[2023] VSCA 187
General information, not legal advice.
Court of Appeal (Vic)
2023-08-18
Mr P, Emerton P, Priest JA, Kennedy JA
Original judgment source is linked above.
DPP v [MK and TRF] (Unreported, County Court of Victoria, 17 February 2023, Judge Chettle)
CRIMINAL LAW - Interlocutory appeal - Rape and sexual assault - Incidents founding charges audio and video recorded - Based on analysis of audio and video footage judge considered that charges foredoomed to fail - Judge considered footage unfairly prejudicial and potentially harmful to a jury - Whether judge erred in granting permanent stay of proceedings - Appeal allowed - Order for permanent stay set aside.
The learned trial judge erred in his decision to permanently stay the trial.
Particulars:
The learned trial judge erred in finding that:
(a) The evidence would invoke real prejudice against the accused;
(b) The proceeding was foredoomed to fail; and
(c) The jury system would be brought into disrepute if the case proceeded;
and that on these grounds the trial should be permanently stayed.
[3] The alleged victim was a 26-year-old woman at the time. She had previously met [TRF] but not [MK]. On the evening of 3 January 2021, she contacted [TRF], seeking to obtain the drug GHB - gamma hydroxybutyrate. She drove to his place in [the Gippsland town] to obtain that drug. She and [TRF] consumed GHB before driving to [another town] and then back to [the Gippsland town]. They engaged in sexual contact in the car, and they had consensual sexual intercourse on the bonnet of the car.
[4] They then drove to [another town] and picked up [MK] and returned to [TRF's] house. The complainant went to [TRF's] bedroom and got into bed. After a short time, the accused men entered the room, and [TRF] began touching the complainant in a sexual way. More GHB was consumed. The complainant says that she was happy to have sex with [TRF] but not with [MK] in a threesome.
[5] She says in her police statement that she recalls holding and sucking [MK's] penis whilst [TRF] was having sex with her. She then claims to remember nothing until waking in that bedroom at about midday on 4 January. At some stage later that day, she scrolled through her phone and located a video of someone having sex with her in the bed. She states that she had no memory of having done so.
[6] In the mid-afternoon, she states that she asked [TRF] why he had sex with her while she was unconscious. [TRF] looked at the video and said it was not him, it was [MK], and he told her that she was 'going off more than, when you were with me'.
When they arrived back [at TRF's] bedroom the complainant got into bed. The Accused men left the bedroom or house for some time before returning looking 'all over the place'. [TRF] began to touch the complainant on her breasts with his lips and hands. He touched her vagina. The complainant then asked for some more GHB in an attempt to becoming [sic] more alert. She asked [TRF] to make up 2ml in a plunger. [TRF] squirted it into her mouth. [TRF] then set his phone up on the chest of drawers balancing it so it could record the mattress on the floor. [MK] remained in the room.
[9] The video footage taken before the two minutes and 45 second video relied on by the prosecution defies description. It is gross, gritty, obscene, and extremely pornographic. The footage's accompanying sound is also extremely explicit and pornographic. In my view, the lead up footage demonstrates that the complainant and both the accused men took part in a prolonged and drug-fuelled orgy. The accused men and the complainant regularly used drugs; smoking ice and squirting GHB.
[10] The complainant appears to vocally and enthusiastically engage in anal sex despite her statement that she told the accused men that she does not like it. She regularly makes noises of a sexual nature. She says at times 'oh yeah, fuck me'. She talks about having a threesome. She has consensual sex with both men. When at the end of the activity, she appears to pass out, the accused ask her repeatedly, 'are you all right?', and ask, 'Do you want us to stop?' They then cease any sexual activity. There's no evidence of what happens after that point. The filming ceases.
[22] I have considered three factors.
[23] Firstly, there is a real probability that the playing of this material to a jury would invoke real prejudice against the accused men; as submitted by [counsel for the respondents]. The subject matter of the [LD video and TRF videos] is so base, immoral, and perverted, that despite any warnings that a court may give the jury, a jury would conclude that the accused men are drug-using perverts who deserve punishment.
[24] I would not, however, stay the trial on this basis alone. Indeed, because I have concluded that the trial is foredoomed to failure, that issue of prejudice falls away.
[25] Secondly, I am firmly of the view, that the prosecution case is foredoomed to fail. Having viewed the footage, all of it, on a number of occasions, I am of the view that a jury properly instructed could not convict the accused men.
[26] The law in relation to a trial judges' power and obligations in relation to no case submissions is clear. The High Court in Doney[5] set out the relevant principles. It is the application of those principles that can be difficult. A trial judge must make an assessment of the evidence and determine whether it is open for a jury to convict the accused.[6]
[27] [The prosecutor's] proposition that the jury could focus only on the last few minutes of the videos and ignore the lead up evidence is, in my view, incorrect at law. The jury would be instructed to look at all the evidence and determine whether the prosecution can prove beyond reasonable doubt (1), that the complainant was not consenting and (2), that the accused men knew or reasonably ought to have known that she was not consenting. The video evidence demonstrates that it is simply not open for a jury to come to either of these conclusions.
[28] This is an unusual case. The only evidence that can be relied upon by the prosecution is the two minutes and 45 second section of the film, [the LD video]. The complainant gives no evidence about the alleged offences. Again, in my view, even on [the LD video] alone, a jury could not convict the accused. The accused asked the complainant if she is okay and if she wants them to stop. And then they do stop. When the additional film of earlier activity is viewed, however, it becomes clear that the complainant was consenting, and both accused reasonably believed her to be so, consenting throughout the sexual escapade.
[29] The Crown case is set in stone, it cannot be changed. It is on the video. The complainant gives no evidence in relation to the alleged offences. The evidence is now known and certain. There is no risk that the prosecution case can improve in any way, insofar as these charges are concerned.
[30] Thirdly, there is, in my view, a strong public policy to maintain public confidence in the jury system and to prevent the jury system being brought into disrepute unnecessarily. Clearly, juries are required to view unsavoury, distressing, and challenging evidence on a daily basis. But when it is clear, as it is here, that the case is foredoomed to fail, the jury would be entitled to ask, 'why were we made to sit through that highly disturbing material when clearly, the accused cannot be convicted?'.
[31] The categories of abuse of process are not closed. Were it not for the foreseeable trauma that a jury would suffer from being exposed to this pornography, a trial judge could possibly allow the case to run to the conclusion of the Crown case and then direct a verdict of not guilty on these charges. This significant jury trauma dictates that the inevitable acquittal should be recognised now, and not later. Continuation of this trial would bring the administration of justice into disrepute.
[32] The combination of these factors leads me to the inevitable conclusion that this is one of the rare and exceptional cases where a permanent stay should be ordered, and I do so order that this indictment be permanently stayed.
The inherent jurisdiction of a superior court to stay its proceedings on grounds of abuse of process extends to all those categories of cases in which the processes and procedures of the court, which exist to administer justice with fairness and impartiality, may be converted into instruments of injustice or unfairness. Thus, it has long been established that, regardless of the propriety of the purpose of the person responsible for their institution and maintenance, proceedings will constitute an abuse of process if they can be clearly seen to be foredoomed to fail.[9]
The decision of the High Court in Walton v Gardiner (1993) 177 CLR 378 shows that whether the proceedings are civil or criminal the test is the same when one is considering whether the proceedings are an abuse of process by reason of the fact that they cannot succeed. Civil or criminal proceedings are an abuse of process, not if it can be said of them only that they will very likely fail, but if it can be said of them that it is quite clear that they must inevitably fail. So it was laid down in Walton v Gardiner by Mason CJ, Deane and Dawson JJ at 393 that proceedings will constitute an abuse of process if they can be clearly seen to be foredoomed to fail. This formulation does not differ in substance from that of Brennan J at 411 ('proceedings which will inevitably and manifestly fail').
With regard to civil proceedings, there has been some difference of approach on the sense in which a point must be unarguable so as to enable the view to be reached that the proceeding is doomed to failure_. I entertain no doubt, however, that, putting the matter at its lowest from the point of view of the prosecution, criminal proceedings are not shown to be an abuse of process as brought without reasonable grounds merely because a judge concludes that the better view is that a case to answer has not been, or will not be, made out._ At the very least it would have to be laid down, in favour of the prosecution, that if it was fairly arguable that a case to answer had been, or would be, made out, the criminal proceedings were not 'manifestly groundless' or 'brought without reasonable cause' or 'clearly foredoomed to fail'.
It is one thing to suggest that criminal proceedings are clearly doomed to failure because on the undisputed facts it is plain that some affirmative defence exists or even because it is plain that the Crown has no evidence whatever which might be said to go towards proving some essential element of the offence. It is another thing where the contention is only that the Crown will probably fail on the facts because the foundation of its case on the facts is 'slender' ...
To my mind, however, the no case test simpliciter is not the appropriate one for a case such as the present. It is evident from the expressions used in the passages quoted above from Walton v Gardiner that, for a successful stay application of the kind before us, the case must be not merely incapable of success but 'clearly foredoomed to fail'; or in the words of Brennan J the vice is the institution of proceedings 'which will inevitably and manifestly fail'.
In my view, in a case such as the present, the power to order a permanent stay of a criminal proceeding before the court should be limited to the case where it is plain beyond argument that the prosecution case suffers from some incurable vice. Such a vice must be readily apparent and clearly fatal to the prospect of success of the prosecution. I cannot readily imagine that such a vice could arise out of some insufficiency of evidence relied on by the Crown unless a matter such as an incurable absence of admissible evidence on some essential element. ... In a case such as the present, where the prosecution depends upon inferences which the jury will be asked to draw from constituent facts, the test which I posit would, as a minimum, prevent the judge from ordering a stay on the ground that the given inference was not open so long as there was evidence which has been treated as admitted as tending to support that inference.
The reason why the test for a stay of proceedings on this basis must be a stringent one is apparent. If it were not, the Court would be interfering with the decision of the DPP to institute proceedings, and would begin to assume the role of a supervisory authority in relation to those decisions. It is for the DPP to decide whether a charge should be laid, and what charge should be laid. It is the function of the trial judge to preside over that trial, the jury returning its verdict on the charges (unless it is a trial by judge alone). The trial of a charge is not to be precluded because, in the opinion of the presiding judge, the case is a weak one, or even because in the opinion of the trial judge the case is likely to fail. As I said, the function of the Court is to hear the charge, unless there are truly exceptional circumstances that warrant the Court staying the proceedings at the outset.
In a case where the basis for the application is that the prosecution is foredoomed to fail, the test is more onerous than would apply on the resolution of a submission of no case to answer at the conclusion of a prosecution case at trial. The failure of some essential aspect of the case must be inevitable. A stay application on the basis that the prosecution is 'foredoomed to failure' is not an anticipatory no-case submission. It is much more than that - to be successful the applicant must demonstrate positively that the prosecution case is hopeless, plainly so and condemned to remain that way. We consider that it involves much more than establishing a good arguable no-case submission.
Although the courts exercise no control over the decision to commence criminal proceedings,[19] superior courts retain control over such proceedings so as to ensure that the accused receives a fair trial.[20] Hence, superior courts have inherent jurisdiction to stay criminal proceedings which are an abuse of process, the jurisdiction to grant a stay having the dual purpose of preventing an abuse of process, or the prosecution of a criminal proceeding which will result in an unfair trial.[21] As was observed in Williams:[22]
If a permanent stay is sought to prevent the accused from being subjected to an unfair trial, it is only natural that the court should refrain from granting a stay unless it is satisfied that an unfair trial will ensue unless the prosecution is stayed. In other words, the court must be satisfied that there are no other available means, such as directions to be given by the trial judge, of bringing about a fair trial. Jago was such a case. Consequently, the judgments in that case gave emphasis to the necessity that the court should satisfy itself upon this point before granting the relief sought.[23]
If, however, a stay is sought to stop a prosecution which has been instituted and maintained for an improper purpose, it by no means follows that it is necessary, before granting a stay, for the court to satisfy itself in such a case that an unfair trial will ensue unless the prosecution is stopped. There are some policy considerations which support the view that the court should so satisfy itself. It is of fundamental importance that, unless the interests of justice demand it, courts should exercise, rather than refrain from exercising, their jurisdiction, especially their jurisdiction to try persons charged with criminal offences, and that persons charged with such offences should not obtain an immunity from prosecution. It is equally important that freedom of access to the courts should be preserved and that litigation of the principal proceeding, whether it be criminal or civil, should not become a vehicle for abuse of process issues on an application for a stay, unless once again the interests of justice demand it. ...
[1] Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences) Act 2016, s 38.
[2] Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences) Act 2016, s 40_._
[3] Walton v Gardiner (1993) 177 CLR 378 ('Walton').
[4] Hermanus (a pseudonym) v The Queen [2015] VSCA 2; (2015) 44 VR 335 ('Hermanus').
[5] [Doney v The Queen [1990] HCA 51; (1990) 171 CLR 207].
[6] [R v Smith] (1993) 117 A Crim R 298.
[7] House v The King (1936) 55 CLR 499, 505 (Dixon, Evatt and McTiernan JJ). See also KJM v The Queen (No 2) [2011] VSCA 268; (2011) 33 VR 11, 12-13 [9]-[14]; Singh v The Queen [2011] VSCA 263; (2011) 33 VR 1, 6-7 [26]; DPP v Marijancevic [2011] VSCA 355; (2011) 33 VR 440, 444-5 [13]-[16].
[9] See, e.g., Metropolitan Bank v Pooley (1885), 10 App Cas 210, at pp 220-221; General Steel Industries Inc v Commissioner for Railway (NSW) [1964] HCA 69; (1964), 112 CLR 125, at pp 128-130.
[16] R v McGee [2008] SASC 328; (2008) 102 SASR 318, 343 [87] (emphasis added).
[17] Little (a pseudonym) v The Queen (2015) 45 VR 816, 839 [74] (emphasis added; citations omitted) (Lasry and T Forrest AJJA).
[18] Hines (a pseudonym) v The King [2023] VSCA 168, [28] (Priest and Kennedy JJA).
[20] Barton v The Queen [1980] HCA 48; (1980) 147 CLR 75, 96.
[21] Williams v Spautz [1992] HCA 34; (1992) 174 CLR 509, 518 (Mason CJ, Dawson, Toohey and McHugh JJ) ('Williams').
[23] [Jago v District Court (NSW) [1989] HCA 46; (1989) 168 CLR 23] 34, 48-49, 54, 56-58, 72-73, 75.
[24] Doney v The Queen [1990] HCA 51; (1990) 171 CLR 207, 214-5.
[25] Walton, 392; Jago v District Court (NSW) [1989] HCA 46; (1989) 168 CLR 23 ('Jago'); R v Glennon [1992] HCA 16; (1992) 173 CLR 592; Dupas v The Queen [2010] HCA 20; (2010) 241 CLR 237; R v Edwards [2009] HCA 20; (2009) 255 ALR 399; Hermanus, 341-2 [39].
[26] Williams, 529; Jago, 31 (Mason CJ), 60 (Deane J), 76 (Gaudron J); Hermanus, 341-2 [39].
[32] Crimes Act 1958, s 36(2)(d), (e) and (f).
DPP
MK and TRF [2023] VSCA 187
(1993) 177 CLR 378
(2015) 44 VR 335
(1990) 171 CLR 207
(1936) 55 CLR 499
(2011) 33 VR 11
(2011) 33 VR 1
(2011) 33 VR 440
(1994) 181 CLR 338
(1996) 65 FCR 544
(2006) 217 FLR 242
(2008) 102 SASR 318
(2010) 239 FLR 139
(2015) 45 VR 816
(1980) 147 CLR 75
(1992) 174 CLR 509
(1989) 168 CLR 23
(1992) 173 CLR 592
(2010) 241 CLR 237
(2009) 255 ALR 399