A SHORT HISTORY OF THE PROCEEDING
21 Mr Dunstan commenced the present proceeding on 10 November 2021 by the filing of an originating application and concise statement. The proceeding was listed for a first case management hearing on 1 March 2022. The matter was allocated to my provisional docket as the judge responsible for case managing matters filed in the Australian Capital Territory registry of this Court.
22 It would perhaps not be unfair to say that it was (and in certain respects still is) somewhat difficult to glean the precise factual and legal basis of Mr Dunstan's claim from the originating application and concise statement. That is not to be critical of Mr Dunstan, who is not legally qualified or represented. Rather, it serves to explain what followed in terms of case management.
23 Shortly after commencing the proceeding, and well before the first case management hearing, Mr Dunstan filed a request for leave to issue a subpoena. As will be seen, Mr Dunstan's bias claims depend in part on the manner in which that subpoena request was dealt with.
24 The proposed subpoena was to the Commissioner of Taxation. If issued, it would have required production of the following documents:
1. Any documents or things that are evidence that an undated "final report" repeating the content of a draft report dated 11 July 1997 by John Higham of the Australian Taxation Office was created in September or October 1997, and
2. Two complete unredacted copies of notes made by John Molineux of the Australian Taxation Office during 1997 mostly or entirely concerning actions in connection with the employment of Colin George Dunstan:
(a) Those copies the Australian Taxation Office sent by facsimile transmission to the Australian Government Solicitor in December 1998, some of which were supplied in response to an AAT summons in 2009, and
(b) Those copies the Australian Taxation Office provided in response to an ACT Supreme Court subpoena in 2013.
25 The following brief points may be made in respect of the request for leave to issue the subpoena to the Commissioner of Taxation.
26 First, it is somewhat unusual and by no means in accordance with usual practice to seek leave to issue a subpoena at such an early stage of the proceeding, in particular before even the first case management hearing. That is all the more so when the proposed subpoena is addressed to the opposing party. Production from the opposing party is typically sought by an order for discovery, usually at a later stage of the proceeding, or even a notice to produce.
27 Second, as the Court's practice note in respect of subpoenas makes tolerably clear, written requests for leave to issue subpoenas (as opposed to requests made orally at a case management hearing) are referred to the chambers of the judge responsible for case managing the relevant proceeding: Subpoenas and Notices to Produce Practice Note (GPN-SUBP) at [3.1]. The request filed by Mr Dunstan was accordingly referred to my chambers, as Mr Dunstan's case was provisionally in my docket because it was filed in the Court's registry in the Australian Capital Territory.
28 Third, the apparent or adjectival relevance of the categories of documents the subject of the subpoena was, at best, unclear and uncertain given the relative opacity of the originating application and concise statement.
29 Fourth, I refused leave to issue the subpoena essentially on the basis that the apparent or adjectival relevance of the documents sought by the subpoena was unclear. The proceeding was also at a very early stage.
30 Fifth, a refusal to grant leave to issue a subpoena is plainly an interlocutory, not final, order. It is open to a party to seek to re-agitate the question of leave. In particular, it is open to a party to re-agitate the question of leave at a case management hearing. When I refused leave, I envisaged that Mr Dunstan could, and most likely would, raise the issue concerning the proposed subpoena at the first case management hearing.
31 Sixth, decisions in respect of written requests for leave to issue subpoenas are typically made in chambers. Written reasons are not necessarily or ordinarily given where leave is refused, particularly in the absence of a request for reasons. The expectation is that, if a party who has been refused leave wishes to press for the grant of leave, the party will make submissions in respect of that issue in open court at the next case management hearing. As noted earlier, that is what I envisaged would occur in the case of Mr Dunstan's request for leave to issue the subpoena.
32 Seventh, a client services officer in the Court's registry promptly advised Mr Dunstan that his request for leave to issue the subpoena to the Commissioner of Taxation was refused. More significantly, Mr Dunstan was advised at the outset, and repeatedly, that any further requests in respect of the proposed subpoena could be addressed at a case management hearing before the docket judge.
33 Eighth, in all the circumstances, it must, or should have been, readily apparent to Mr Dunstan that leave to issue the subpoena had been refused by the docket judge and that he could request reasons, or press for the issue of the subpoena, at the first case management hearing. As events transpired, Mr Dunstan did continue to press for the production of documents at the subsequent case management hearings.
34 At the first case management hearing on 1 March 2022, I raised with Mr Dunstan the fact that his concise statement did not clearly identify the nature of his claim and asked him to provide a short summary of the nature of his case. Mr Dunstan's summary of his case indicated that his factual allegations extended back as far as 1997 and had been the subject of previous proceedings. The central allegation in his case, however, appeared to be that Ms Orr, Mr Higham, Mr Grower and Dr Molineux gave false evidence in the 2007 proceedings. Mr Dunstan also asserted that his factual allegations gave rise to causes of action in fraud and negligence against the Commonwealth. I indicated to Mr Dunstan that, given the apparent complexity of his case and the seriousness of his allegations, it would be appropriate for his case to proceed on pleadings. He did not demur. Mr Dunstan was accordingly ordered to file a statement of claim on or before 29 March 2022.
35 The main issue ventilated at the first case management hearing in relation to the appropriate procedural orders was the appropriate time for the filing of a defence by the respondents once Mr Dunstan had filed a statement of claim. That issue was complicated by the fact that counsel for the respondents indicated that the respondents were contemplating filing a summary judgment or strike-out application. Having heard submissions from both Mr Dunstan and the respondents' counsel in relation to that issue, I ordered that the respondents file any application for summary judgment or the strike-out of the pleading by 10 May 2022 and that the matter be listed for a further case management hearing on 18 May 2022. It was indicated that if no such application was filed, orders would most likely be made for the filing of a defence at the next case management hearing. I explained to Mr Dunstan that my reasons for not requiring the respondents to file a defence prior to the next case management hearing included that his factual allegations were serious, complex and extended back many years and that in all the circumstances the respondents were entitled to a proper opportunity to consider their position in the light of his forthcoming pleading.
36 Mr Dunstan also submitted that the Court should make procedural orders relating to subpoenas and discovery. I indicated to Mr Dunstan that I did not propose to make any such orders at such an early stage of the proceeding and that it was inappropriate to allow him to utilise the compulsory processes of the Court before he had clearly pleaded his case. Mr Dunstan was given every opportunity to advance submissions in respect of this issue.
37 Mr Dunstan filed a statement of claim on 28 March 2022 in accordance with the orders made on 1 March 2022. It is unnecessary, for present purposes, to discuss Mr Dunstan's pleading in any great detail. It suffices to note that the pleading contains detailed and serious allegations against Ms Orr, Mr Higham and Mr Growder. Mr Dunstan alleges that each of them, as well as Dr Molineux, gave false evidence, either knowingly or recklessly, and concealed contradicting evidence in the course of the 2007 proceedings. The judgment in those proceedings is alleged to have been procured by the fraud perpetrated by Ms Orr, Mr Higham and Mr Growder. It would appear that the 2007 proceedings were proceedings in which Mr Dunstan sought judicial review of certain decisions that were said to have been made by Ms Orr, Mr Higham and Mr Growder which culminated in Mr Dunstan being charged with misconduct under the Public Service Act 1922 (Cth).
38 Mr Dunstan also alleges that the Commissioner of Taxation for the Commonwealth owed him a duty of care, though the precise nature of the duty of care is somewhat unclear. In any event, Mr Dunstan alleges that the Commonwealth breached its duty of care in various ways, including: "by its officers and former officers giving false evidence", and by its legal representative failing to comply with its obligations under the Legal Profession Act 2006 (ACT), and the rules made thereunder, by failing to inform both this Court and the Supreme Court of the Australian Capital Territory that Ms Orr, Mr Higham and Mr Growder had "lied and suppressed material" in the 2007 proceedings and the proceedings that Mr Dunstan had pursued in the Supreme Court. The proceedings that Mr Dunstan commenced in the Supreme Court, which were also against Ms Orr, Mr Higham and Mr Growder, appeared to overlap with and involve many of the same allegations as those that Mr Dunstan has pursued in the 2007 proceedings. The proceedings in the Supreme Court were dismissed with costs in 2014.
39 On 6 May 2022, the Court made consent orders the effect of which was to extend the time for the respondents' compliance with the previous orders to 16 May 2022 and to move the case management hearing to 28 June 2022.
40 It would appear that, prior to the next case management hearing on 28 June 2022, a war of words broke out between Mr Dunstan and the respondents' solicitors about whether, despite what had transpired at the first case management hearing, and despite the fact that the respondents had filed an interlocutory application in accordance with the orders made on 1 and 6 March 2022, the respondents were nonetheless required to file a defence to Mr Dunstan's statement of claim within the time prescribed in the Federal Court Rules 2011 (Cth). It was, or should have been, readily apparent to Mr Dunstan from what transpired at the first case management hearing that the ordinary rule in relation to the filing of a defence had been supplanted by the orders that had been made and that I would, at the next case management hearing, consider making an order requiring the respondents to file a defence if no application for summary judgment or the striking-out of Mr Dunstan's pleading had been filed.
41 The dispute between Mr Dunstan and the respondents concerning the filing of a defence culminated in Mr Dunstan sending an email to the Court on 9 May 2022 which, in effect, requested the Court to enter default judgment against the respondents. On 10 May 2022, a client services officer in the Court's registry advised Mr Dunstan that I was not minded to make the orders sought by him, and that the dispute between him and the respondents concerning the filing of a defence would be resolved at the next case management hearing.
42 That communication apparently did not quell the burgeoning procedural disputes between the parties or deter them from communicating with the Court about those disputes. The parties sent competing draft orders to the Court and were in due course advised by a client services officer that I was not minded to address the issues that had arisen between them prior to the next case management hearing. It is, as a general proposition, unsatisfactory and inappropriate for the parties to proceedings to bombard the Court with correspondence and expect the Court to resolve significant procedural and interlocutory disputes between them via email, other than in fairly exceptional circumstances.
43 On 8 June 2022, Mr Dunstan filed the production application which, as discussed earlier, sought, amongst other things, production of unredacted versions of Dr Molineux's notes. On 24 June 2022, the respondents' solicitors sent my associate draft orders for consideration at the case management hearing. It was indicated that Mr Dunstan did not agree with the proposed orders. The orders proposed by the respondents provided a timetable for the filing of evidence and submissions in respect of both the respondents' summary judgment application and Mr Dunstan's production application.
44 On 27 June 2022, the day before the second case management hearing, Mr Dunstan filed lengthy and detailed written submissions concerning his interlocutory application, despite not having been ordered or granted leave to do so.
45 The case management hearing on 28 June 2022 was fairly lengthy. Mr Dunstan made lengthy and detailed submissions in opposition to the orders sought by the respondents and in support of the proposition that the Court should order the Commonwealth or the Commissioner of Taxation to produce for inspection an unredacted copy of the notes of Dr Molineux and various associated documents prior to the hearing of the respondents' summary judgment application. Counsel for the respondents also made lengthy submissions as to why the Court should not order the documents sought by Mr Dunstan to be produced prior to the hearing of the summary judgment application and, if it comes to it, the close of pleadings and the joinder of issue in the proceeding.
46 It was readily apparent that there was a considerable overlap between the issues that arose in respect of the parties' competing interlocutory applications. It was also readily apparent that the issues were complex and not able to be properly considered and dealt with at very short notice in the context of a case management hearing. Having heard the competing submissions of the parties, I made orders the general effect of which was to list the two interlocutory applications for hearing on 20 September 2022 and to provide for the filing of evidence and submissions in respect of those applications. It was made abundantly clear that I would hear Mr Dunstan's production application first. If I decided to make orders requiring production of the relevant documents, I would then give Mr Dunstan time to inspect the documents and consider his position in relation to the hearing of the respondents' summary judgment application, including whether he wanted to apply for an adjournment of the hearing of the interlocutory application so as to give him more time to consider his position.
47 On 27 July 2022, Mr Dunstan filed the recusal application. The circumstances surrounding the listing of the hearing of the recusal application were discussed earlier. For the reasons given earlier, Mr Dunstan's application for me to recuse myself has been determined on the papers.