[2019] TASCCA 13
General information, not legal advice.
Court of Criminal Appeal (Tas)
2019-08-30
Pearce J, Brett J, Porter AJ, Geason J
Original judgment source is linked above.
COURT: SUPREME COURT OF TASMANIA (COURT OF CRIMINAL APPEAL)
CITATION: Director of Public Prosecutions v Harwood (No 2) [2019] TASCCA 13
Criminal Law - Appeal and new trial - Appeal against sentence - Grounds for interference - Sentence manifestly excessive or manifestly inadequate - Crown appeal - Causing grievous bodily harm - Respondent involved in argument with a young woman about her age and known to her - Reacted to verbal taunt by hitting complainant in the face with a glass - Complainant lost the sight of one eye and was severely disfigured - Respondent with no significant history of offending- Sentence of 12 months' imprisonment with 9 months suspended on conditions including performance of 80 hours of community service - Sentence held to be manifestly inadequate - Discussion of relevant factors.
Criminal Law - Appeal and new trial - Appeal against sentence - Appeals by Crown - Fresh evidence and events occurring after sentence - Respondent served operative period of term of imprisonment and completed community service before appeal heard - Actual stress and anxiety arising from the delay relevant factors to be taken into account on re-sentence.
Director of Public Prosecutions v Chatters [2011] TASCCA 8, 21 Tas R 26; Director of Public Prosecutions v Karazisis [2010] VSCA 350, 31 VR 634, applied.
Criminal Law - Sentence - Nature and circumstances of offender - Mental disorder - Offender with anxiety disorder and depression - Reacted to verbal taunt from complainant by hitting her in the face with a glass causing serious injury - Evidence that anxiety disorder contributed to offending - Mental impairment not the primary causal factor nor the only factor at play - Sentencing judge held that moral culpability reduced as a consequence - Finding reasonably open on the evidence - Weight to be attributed to the reduction in moral culpability a different question.
R v Verdins [2007] VSCA 102, 16 VR 269; and Director of Public Prosecutions v O'Neill [2015] VSCA 325, 47 VR 395, considered.
Judgment Number: [2019] TASSC 13
[Note: The 12 month probation order made on 3 December 2018 is not affected by this order.]
"[3] The prosecution case was largely reliant on the evidence of the complainant. The crime had been committed on 30 September 2017, which was AFL grand final day. The complainant, the respondent, their respective partners, and several other persons had gathered in a shed in the backyard of the respondent's mother's house to watch the grand final. According to the complainant's evidence, during the course of the function, she became involved in a verbal altercation with the respondent. After a brief verbal exchange, at the suggestion of her partner, the complainant decided to leave the shed in order to extricate herself from the argument. She was almost at the door when the respondent made a further comment to her. The complainant turned around and responded verbally. Her evidence was that the respondent then walked towards her quickly and hit her in the face with her hand. Although the complainant did not see anything in the respondent's hand, the evidence established that the respondent was holding a wine glass when she hit the complainant. The glass broke on impact and caused significant injuries to the complainant's face, including her left eye.
[4] As a result of these injuries, the complainant suffered permanent loss of sight from that eye and suffered other permanent facial disfigurement. The complainant's evidence was that she felt pain in her eye immediately, and reacted by putting her hand to her eye, screaming and dropping to the ground on her knees. She said that the respondent then took hold of her and punched her to the face and head. The clear import of her evidence was that she was punched more than once.
[5] The complainant's partner was already outside the shed when this happened and did not see the initial blow. However, he immediately returned to the shed when he heard a smashing sound. He saw the complainant against the door 'with [the respondent] just punching her directly in the face ... while she had hold of her hair'. The complainant was bleeding from her head and eye.
[6] The respondent did not give or adduce evidence. However, a recorded interview between police and the respondent was admitted into evidence in the prosecution case. In the interview, the respondent agreed that she had hit the complainant with her hand while it contained a wine glass, but claimed that the complainant had attacked her physically by grabbing her hair and slapping her in the face. She asserted that the blow that struck the complainant's face was in self-defence, and suggested that she had not realised that the glass was in her hand when she delivered the blow. She said nothing about continuing to punch the complainant after the first blow. The respondent's partner gave evidence in the prosecution case which supported the version that she had been attacked first by the complainant. Self-defence was left to the jury by the trial judge.
[7] In sentencing submissions, prosecuting counsel submitted that the evidence established that the respondent had deliberately hit the complainant to her face with the wine glass. It was submitted that the respondent's actions in walking the length of the shed demonstrated a degree of premeditation, and that the respondent's purpose was to inflict serious violence upon the complainant. It was submitted that the court should accept that the respondent had continued to attack the complainant by delivering several further punches to her injured face, and that she did so after having realised that the complainant was seriously injured. The prosecutor submitted that the court should reject any claim that the respondent was acting in purported self-defence or that she was remorseful for her actions.
[8] Defence counsel submitted that the court should proceed to sentence on the basis that the respondent's actions 'were reckless rather than intentional'. It was also submitted that the respondent was genuinely remorseful."
"Tensions simmered between you and the complainant throughout the day. Your boyfriend, and hers, who is your brother, were involved in some exchanges but the uneasiness was principally between the two of you.
Shortly prior to matters escalating, the complainant made to leave the garage, (following her boyfriend). About a metre away from the door she turned back into the room and she called you 'a hypocrite', a remark which upset you and made you angry. You crossed the room towards her. I do not think you had any particular plan in mind when you did that. Your action was driven by anger but your purpose could just as easily have been to shout at her from close range.
I am not satisfied that you planned physical violence, and I do not sentence you on the basis that you crossed the room intending to strike her.
At some point shortly after you got near to her, your anger exploded, and you struck out at her with the hand that was holding the glass, hitting her to the face and causing serious injury to her eye. I find that it was that act that caused the grievous bodily harm for which the jury has found you guilty.
At the time you struck her, the complainant posed no physical threat to you; there is no element of self-defence involved in this act. Yours was an action delivered in anger, a split-second action, inflicted without any thought for what might follow. I accept that you did not intend to cause the complainant grievous bodily harm. I am satisfied that when you struck her in the way you did, you were reckless as to that consequence."
"I am not satisfied that the verdict of the jury incorporates any finding with respect to the evidence given by the complainant and your brother that you continued to strike the complainant to the face on multiple occasions after that act. The evidence supports a finding that you both fell to the ground, that you had hold of one another's hair and that others attempted, to separate you. Anything felt by the complainant in that short period could as easily be explained by those attempts. The evidence as to this aspect is sufficiently uncertain to preclude a finding as to whether you punched her after the initial striking. Furthermore it is wholly unclear whether you continued to hold the broken glass after you had struck her, and there are no injuries consistent with it being used after the initial striking. Accordingly I am not satisfied beyond reasonable doubt that your conduct extended to the infliction of punches or other violence towards the complainant after the initial strike."
"The learned trial judge erred in fact and/or in law:
(a) by failing to provide adequate reasons as to why he found the evidence was 'sufficiently uncertain to preclude a finding as to whether (the respondent) punched her after the initial striking'; and
(b) such finding was not reasonably open on all the evidence."
"[23] Finally, there is the question of appellate review of findings of fact made for the purpose of imposing sentence. In R v Parker (1984) Crim LR 763, the Court of Appeal concluded that, provided the trial judge directed himself in accordance with correct principle, the Court of Appeal would be slow to disturb any finding of fact as the trial judge had had the advantage of seeing and hearing the witnesses. This approach was applied in R v Ahmed (1985) Crim LR 250. In Halden (supra) at 35-36 Lush J said:
'Turning to the Crown argument concerning the role of an appellate court in reviewing findings of fact relevant to sentence, I would reject the argument that the appellate court cannot depart from the finding if there is some evidence to support it. The finding must be subject to review upon the same basis as a finding of a judge sitting without a jury. Where the judge has seen and heard the witnesses, the appellate court will be conscious of the fact that it has not had that advantage. If the judge was working from the same papers as the appellate court has before it, the appellate court can substitute its own finding in accordance with the principles expounded in Warren v Coombes [1979] HCA 9; (1979) 142 CLR 531, and Paterson v Paterson [1953] HCA 74; (1953) 89 CLR 212 at 219-224.'
[24] In R v Gandy (1989) 11 Cr App R (S) 564 the court said at 569 that it was only in 'the most exceptional case that this Court will differ from the findings of fact made by a judge at a Newton-type hearing (taking evidence upon a plea of guilty) because this Court does not have the advantage of seeing and hearing the witnesses who have given evidence."
"The learned trial judge erred in fact and/or in law in finding that 'principles one and two, as articulated in R v Verdins [2007] VSCA 102, 16 VR 269 [were engaged]' when such finding was not reasonably open on the evidence."
"[9] The defence also presented two reports from a psychologist, Damian Minehan. Mr Minehan gave evidence in the sentencing proceedings and was cross-examined extensively by prosecuting counsel. Mr Minehan's assessment of the respondent was that she had 'a mental health condition, in the form of social and generalised anxiety that had been present since adolescence'. She had also experienced panic attacks and periods of depression. Mr Minehan was asked to specifically comment upon the relevance of 'the Verdins principles'. He expressed the opinion that her 'Heightened state of anxiety may have contributed to her perceiving higher levels of threat, losing control of her emotions and acting impulsively and violently. The court may wish to consider principles 1 and 2 in this context.'
[10] In Mr Minehan's subsequent report he specifically addressed the contribution and/or causality of the respondent's mental condition to the offending behaviour. He noted that 'Ms Harwood experiences a higher level of psychological and physical arousal than a person who does not experience this condition ... she entered the situation at a higher level of alertness, vigilance and arousal than a person who does not have an anxiety disorder and is more prone to experiencing an acute stress or 'fight or flight' response, a response that contributed to her behaviour'. He described her anxiety disorder as a contributing factor in her offending. Mr Minehan was cross-examined and prosecuting counsel put to him the complainant's version of events. Mr Minehan's evidence was that it was his belief that on that account the respondent's mental state contributed in some way but that he could not be more specific: 'I don't believe that it was the primary causal factor and I don't believe that it was completely irrelevant to the offending either.' He described the respondent's reaction, if the complainant's version of events was accepted, as 'impulsive' in the sense of behaviour with little thought or control."
"You presented two reports from Mr Minehan. I accept his expertise in the field the subject of his opinion. I accept his opinion. It satisfies me that your anxiety disorder contributed to your behaviour on this day. That condition explains the level of psychological and physical arousal you experienced when confronted by the complainant's presence. The Facebook post is contextually relevant in the sense described by Mr Minehan in his report at paragraphs 26, 27 and 46. It provides a broader setting for the circumstances on this day, affording some explanation for your heightened anxiety. That was a circumstance which tested your strategy for coping with interpersonal conflict and anger. I find that it challenged you in a way you could not manage adequately, when confronted by the complainant's words directed at you.
Because Mr Minehan has expressed the view that the condition contributed to rather than caused your actions it can only partially explain your conduct. You did not lose all power of self-control. Rather, I find that the condition resulted in a reduced ability to control your angry emotions, a result manifest in the impulsivity of your action. It handicapped your ability to control your response to the circumstances as you found them; to respond calmly and rationally to your situation. It did not extinguish your capacities of self-control however, so its effect is to mitigate the criminality of your actions, not to excuse you. It engages principles one and two, as articulated in R v Verdins [2007] VSCA 102, 16 VR 269.
I am satisfied that the moral culpability of your actions is reduced by reason of that condition. That conclusion is a consideration which bears upon sentence because it has contributed to the behaviour for which you have been convicted."
"With the above principles in mind Ms Harwood's anxiety and tendency towards emotional overcontrol may have contributed to the offending behaviour in the form of heightened anxiety in the moments leading up to the physical altercation. Ms Harwood's heightened state of anxiety may have contributed to her perceiving higher levels of threat, losing control of her emotions and acting out impulsively and violently. The Court may wish to consider principles one and two in this context."
"Yes......- as well. So the formulation is that there was an anxiety disorder, avoidance withdrawal, anxiety related attempts to control her environment, over-control of her emotions is an important point in all of this as well. My view is that the anxiety disorder still contributed, so I'm probably going to have to give a bit of an explanation about what that means in terms of why I think that occurred.
I'm inviting you to......Yep, so in terms of anxiety disorders there are two components, the psychological component, which is the worries, the thoughts, the psychological components that fuel the anxiety. The second part is the physical symptoms that I think everybody's experienced, perhaps at a lower level, butterflies in the stomach and so on when you're nervous about something, when somebody gets into the realm of having an anxiety disorder or even a panic attack that's quite a different response. So most people have heard of the fibre [sic] flight response before, that's an automatic response that our body makes when we perceive danger or threat and occurs in a situation where we might have a near-miss in a car accident or somebody threatens us or we step out in front of a bus or whatever it might be. For somebody with an anxiety disorder those kinds of reactions can occur in all sorts of places, so supermarkets, lifts, all of those kinds of things, someone might have a panic in those kinds of environments have that full flight - fight or flight response, adrenalin into the system, heart rate picks up, blood diverts from the limbs to the bigger muscles in the body to prepare you to do something. In either scenario with Ms Harwood my opinion is that that state contributed in some way. So in the scenario that you've presented to me that same thing occurs, so she's - at the state that they're having a discussion and some things are said, the comment about the hypocrite is made, which I think has some historical - a couple of weeks before there was some perception that there'd been another comment about hypocrite being made, -
Yes.....Yep. That's where I'm saying the response started to occur, that heightened physical arousal, that's then contributed to the lack of judgment and the impulsive decision making and the rush of emotions and other things that have contributed to the offence.
So are you saying it did or it might have?.....I'm saying it - it has contributed in some way, so as I was trying to clarify in that second report, I'm certainly not saying it is the primary or causal factor, I cannot say that, I - my belief is that it contributed in some way but I cannot - I cannot give you a one percent or a ninety nine percent on that, it is difficult, but I believe it contributed in some way."
(a) The equivocal nature of Mr Minehan's opinion and his inability to quantify the extent of any relevant contribution.
(b) His limited opportunity to assess the existence and relevance of the mental health condition at the time of offending, given that he did not see the respondent for the first time until 12 months after the commission of the crime.
(c) The respondent's statements to police during the course of a recorded interview which included that, at the time of the offending, she had the condition under control, that she did not lose control, and that she had the capacity to not overreact and to keep her emotions under control.
(d) The evidence that the respondent had consumed a considerable amount of alcohol, and the probability, according to Ms Mason's argument, that her conduct resulted from simple rage fuelled by intoxication.
"[38] ... At par [68], their Honours said that it was clearly inappropriate to apply a mechanistic approach that, because an offender is said to suffer from impaired mental functioning, the Verdins principles are thus attracted; 'Such an approach is overly simplistic, and erroneous.' Their Honours said that careful consideration needs to be given as to whether the evidence establishes that mental capacity has been impaired and whether which of the circumstances set out in Verdins are engaged. That required a rigorous evaluation of the evidence.
[39] Further observations included the following. Notably, at par [71], the court stressed that the principles set out in Verdins are enlivened only where the offender suffers from an impairment of mental functioning. The consequences will depend on the nature and severity of that impairment. For the second, third and fourth principles enunciated in Verdins to have application, there must be a connection between the impairment to mental functioning and the appellant's moral culpability or the need for general and specific deterrence. If the mental impairment exists at the time of the offending, it must have some 'realistic connection' with the offending, or have 'caused or contributed' to the offending, or be 'causally linked' to the offending: [74]. Next, to show the necessary connection to the offending and to enliven limbs 1 to 4 of the Verdins principles, the offender must establish that the mental impairment affected his or her ability to appreciate the wrongfulness of the conduct, or obscured the offender's intent to commit the offence, or impaired the offender's ability to make calm and rational choices or to think clearly at the time of the offence: [75]. Careful consideration needs to be given to whether the evidence establishes mental impairment, with the Crown having an important role in identifying any inadequacy in expert opinion, and challenging it if necessary: [80]-[81]."
"[96] The respondent's complex personality matrix was not, however, irrelevant to the sentencing synthesis. The evidence of Dr Barth was relevant and of substantial importance in explaining why the respondent, in response to the humiliating remarks made to him by his partner, exploded in a fit of rage in the course of which he murdered his partner. That explanation was of central importance in making an informed assessment of the respondent's moral culpability for his offending conduct.
[97] The determination of an offender's moral culpability does not depend, solely, on an objective assessment of the actions and conduct of the particular offender. Such an assessment necessarily involves a careful consideration of matters personal to the offender, which may provide an appropriate explanation as to how, particularly in a case such as this, a hitherto law-abiding person has, in an outburst of uncontrolled anger, committed such a serious crime."
"As a result of your conduct, your victim who is aged 20 years, is now blind in one eye and she is disfigured for life. She describes the injuries she has sustained as ruining her looks and on the rare occasions she ventures out, she wears sunglasses to cover her injury. She describes feeling the discomfort of others who have to look at her and talk to her. She describes an uncertain future and the loss of any prospect for pursuing a career in the Navy. Others have encouraged her to try modelling, but she considers this is no longer a possibility. She described how she was skilled in make-up, but she has given up on that because it is more difficult for her to do having sight in only one eye. She describes having no perception of depth. She will have to learn to drive again. She described fearing for her well-being and having developed anxieties, the biggest anxiety is that her other eye will deteriorate. She fears that as she ages she could go completely blind. She has lost weight and self-confidence."
"The crime of causing grievous bodily harm does not necessarily require a sentence of actual imprisonment in every case. The sentencing data available to me lists numerous examples of the imposition of wholly suspended sentences for the crime, commonly with terms between six and twelve months and sometimes longer."
"[103] However, as one learned commentator has pointed out, there remain many reasons, apart from double jeopardy, why, as a matter of discretion, this Court would conclude that, despite error having been established and being satisfied that a different sentence ought to have been passed, a Crown appeal should be dismissed.
[104] Among the factors that might be relevant to the exercise of the Court's discretion to dismiss an appeal, despite inadequacy of sentence having been demonstrated, are delay, parity, the totality principle, rehabilitation, and fault on the part of the Crown.
[105] It is not difficult to see how factors such as these, and perhaps a number of others, might be regarded as justifying such a course in any given case. It is important to note that they are all far removed from double jeopardy, certainly in the sense in which that term is now understood in the context of the new provisions.
[106] Where there has been a significant delay between the sentencing of an offender, and the hearing of the Crown appeal against that sentence, the Court will generally take that into account in determining both whether to allow the appeal and, if so, in re-sentencing. There are sound reasons for this.
[107] Circumstances may have changed to such a degree as to warrant leaving even a sentence that may be viewed as manifestly inadequate to stand. When an offender is given a non-custodial sentence and has complied with its terms for a significant period, there may be powerful reasons why that sentence should not be disturbed. A similar point can be made in situations where an offender, who received a short custodial sentence, has served the entirety of that sentence and been released by the time the Crown appeal is heard.
[108] Delay is generally regarded as an important mitigating factor, particularly in cases where it has been brought about through no fault of the respondent. If the evidence is that a convicted person has taken advantage of a lenient disposition by removing himself or herself from a previously unsatisfactory environment, and has found employment and stability in his/her personal life, the Court will be reluctant to disturb that situation. The same is true where there has been a significant deterioration in the respondent's health, or mental well-being, in the period between his/her having been sentenced and the hearing of the appeal. Particularly, in a case not involving criminality of the highest order, the Court may take the view that it would be unfair and inappropriate, to intervene merely to mark the Court's disapproval of the sentence originally imposed." [Footnotes omitted.]
Director of Public Prosecutions
Harwood
(1992) 1 Tas R 234
(1979) 142 CLR 531
(1953) 89 CLR 212