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[2016] TASCCA 1
Court of Criminal Appeal (Tas)
2016-01-29
Estcourt JJ, Blow CJ, Tennent J, Porter J
Original judgment source is linked above.
COURT: SUPREME COURT OF TASMANIA (COURT OF CRIMINAL APPEAL)
CITATION: Director of Public Prosecutions (Acting) v CBF [2016] TASCCA 1
PARTIES: ACTING DIRECTOR OF PUBLIC PROSECUTIONS
Criminal Law - Appeal and new trial - Appeal against sentence - Grounds for interference - Sentence manifestly excessive or inadequate - Attempted murder, attempted rape, aggravated assault and aggravated burglary - Young offender with impaired mental health - Weight to be given to evidence about impairment - Relevant considerations - Crown appeal in circumstances where evidence about mental health not sought to be clarified or challenged before sentencing judge.
R v Verdins [2007] VSCA 102; (2007) 16 VR 269, applied.
Director of Public Prosecutions v O'Neill [2015] VSCA 325, considered.
Appellant: Acting Director of Public Prosecutions
Judgment Number: [2016] TASCCA 1
"... C's history does not really suggest the conditions under which Dissociative Identity Disorder would arise. At Ashley C has presented as a somewhat narcissistic and histrionic young man whose interest in Dissociative Identity Disorder has diminished since this no longer appeared to be of assistance to him in mounting a defence. My initial impression was of a factitious disorder; however it may be more generous to think of C's adoption of the disorder as resulting from the modelling of a family member; his maternal aunt. It does not appear that C 'invented' the disorder to excuse his conduct but that he was already using the mechanism of different personalities as a way of expressing distress. The emergence of the personalities was immediately preceded by a bout of seizures, subsequently found to be psychogenic in origin. It is interesting to note that C has used what are often termed 'hysterical' means of expressing distress. Both the pseudo-seizures and the invention of other personalities suggests that C struggles to express emotions that he finds distressing."
"It is difficult to understand what led to C going to [the complainant's] house; there may have been an element of dissociation involved. C himself denies planning the incident and he does not appear to have gone to her house equipped with the means to harm her and his choice of weapon appears to have been opportunistic. There seems to be no evidence of substance abuse clouding his judgment. It may be that he did have some feelings of sexual attraction towards [the complainant] and this is why he visited her and when faced with her he was reminded of his recent rejection by his girlfriend which made [the complainant] an object for his rage.
The assault was very serious and whilst C has expressed abhorrence at what occurred he has not truly expressed remorse, but tends to view the action as something that is out of character for him and therefore has tended to ignore responsibilities for his actions. My discussions with C have tended to focus on what the future holds for him and the ways of finishing his education and commencing a pathway to employment at some point in the future; this very much fits with a narcissistic personality. It is to be hoped that now he has disclosed his version of events some work can commence on examining the factors that led to his offending. However, I am concerned about the grandiosity and excitement that accompanied his description of the crime and that this could lead to him deriving a sense of importance from the seriousness of his offence.
C will require a great deal of psychological work in order for him to understand why he committed this offence ... In view of C's history of no prior offending and no antisocial behaviour such as violence towards peers or substance abuse and positive factors such as his high intelligence and athletic prowess, with adequate psychological assistance, his prospects for rehabilitation should be good. His mental health is generally good and he certainly appears to derive benefit from [an anti-depressant] and I would not recommend ceasing medication at least for a further 12 months, although there may be an argument for him remaining on [the medication] indefinitely ... ."
"Finally, the crimes that Mr CBF committed were extremely serious. If he were an adult offender without mental health problems I would impose a very long prison sentence on him. Because of his mental health problems, this is not an appropriate case for me to impose a sentence that is designed to deter others from violent sexual attacks. Because he is young, the emphasis should be on his rehabilitation. However his crimes were so serious that a substantial sentence of imprisonment is the only appropriate penalty. Because of his age and his mental health problems, I will impose the shortest possible non-parole period."
"... it is still an open question - it's not been resolved by the medical professionals who reviewed him - as to whether this psychiatric background played any and if so what specified role in the commission of the offence. ... [H]e was certainly a person who had suffered significant psychological or psychiatric issues up until that point."
"The circumstances in which the offending occurred, the particularly unusual comments made by the respondent to the complainant at the time of the offending, what the respondent told the complainant's mother before police arrive, and indeed that he remained at the crime scene to surrender to police are all highly suggestive that the respondent was suffering from a serious psychiatric condition or episode at the time of the offending."
"[32] Impaired mental functioning, whether temporary or permanent ('the condition'), is relevant to sentencing in at least the following six ways:
"Psychiatric abnormality falling short of insanity is frequently found to be a cause of, or a factor contributing to, criminal conduct. The sentencing of an offender in cases of that kind is inevitably difficult. The difficulty arises in part because the factors which affect the sentence give differing significance to an offender's psychiatric abnormality. An abnormality may reduce the moral culpability of the offender and the deliberation which attended his criminal conduct; yet it may mark him as a more intractable subject for reform than one who is not so affected or even as one who is so likely to offend again that he should be removed from society for a lengthy or indeterminate period. The abnormality may seem on one view to lead towards a lenient sentence, and on another to a sentence which is severe. That is not an unusual phenomenon in sentencing, where the court must fashion a sentence which either reconciles or balances the various objectives of sentencing, sometimes giving emphasis to one of the objectives of sentencing, sometimes giving emphasis to another."
"The Court of Criminal Appeal has consistently followed the approach suggested by the High Court in House [(1936) [1936] HCA 40; 55 CLR 499 at 504] Cranssen [(1936) [1936] HCA 42; 55 CLR 509 at 519] and Harris [(1954) [1954] HCA 51; 90 CLR 652 at 656] and these cases are cited ad nauseum in sentencing appeals."
"31 For the purposes of this case, I think it is desirable to traverse some well-travelled territory, and to again note the role of this Court on an appeal against sentence. 'The Court of Criminal Appeal has no charter to tinker with sentences. It sits to rectify genuine error'; Aherne v R 20/1982 per Nettlefold J at 3. In accordance with the traditional formula as set out in House v R [1936] HCA 40; (1935) 55 CLR 499, it needs to be established that by reason of its severity, the sentence is unreasonable or plainly unjust so as to give rise to the inference that there has been a failure to properly exercise the discretion. As Kourakis J said in A, MC v Police [2008] SASC 279; (2008) 102 SASR 151 at [88], 'An appeal ground that a sentence is manifestly excessive is really a convenient alternative expression of the complaint that the sentence is by reason of its severity, unreasonable or plainly unjust.'
32 In Dinsdale v R [2000] HCA 54; (2000) 202 CLR 321, Kirby J (with whom Gummow and Gaudron JJ agreed) stated at [58]:
'The necessity to show error in such a case is fully accepted by courts deciding appeals against sentence. Indeed, it is commonly referred to by the Court of Criminal Appeal of Western Australia. Because the imposition of a sentence involves the exercise of judgment and evaluation upon which minds can differ, it bears close similarities to the making of a discretionary decision. Like such a decision, if properly imposed, a sentence will not be disturbed on appeal merely because the appellate court would have reached a different result had the responsibility of sentencing belonged to it. As in the case of appellate review of a discretionary decision, a brake is imposed upon undue appellate disturbance of primary decisions (and unwarranted appeals seeking that relief) by the necessity to identify an error that justifies and authorises appellate intervention. Such an error may involve the adoption by the primary judge of an incorrect principle, giving weight to some extraneous or irrelevant matter, failing to give weight to some material considerations, or a mistake as to the facts.' [References omitted.]
33 Later, in Wong v R (above) at [58] Gaudron, Gummow and Hayne JJ said:
'Reference is made in House to two kinds of error. First, there are cases of specific error of principle. Secondly, there is the residuary category of error which, in the field of sentencing appeals, is usually described as manifest excess or manifest inadequacy. In this second kind of case appellate intervention is not justified simply because the result arrived at below is markedly different from other sentences that have been imposed in other cases. Intervention is warranted only where the difference is such that, in all the circumstances, the appellate court concludes that there must have been some misapplication of principle, even though where and how is not apparent from the statement of reasons.'
34 In Dinsdale (above) at [6], Gleeson CJ and Hayne J said that: 'inadequacy or excess is, or is not, plainly apparent'. ..."
"Gross departure from what might in experience be regarded as the norm may be held to be error in point of principle".
"On the day in question both Mr CBF and the complainant were 17 years old. They had attended the same school in grades 7 and 8. Mr CBF had some contact with the complainant during 2011, particularly through Facebook. They saw a movie together during 2011, but ceased contact with one another during that year. Between then and the day in question, it appears that they saw each other only once, when Mr CBF showed up at her home during June 2013. He did not stay long on that occasion.
On the morning of 23 November 2013 Mr CBF again went to the complainant's home uninvited. He armed himself with a pair of scissors that he found at the rear of the property, and entered the house without permission. He has pleaded guilty to the crime of aggravated burglary on the basis that he entered the house as a trespasser, intending at the time of entry to commit a crime - either rape or assault or both. That was why he had armed himself with the scissors.
The complainant was alone in the house. Mr CBF went into her bedroom, where she was taken by surprise. Without speaking, he pulled out the scissors, jumped onto her bed, and held the scissors to her throat. Then he spoke. He told the complainant that she was playing with him, and that he had been trying to get her. His words made no sense. She was wearing pyjama trousers, with underwear underneath. He began to pull those garments down. The complainant resisted, trying to push him away with her hands, and attempting to kick him. He said words to the effect of, 'Do it or I'll kill you.' The complainant began screaming and told him to go away, but he would not let go of her. He let go of the scissors and began to strangle her, with both hands around her neck. This hurt her, and she had trouble breathing. Mr CBF said words to the effect of, 'I tried so hard to get you so many times but you rejected me.' He continued to squeeze her throat until she could not breathe properly. Then he stopped. She managed to take a few breaths, and began to resist. He grabbed her around the throat again. From time to time he let go of her throat and attempted to pull her pyjama pants down. Eventually the complainant told him that she needed a drink of water. He allowed her to go to the kitchen, but followed her, holding the hood of a jumper that she was wearing.
While she was drinking a glass of water in the kitchen with him behind her, he stabbed her without warning to the left upper chest with a kitchen knife. Then he stabbed her a second time, to the right side, in the area of the ribs. Then he stabbed her to the stomach area, close to her navel. She was screaming. She tried to grab the knife from him. He said words to the effect of, 'I need help. There is someone else inside me. Call the police. I need help.' The complainant told him that she would call the police. He stabbed her several more times, including about three times to the back and at least once to the neck. The complainant managed to grab the knife and pull it from his hands, suffering a deep cut to her left hand as a result. Mr CBF grabbed the knife back from her, sustaining a deep wound to one hand. The knife broke, and he dropped it. He then grabbed the complainant by the hair and caused her to fall to the floor. He grabbed the glass lid of a frying pan and hit her around the head with it until it shattered. He took another knife, and tried to force it down her throat. She suffered a cut to the tongue. She bit down on the knife. Mr CBF let go of it, walked outside, and seized a wrench from a toolbox with the intention of beating the complainant with it. She held a kitchen chair in front of herself for protection, so he threw the wrench at her. It hit her on the arm and the side of her head, causing pain and dizziness. At this point the complainant's mother drove into the driveway of the house and Mr CBF jumped over the front fence.
However he did not flee. The complainant's mother told him that she was calling the police. He said words to the effect of, 'It's not me doing this. It's someone else. I've got a problem.' He waited for the police to arrive. They arrested him and he has been in custody ever since." (Emphasis added.)
"When the police arrived, the complainant was having difficulty breathing, and was going in and out of consciousness. She was taken to hospital by ambulance. Some of her injuries were life-threatening. Amongst other things, she had suffered a penetrating abdominal wound that involved the severing of the left inferior epigastric artery and two lacerations to the small bowel. She underwent an emergency laparotomy. The small bowel and the artery were successfully repaired. Other surgical treatment comprised the repair of a wound to the left eyelid, the cleaning and stitching of wounds on both hands, the cleaning and stitching of back and neck wounds, and the insertion of a tube into the space around the right lung to drain blood and air. The complainant remained in hospital for nine days. Thereafter she needed outpatient treatment of various kinds, including physiotherapy, wound care, ophthalmology, treatment for psychological problems, and attention from general surgeons and plastic surgeons.
The complainant continues to have psychological problems. I will not go into detail about them. She has a lot of scarring. She has not been able to work since the attack because of fitness and health problems. Her breathing has been affected.
These crimes have placed burdens on the complainant's mother. She initially had to clean up the blood in her kitchen, and has since had to look after an injured and disturbed daughter in various ways, including taking her to a lot of medical appointments."
"Mr CBF has no prior convictions. He has no history at all of drug use, violence or other misbehaviour. He is an intelligent young man. He was very highly regarded at his school. He excelled at school until mid-way through year 9, when he developed glandular fever. Thereafter, he displayed a variety of psychiatric symptoms, particularly anxiety. He suffered psychogenic seizures. He reported having multiple personalities, and complex hallucinatory experiences. There were times when he would lapse into apparent unconsciousness. He complained of problems with memory. He changed schools a couple of times. Home schooling was attempted. He had been seeing psychologists for over 12 months when he committed these crimes.
Since his arrest about 18 months ago, he has been at the Ashley Youth Detention Centre. Over that period, his behaviour has been exemplary. He is regarded there as a model student, and a very sociable young man. He has received treatment there from a psychologist and a psychiatrist. _He has been diagnosed as suffering from a major depressive disorder with anxiety, though that condition had been in remission now for over 12 months, and from a narcissistic personality disorde_r. He has been taking antidepressant medication since January of last year. He will require a great deal of further psychotherapy. He does not understand why he attacked the complainant. His prognosis is uncertain. If he is taken from Ashley and placed in the adult prison system, he will be at risk of abuse and bullying, and might not have the same opportunities for education and rehabilitation. If he remains at Ashley, where he is older and brighter than most of the detainees, there could be difficulties in relation to grandiosity and narcissism.
Mr CBF has expressed abhorrence at what he did. He wishes to overcome his psychiatric problems. He decided at an early stage not to apply for bail. By pleading guilty, he has avoided the need for the complainant to give evidence, and saved the State the cost and inconvenience of a trial. There appears to be little chance of him re-offending, but there was little chance of him doing what he did in the first place. Because I cannot rule out the possibility of him re-offending, I will have to make an order placing his name on the sex offenders' register. I think it prudent to order that he comply with the reporting obligations for persons on that register for 10 years.
Plainly, the crimes that Mr CBF committed were extremely serious. If he were an adult offender without mental health problems, I would impose a very long prison sentence on him. Because of his mental health problems, this is not an appropriate case for me to impose a sentence that is designed to deter others from violent sexual attacks. Because he is young, the emphasis should be on his rehabilitation. However his crimes were so serious that a substantial sentence of imprisonment is the only appropriate penalty. Because of his age and his mental health problems, I will impose the shortest possible non-parole period. This may be a case in which the Parole Board should order a lengthy period of parole in order to facilitate the treatment of Mr CBF's psychiatric problems. I will backdate his sentence to the date of his arrest." (Emphasis added.)
"What must be looked at is whether the challenged sentence is within the range appropriate to the objective gravity of the particular offence and to the subjective circumstances of the particular offender, and not whether it is more severe or more lenient than some other sentence which merely forms part of that range."
The crime was committed on Sunday, 15 March 2009. He was 15 years old, as was the female victim.
They were fellow students at a high school. He was in grade 9 and she in grade 10. She became the girlfriend of a fellow male student who was a friend of the accused. He did not like her and made that known to a number of friends. He did not want his friend to go out with her.
About two weeks before the crime, the friend broke off his relationship with the girl. She was very upset about that and sent her ex-boyfriend many text messages.
The accused lived at Glenorchy. On 15 March he had weekend work that commenced at 6.30am. Prior to leaving for work, he packed two hatchets in a backpack, and during the day he texted the girl, saying that he would like to meet her to help sort things out. He arranged to meet her after he finished work. He caught a bus from Glenorchy to Bridgewater and met her, by arrangement, in a remote area at a wastewater treatment plant next to the River Derwent. She considered him to be a friend and had enjoyed hanging around with him and her ex-boyfriend.
The girl has no memory of what occurred and most of the factual basis for sentencing has come from the accused's interview with the police.
The Crown does not seek to establish that he intended to kill her when he first went to work that day. However, I am compelled to find that he contemplated using a hatchet against her as early as that. There is no rational explanation for him arming himself in the way he did and arranging to meet her where he did. At the hearing on 2 October, he declined to give or call evidence to establish that there was.
He told the police that he became extremely angry and asked her if anyone would miss her if she was dead. She said that she doubted that anyone would. He then removed one of the hatchets from his backpack and struck her with it in the back of her head, intending to kill her. She fell and rolled down a slope, coming to rest on dirt and rocks just above the high water mark. Ignoring her screams and begging of him to stop, he went down and struck her head three more times with the hatchet.
Thinking that he had killed her, he put the hatchet back in his backpack and walked away. However, he became concerned that she might not be dead and returned to take possession of her mobile telephone to prevent any possibility of her using it to call for help.
When her concerned grandmother texted to the mobile telephone, he texted back with a message that the girl would be home soon.
It seems that he may have been proud of what he had done. Certainly he was unable to keep it to himself. The next day at school, when news was about that the girl was missing, he said to a fellow student that he had killed her with an axe and had her telephone to prove it, displaying the telephone. However when the other became upset, he said that he was joking.
At 12.45pm that day, the girl was found on a bench seat in the grounds of the high school, having somehow managed to get herself there. That was about 22 hours after the crime. She was taken to hospital. Later, he disclosed to his friend, the ex-boyfriend of the girl, that he had hit her on the head with a hammer-type object, that she rolled down the hill and she begged him not to hit her again and that her begging drove him to in fact do so. He stated that he hit her about nine times and then rolled her over and took her mobile telephone.
No doubt acting upon information they had received, police went to his home two days later. They found the backpack and hatchets behind his bed. They also found the girl's mobile telephone. About an hour later they arrested him where he was working.
That evening he was interviewed in the presence of his mother for a little over three hours. For the first 2½ hours he denied any involvement, even in the face of the statements of the two fellow students to whom he had made admissions. It was only after police put to him his telephone records and the fact that they had found the girl's telephone in his backpack that he admitted what he had done. He admitted to having contemplated being violent towards her before he went out to meet her but had not believed that he would be capable of it, asserting that the formation of an intention to kill only occurred just before he struck her for the first time. The following morning he went with the police to the scene and showed them where the crime occurred."
"The victim suffered multiple blows to her skull and had a large wound in the back of her head. There were two identical depressed skull fractures three centimetres apart, extensive bruising to the scalp and underlying bruising to the brain, particularly to her frontal lobes. There was also considerable bruising to her arms and legs. She was in hospital for about three months. It appears that she suffered damage to the frontal lobes with resulting changes to her personality. She has become more aggressive and has difficulties with concentration. Because improvement from such injuries usually takes a long time, it may take a number of years before her final condition will be known, but the effects of the crime on her are considerable. Her memory has been badly affected. She appears to have lost much of her power of self-control and frequently becomes extremely angry towards objects, abusive and short tempered. She has problems with concentration and communication. Substantial weight gain has affected her self-esteem. She has been unable to attend school but receives some form of distance education. She misses very much going to school and having friends. Two disability workers assist with her care on weekdays. She takes anti-seizure medication."
"He has demonstrated limited remorse. A consultant psychiatrist, who examined him about six weeks after the crime, said that at first glance there was a disturbing lack of expression of it. The psychiatrist thought that it may have been due to the fact that it is part of his character that he has difficulty freely expressing emotion. It was pointed out that there was nothing in his history in the way of irresponsible or antisocial behaviour to suggest that he is simply a callous psychopath. The forensic psychiatrist who saw him more recently commented that he expressed limited remorse or empathy for his victim. However, his counsel said that two days before the first sentencing hearing he was first told of the full extent of the injuries suffered by the girl and he very much broke down, and presented as devastated and very remorseful for what he had done to her.
The information before the Court suggests that has almost always been in control of his life and what he does. He is intelligent and received excellent high schools reports. His last, in December 2008, said that he was a polite, friendly and co-operative student who was successful, both academically and on the sporting field. He was said to be always conscious of the need to complete all set class work and demonstrated a high level of maturity. His class teacher and grade supervisor referred to him as a very good student, popular and one who would help other people when in trouble. They are dismayed and at a loss to understand his commission of the crime.
Since the crime, the Ashley school has reported that he is capable of achieving a very high standard of education and that his participation and attitude during his education sessions have been outstanding. He is described as genuinely likable and as having formed positive relationships with staff and students. His behavioural performance at Ashley is said to have been outstanding.
It appears that in the few months leading to the commission of the crime he was experiencing a degree of boredom at school and was insufficiently challenged. Those feelings may have played some part in his decision to commit the crime. The recent psychiatric report suggests that he may also have experienced an insidious mild depressive state. It also reveals that he developed fantasies of grandeur and imagined himself as a 'genius' who could commit a serious crime and avoid detection.
He presents with some obsessional personality traits, and according to the forensic psychiatrist, typically obsessionality predisposes to feelings of needing to control and can lead to over-controlled emotions. He displays signs of narcissism, highlighted by a grandiose sense of superiority, a preoccupation with being a success, a tendency towards being exploitive, a lack of empathy and mildly arrogant attitudes. There is no evidence that he suffers from a psychiatric illness or that there is an emerging antisocial attitude."
"However, there is no rule of law that requires a sentence to fall within the range of sentences previously imposed for any particular crime. The sentencing discretion is unfettered by statute. The only requirement of the common law governing the exercise of that discretion is that all the relevant considerations must be taken into account and all irrelevant considerations must be excluded. A relevant matter is that there must be consistency in punishment. (Lowe v R [1984] HCA 46; (1984) 154 CLR 606 at 610 - 611)."
"Prior sentences set a framework to which reference should be made, and properly used, that reference will assist maintenance of the consistency principle, but in each case, sentence must be determined having regard to the gravity of the criminal conduct, its impact on, and consequences for, those affected by the conduct, and the circumstances of the individual offender."
"The circumstances in which the offending occurred, the particularly unusual comments made by the respondent to the complainant at the time of the offending, what the respondent told the complainant's mother before police arrived, and indeed that he remained at the crime scene to surrender to police are all highly suggestive that the respondent was suffering from a serious psychiatric condition or episode at the time of the offending."
"He excelled at school until mid-way through year 9, when he developed glandular fever. Thereafter, he displayed a variety of psychiatric symptoms, particularly anxiety. He suffered psychogenic seizures. He reported having multiple personalities, and complex hallucinatory experiences. There were times when he would lapse into apparent unconsciousness."
"Because of his mental health problems, this is not an appropriate case for me to impose a sentence that is designed to deter others from violent sexual attacks."
"The condition may reduce the moral culpability of the offending conduct, as distinct from the offender's legal responsibility. Where that is so, the condition affects the punishment that is just in all the circumstances; and denunciation is less likely to be a relevant sentencing objective."
"The sentencing court should not have to concern itself with how a particular condition is to be classified. Difficulties of definition and classification in this field are notorious. There may be differences of expert opinion and diagnosis in relation to the offender. It may be that no specific condition can be identified. What matters is what the evidence shows about the nature, extent and effect of the mental impairment experienced by the offender at the relevant time."
"The correct approach to seeking consistency with sentences imposed in other cases is well-established. The consistency that is sought is not demonstrated by, and does not require, 'numerical equivalence', but rather, consistency in the application of the relevant legal principles: Hili at [48] and [49]. By considering the circumstances that have given rise to the sentence, unifying principles may be discerned. Previous sentences encapsulate the 'accumulated wisdom and experience of first instance judges and appellate courts': Hili at [48]-[54], quoting Simpson J in DPP (Cth) v De La Rosa [2010] NSWCCA 194; (2010) 79 NSWLR 1 at [303]. Sometimes a history of sentences can establish a range of sentences. Even if there is an established range, that history does not mean that the range is the correct range, or that the upper or lower limits are the correct upper and lower limits: see Hili at [48]-[54], again quoting Simpson J in DPP (Cth) v De La Rosa at [303]-[304]. Moreover, an established or discernible range has not been established for attempted murder. In Burling, Underwood CJ at [18] stated that, 'having regard to the wide variety of conduct constituting the crime it cannot be said that there is really any 'tariff' for the crime of attempted murder'".
Director of Public Prosecutions (Acting)
CBF [2016] TASCCA 1
(2007) 16 VR 269
(2010) 242 CLR 520
(2011) 244 CLR 120
(2011) 32 VR 486
(1978) 33 FLR 433
(1935) 55 CLR 499
(2008) 102 SASR 151
(2000) 202 CLR 321
(1977) 137 CLR 293
(2002) 4 VR 457
(1984) 154 CLR 606
(2010) 79 NSWLR 1