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[2004] VSCA 192
Court of Appeal (Vic)
2004-11-04
ORMISTON and CHARLES, JJ.A. and HANSEN, A.J.A.
Original judgment source is linked above.
[ 2004] VSCA 192
CRIMINAL LAW - Road safety offences - Furnishing of sample of breath for analysis the result indicating more than the prescribed blood alcohol level - Defence that breath analysing instrument not in proper working order or not properly operated - Admissibility of evidence in support of defence - Whether expert evidence precluded as "evidence as to the effect of the consumption of alcohol on the defendant" - Road Safety Act 1986 s.49(1)(f), s.49(4), s.49(6).
"Did the Magistrate err in law in admitting and acting upon the evidence of Graeme Barry Young in considering the charge brought pursuant to s.49(1)(f) of the Road Safety Act 1986?"
"3. Definitions (1) In this Act- ... "prescribed concentration of alcohol" means- (a) in the case of a person to whom section 52 applies, the concentration of alcohol specified in that section; and (b) in the case of any other person, a concentration of alcohol present in the blood of that person of 0.05 grams per 100 millilitres of blood; ... 47. Purposes of this Part The purposes of this Part are to- (a) reduce the number of motor vehicle collisions of which alcohol or other drugs are a cause; and (b) reduce the number of drivers whose driving is impaired by alcohol or other drugs; and (c) provide a simple and effective means of establishing that there is present in the blood of a driver more than the legal limit of alcohol. 48. Interpretative provisions ... (1A) For the purposes of an alleged offence against paragraph (f) or (g) of section 49(1) it must be presumed that the concentration of alcohol indicated by an analysis to be present in the blood of the person charged or found by an analyst to be present in the sample of blood taken from the person charged (as the case requires) was not due solely to the consumption of alcohol after driving or being in charge of a motor vehicle unless the contrary is proved by the person charged on the balance of probabilities by sworn evidence given by him or her which is corroborated by the material evidence of another person. ... 49. Offences involving alcohol or other drugs (1) A person is guilty of an offence if he or she- ... (b) drives a motor vehicle or is in charge of a motor vehicle while the prescribed concentration of alcohol or more than the prescribed concentration of alcohol is present in his or her blood; or ... (f) within 3 hours after driving or being in charge of a motor vehicle furnishes a sample of breath for analysis by a breath analysing instrument under section 55(1) or (2AA) and- (i) the result of the analysis as recorded or shown by the breath analysing instrument indicates that the prescribed concentration of alcohol or more than the prescribed concentration of alcohol is present in his or her blood; and (ii) the concentration of alcohol indicated by the analysis to be present in his or her blood was not due solely to the consumption of alcohol after driving or being in charge of the motor vehicle; ... (4) It is a defence to a charge under paragraph (f) of sub-section (1) for the person charged to prove that the breath analysing instrument used was not on that occasion in proper working order or properly operated. ... (6) In any proceedings for an offence under paragraph (f) or (g) of sub-section (1) evidence as to the effect of the consumption of alcohol on the defendant is admissible for the purpose of rebutting the presumption created by section 48(1A) but is otherwise inadmissible."
"Having omitted to confine the exercise of the power to post-accident situations, it is impermissible for a court to read such a condition into the requirements of the offence provided in par (f). The language of the Act is clear and unambiguous. The duty of a court is to give effect to the purpose of Parliament as expressed in that language. That obligation is not altered because the Act is penal in character."[8]
"That does not leave s 55(10) without work to do in the case of a charge brought under par (f) of s 49(1). The facility of blood analysis is available in such a case, as indeed it was used in this case, to tender an issue relevant to the defence provided by s 49(4). That defence is confined to the question whether the breath analysing instrument used `was not on that occasion in proper working order or properly operated'. Clearly, an analysis of blood which is seriously inconsistent with the analysis of breath conducted by the breath analysing instrument could, in a given case, cast doubt on the working order or proper operation of the breath analysing instrument."[9]
"In any proceedings for an offence under paragraph (f) or (g) of sub-section (1) evidence as to the effect of the consumption of alcohol on the defendant is inadmissible for the purpose of establishing a defence to the charge".
Marks, J. held that the evidence was admissible stating:
"It must be assumed for present purposes that the time when the peak level of alcohol in the applicant's blood would have been reached after drinking stopped plus the period of non-consumption prior to the tests were essential to the expert opinion about any significance in the disparity between the readings. It must also be assumed that the applicant proposed to adduce evidence that given these facts the only proper inference was that the instrument was defective or not properly operated. It is not to the point for present purposes what precisely was still to be given in evidence, what its weight or how persuasive the Court was to find it. The question here is solely one of admissibility. I think the evidence on which the applicant sought to rely, if conforming to the above assumptions, was admissible. It is not precluded in my opinion by s.49(6) as going to the effect of the consumption of alcohol on the applicant. It was evidence of what the breath analysing instrument might be expected to record if properly operated and in proper working order given certain facts about the rise and fall of alcohol content in the human being. The magistrate was undoubtedly right in concluding that any evidence about human beings in general included the applicant. But the observation was not to the point."[11]
"It cannot be supposed that Parliament intended, particularly in a penal statute, to give with one hand and take away with the other. ... This is because Parliament must have intended by providing the defence under s.49(4) to entitle an accused to adduce all evidence going to its establishment."[14]
Finally, given that the interpretations of Marks, J. in Campbell in 1988 and Harper, J. in Phung in 1993 have remained unaltered by Parliament, it can be assumed that Parliament accepts the propositions contained in those decisions.
"The only grounds on which a breath analysis reading may be challenged will be that the particular instrument was operated improperly or was defective. Motorists will need to be aware that the offence is being over the legal limit at the time of being tested".[18]
(a) the consumption or non-consumption of alcohol by the defendant at any time before furnishing the sample of breath for analysis or having the sample of blood taken from him or her; or (b) the effect of the consumption of alcohol on the defendant; or (c) the general inaccuracy of breath analysing instruments of the type used.
The Bill was sent containing s.49(6) in this form to the Legislative Council where, on 18 November 1986, the Attorney-General gave the second reading speech.[19]
"Evidence of drinking alcohol after an accident will be admissible in cases where the court is satisfied there was no blood alcohol present at the time of driving. However, the onus will be on the defendant to satisfy the court of this".[25]
"That principle is based upon the presumed intention of Parliament and has, we think, a particular application where the conflict arises from different sections in the same Act. ... It is but common sense that Parliament having before it two apparently conflicting sections at the same time cannot have intended the general provision to have deprived the specific provision of effect".[29]
"If accepted, it will result in the conviction of persons for an offence against s.49(1)(f) although the tribunal of fact is satisfied that those charged had nowhere near the prescribed concentration of alcohol in their blood. In this case it will, if accepted, result in the conviction of Mr. Phung although the magistrate was ... satisfied not only that the breath analysing instrument used to analyse his blood was either not in proper working order or was not properly operated, but also that the relevant defect resulted in an inaccurate analysis."[32]
"One, of course, is the direct approach: a defendant might demonstrate that the operating procedure was flawed, or might establish that the machine itself was defective. But it would not necessarily follow that the fault thus revealed had resulted in an inaccurate analysis: Ozbinay v Crowley ... Before one can properly reach that conclusion, it is, as his Honour there pointed out, necessary to show not merely a fault in procedure or in the instrument itself, but also that the result of the analysis was unreliable. It is also possible to demonstrate fault in the operation of a breath analysing instrument, or a fault in the instrument itself, by examining the results of an analysis against the known or established facts concerning the consumption of alcohol by the person whose breath is analysed. Such an approach will not, of course, accord with strict scientific method. As a check on the accuracy of the analysis performed by the instrument, it would only be of use where the divergence between the results of the analysis and the evidence of consumption is so marked that either the defendant is an abnormal human being in relation to the absorption and elimination of alcohol, or the machine must have produced a wrong result."[34]
"... whatever purpose Parliament had in making these amendments, it was not intended to, nor did it, alter the Act in any way material to the decision in Campbell's Case. The fact is that, far from altering the law in this respect when it had the opportunity to do so, Parliament chose to allow a further defence."[36]
"...Parliament re-enacted, in s 4(1) of the Act, words which are almost identical with those considered in R v Portus. There is abundant authority for the proposition that where the Parliament repeats words which have been judicially construed, it is taken to have intended the words to bear the meaning already `judicially attributed to [them]', although the validity of that proposition has been questioned".[38]
"It is unlikely that, save in the rarest of cases, an accused person would be in the position to give evidence himself or herself that the instrument was not in proper working order or was not properly operated".
"In any proceedings for an offence under paragraph (f) or (g) of sub-section (1) evidence as to the effect of the consumption of alcohol on the defendant is inadmissible for the purpose of establishing a defence to the charge."
"The rule formerly accepted, that statutes creating offences are to be strictly construed, has lost much of its importance in modern times. In determining the meaning of a penal statute the ordinary rules of construction must be applied, but if the language of the statute remains ambiguous or doubtful the ambiguity or doubt may be resolved in favour of the subject by refusing to extend the category of criminal offences ... The rule is perhaps one of last resort."[46]
"The result is that the courts adopt the general approach that whenever any legislation is re-enacted after being judicially interpreted, the legislature is to be assumed to have approved that interpretation."
However, in the present circumstances there has been no re-enactment of the Act. Rather the respondents seek to rely on and apply the above principle in circumstances where Parliament has omitted to amend the Act in response to judicial decisions.
"It was submitted on behalf of the respondent that the amendment of the Service and Execution of Process Act a number of times over the years during which it has consistently been interpreted as having no exclusive operation with respect to the service of process, indicates the tacit approval of the Commonwealth Parliament and provides a guide to its intent. That is to overstate the position somewhat. Whilst it is true that, where an inference can be drawn from the terms in which subsequent legislation has been passed that Parliament itself has approved of a particular judicial interpretation of words in an earlier statute, a court should adhere to that interpretation, the difficulty is in discerning the existence of parliamentary approval: see Geelong Harbour Trust Commissioners v Gibbs Bright & Co [1974] HCA 2; (1974) 129 CLR 576 at 584 ... Mere amendment of a statute not involving any re-enactment of the words in question could seldom if ever constitute approval of an interpretation of those words. Even re-enactment of the words in circumstances not involving any reconsideration of their meaning, as for example, in a consolidating statute, does not do so: Williams v Dunn's Assignee [1908] HCA 27; (1908) 6 CLR 425 at 441 ... At most the principle affords a presumption of no great weight concerning the meaning of the words used and cannot be relied upon to perpetuate an erroneous construction: Salvation Army (Vic) Property Trust v Fern Tree Gully Corp [1952] HCA 4; (1952) 85 CLR 159 at 174, 182."
The majority also referred to the statement of Dixon CJ in R v Reynhoudt that:[52]
"In any case the view that in modern legislation the repetition of a provision which has been dealt with by the courts means that a judicial interpretation has been legislatively approved is, I think, quite artificial. To repeat what I have said before, the mechanics of law-making no longer provide it with the foundation in probability which the doctrine was supposed once to have possessed."
The majority concluded that the rule nowadays provides little use as a guide and should not prevail over an interpretation which otherwise appears to be correct.[53]
"Where there is a general provision which, if applied in its entirety, would neutralise a special provision dealing with the same subject matter, the special provision must be read as a proviso to the general provision, and the general provision, in so far as it is inconsistent with the special provision, must be deemed not to apply."
Citing this principle and the statements of Marks, J. in Campbell[55] and Harper, J. in Phung, the respondents contended that sub-s. (6) should be read down so as not to preclude the establishment of facts relevant to a defence under s.49(4).
[1] Director of Public Prosecutions v. Hore & Anor [2004] V.S.C. 20 at [16].
[3] Unreported, 18 August 1988, BC 8800454.
[8] At [19] per Gleeson C.J., Gummow, Kirby and Callinan JJ. See also Mills v. Meeking [1990] HCA 6; (1990) 169 C.L.R. 214 at 223.
[16] Hansard, Legislative Assembly, 11 September 1986 at 230.
[19] Hansard, Legislative Council, 18 November 1986 at 1021.
[20] Hansard, Legislative Council, 5 December 1986 at 1673.
[21] Hansard, Legislative Council, 5 December 1986 at 1674.
[22] Hansard, Legislative Council, 5 December 1986 at 1678.
[23] Hansard, Legislative Council, 5 December 1986 at 1684.
[24] Road Safety (Miscellaneous Amendments) Bill, Explanatory Memorandum.
[25] Hansard, Legislative Assembly, 3 November 1988 at 508.
[26] Hansard, Legislative Council, 10 May 1989 at 751.
[27] Hansard, Legislative Council, 23 May 1989 at 871-2.
[29] At 348 per Mason C.J., Dawson, Gaudron and McHugh JJ. See also the comments of Deane, J. in Refrigerated Express Lines (A/Asia) Pty Ltd v. Australia Meat and Live-Stock Corporation [1980] FCA 38; (1980) 29 A.L.R. 333 at 347.
[30] [1993] VicRp 75; (1993) 2 V.R. 337 at 338.
[35] (1993) 17 M.V.R. 176 at 183.
[37] D C Pearce & R S Geddes, Statutory Interpretation in Australia, 5th edition, Butterworths 2001 at [3.39].
[38] Re Alcan Australia Ltd [1994] HCA 34; (1994) 181 C.L.R. 96 at 106.
[40] The respondents cited four examples of legislation introduced shortly after a judicial decision to reverse the effect of that decision.
[42] See s.47G(2a) of the Road Traffic Act 1961 (S.A.).
[45] See Beckwith v. R [1976] HCA 55; (1976) 135 C.L.R. 569 at 576 cited by the judge at [36].
[46] [1976] HCA 55; (1976) 135 C.L.R. 569 at 576. See also Deming No 456 Pty Ltd v Brisbane Unit Development Corp Pty Ltd [1983] HCA 44; (1983) 155 C.L.R. 129 at 145 per Mason, Deane & Dawson JJ.; Waugh v Kippen [1986] HCA 12; (1986) 160 C.L.R. 156 at 164 per Gibbs, C.J., Mason, Wilson & Dawson JJ.
[48] (5th edition) Butterworths 2001 at 82.
[52] [1962] HCA 23; (1962) 107 C.L.R. 381 at 388.
[53] At 594. Cited in Barns v. Barns (2003) 214 C.L.R. 169 at 207 per Gummow and Hayne JJ. See also Zickar v. MGH Plastic Industries Pty Ltd (1996) 187 C.L.R. 310 at 328-329 per Toohey, McHugh and Gummow JJ.
[54] [1908] HCA 55; (1908) 7 C.L.R. 1 at 14.
(1974) 129 CLR 576
(1908) 6 CLR 425
(1952) 85 CLR 159