters identified by the IAA member as being "illogical"; the IAA member may be taken to have known that demeanour could be the difference between acceptance and rejection of the applicant's claims; the IAA member knew that he or she did not, to that extent, have the same material as did the delegate; and the IAA member did not have material which was independent of the applicant's own account which called into question the reliability of that account.
62 It is one thing for the IAA to have acted in a way which is, objectively considered, unreasonable. Legal unreasonableness in the sense explained in Li and in the subsequent authorities involves a more stringent standard. The cases in which it is found tend to be exceptional.
63 In DPI17, Griffiths and Steward JJ held, at [46], that in the circumstance in which the IAA member was aware of the delegate's reliance on a positive assessment of the applicant's demeanour in making findings about an important matter, it was legally unreasonable for the member, in the absence of a sufficient independent evidentiary basis, to fail to consider whether to exercise the power under s 473DC(3) to invite the applicant to attend for an interview.
64 There are, as counsel for the Minister submitted, some factual differences between the circumstances of this case, and those considered in DPI17. However, in my view, the same conclusion should be reached in this case, for the same reasons given earlier for the conclusion that the IAA member's failure to consider exercising the power was unreasonable.
65 Strictly speaking, this conclusion makes it unnecessary to consider whether the IAA's failure to exercise the power was also unreasonable. However, had it been necessary to do so, I would also have found that it was.
66 I do not mean to imply by this decision that an IAA member may never make a finding which differs from a demeanour-based finding of the Minister's delegate. The IAA member may, having considered a matter, conclude that an exercise of the s 473DC(3) power is unnecessary or inappropriate, for example, when there is independent evidence justifying the different approach, or when the member considers his or her own analysis and assessment so persuasive that it could not be overcome by demeanour-based findings. However, as indicated, I am satisfied that the IAA member did not engage in any consideration of that kind in the present case.
67 Counsel for the Minister did not raise any issue concerning the materiality of the error in this case. It would have been difficult to do so, given the significance to the IAA's findings of its rejection of his kidnapping claim to which I referred earlier. Plainly, had the IAA member considered the exercise of the power, it may have decided to exercise it, and that may have led of a different assessment to the applicant's claims.