The legislation in more detail
206 The Migration Act has been amended frequently and extensively. References to authorities must be understood as being subject to the fact that often provisions that they consider have been subsequently amended or replaced. The relevance of the authorities, however, is the historic context for the provisions that are said to be applicable to the applicant in this proceeding.
207 I will identify below further provisions that are relevant to considering the applicant's submission that s 198AD of the Act requires that he be taken to a regional processing country, together with some legislative background. Much of this background was referred to by Rangiah J in AZC20 FCA, and by the Full Court on appeal in Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v AZC20 [2022] FCAFC 52; 290 FCR 149 (AZC20 FCAFC).
208 In 2001, the Act was amended by a series of Acts that included the Migration Amendment (Excision from Migration Zone) Act 2001 (Cth). That Act excised certain Australian territory from the migration zone, and introduced the defined term "offshore entry person", being a person who entered Australia at an excised offshore place and who became an unlawful non-citizen because of that entry. The amending Act also inserted s 46A under which an "offshore entry person" who was an unlawful non-citizen and within Australia was not capable of making a valid application for a visa unless the Minister determined otherwise under s 46A(2) in the exercise of a non-compellable personal power, having reached the view that it was in the public interest to do so. The Act was also amended in 2001 by the Migration Amendment (Excision from Migration Zone) (Consequential Provisions) Act 2001 (Cth). Relevant for present purposes, this Act added s 198A, which conferred a discretionary power on an officer to take an "offshore entry person" from Australia to a country in respect of which the Minister had made a declaration under s 198A(3). A discretionary power of this type is subject to an implied qualification that it had to be exercised reasonably. It may well have been the case that it was not reasonable to remove an offshore entry person under s 198A in respect of whom the bar had been lifted and who had made a valid application for a protection visa.
209 In Plaintiff M61/2010E v Commonwealth [2010] HCA 41; 243 CLR 319 (Offshore Processing Case), the High Court stated at [33] that one effect of the above provisions was that s 46A did not apply to a person taken to a declared country under s 198A, but that such a person could apply for only certain classes of visa. Relevantly, the Court stated at [34] that the insertion of ss 46A and 198A reflected a legislative intention to adhere to that understanding of Australia's obligations under the Refugees Convention and the Refugees Protocol that informed other provisions made by the Act. Another consequence was identified by the Court at [35] and [71], namely that the obligation under s 198(2)(a) of the Act to remove an unlawful non-citizen "as soon as reasonably practicable" should be read in light of other provisions of the Act with the result that it accommodated the making of inquiries so as to inform the possible exercise of personal power by the Minister to permit the making of a valid application for a visa under s 46A, or to grant a visa under s 195A.
210 In Plaintiff M70/2011 v Minister for Immigration and Citizenship [2011] HCA 32; 244 CLR 144 (Malaysian Declaration Case), the High Court by majority held that a declaration by the Minister of Malaysia as a specified country was beyond power, because the criteria that were set out in s 198A(3) of the Act were jurisdictional matters the objective existence of which conditioned the exercise of the Minister's power to declare a specified country. Those jurisdictional matters included the existence of legal obligations owed by the specified country in relation to protection of refugees and against non-refoulement, and to provide to persons who have been given refugee status rights of the kind mentioned in the Refugees Convention. It was held that the arrangement with Malaysia did not oblige Malaysia to provide any of those rights, and that otherwise on the basis of the agreed facts three of the criteria in s 198A(3) could not be met.
211 In 2012, and following the decision in the Malaysian Declaration Case, the Act was amended by the Migration Legislation Amendment (Regional Processing and Other Measures) Act 2012 (Cth), which commenced on 18 August 2012 and before the applicant's arrival in Australian territory. The 2012 amending Act repealed s 198A, and inserted in its place subdiv B of Div 8 of Pt 2 of the Act that was headed "Regional processing" in terms that substantially remain. Within that subdivision were ss 198AB and 198AD which provided for the designation of a regional processing country and, subject to exceptions, for the mandatory removal of "an offshore entry person" to a regional processing country "as soon as reasonably practicable". Of significance, having regard to the Malaysian Declaration Case, is that by s 198AB(2) the only condition on the exercise of the Minister's power to designate a country as a regional processing country is that the Minister thinks that it is in the national interest, which is the subject of some elaboration in ss 198AB(3) and (4). Subdivision B contains no reference to what is to happen to an unauthorised maritime arrival (to use the current term) upon being taken to a regional processing country, and gives no express content to the processing of refugee claims that is contemplated. There is a statement of legislative purpose in s 198AA of the Act, which provides -
198AA Reason for Subdivision
This Subdivision is enacted because the Parliament considers that:
(a) people smuggling, and its undesirable consequences including the resulting loss of life at sea, are major regional problems that need to be addressed; and
(b) unauthorised maritime arrivals, including unauthorised maritime arrivals in respect of whom Australia has or may have protection obligations under the Refugees Convention as amended by the Refugees Protocol, should be able to be taken to any country designated to be a regional processing country; and
(c) it is a matter for the Minister and Parliament to decide which countries should be designated as regional processing countries; and
(d) the designation of a country to be a regional processing country need not be determined by reference to the international obligations or domestic law of that country.
212 The 2012 amending Act also added s 198(11), which in its original form provided that s 198 did not apply to an offshore entry person to whom s 198AD applied.
213 In 2013, the Act was relevantly amended by the Migration Amendment (Unauthorised Maritime Arrivals and Other Measures) Act 2013 (Cth). The defined term "offshore entry person" in ss 46A, 198(11), 198AA, 198AD, and other places in the Act, was substituted with "unauthorised maritime arrival", which was the subject of a new definition that was inserted as s 5AA of the Act.
214 The constitutional validity of subdiv B of Div 8 of Pt 2 of the Act was challenged in Plaintiff S156/2013 v Minister for Immigration and Border Protection [2014] HCA 22; 254 CLR 28. The Court upheld the validity of the legislation. In doing so, it observed at [32] that neither ss 198AB and 198AD, nor subdiv B as a whole, made any provision for the determination of the refugee status of unauthorised maritime arrivals in regional processing countries, and that at most the references to the removal of unauthorised maritime arrivals to a regional processing country may imply that their refugee status is to be determined in that country. That said, in Plaintiff M68/2015 v Minister for Immigration and Border Protection [2016] HCA 1; 257 CLR 42 at [100] Bell J, who was in the majority but who wrote separately, stated that the object of subdiv B to deter irregular migration to Australia was pursued by the removal of unauthorised maritime arrivals to a regional processing country "for the determination of their protection claims". It might be said that Bell J's statement is supported by the text of s 198AB(3)(a)(ii), which requires the Minister in considering the national interest for the purpose of designating a country as a regional processing country to have regard to whether or not the country "will make an assessment, or permit an assessment to be made, of whether or not a person taken to the country under that section is covered by the definition of refugee in Article 1A of the Refugees Convention as amended by the Refugees Protocol". Additionally, s 198AHA makes reference to action and payments by the Commonwealth in relation to "the regional processing functions" of a country, which is a defined term under s 198AHA(5) that takes its colour from s 198AB(3)(a)(ii). Bell J's statement is also supported by the extrinsic material surrounding the 2012 amendments, where the Revised Explanatory Memorandum at p 2 referred to the Bill amending the Act to -
• replace the existing framework in the Migration Act for taking offshore entry persons to another country for assessment of their claims to be refugees as defined by the 1951 Convention Relating to the Status of Refugees ('Refugees Convention') as amended by the 1967 Protocol Relating to the Status of Refugees ('Refugees Protocol'); and
…
215 In 2014, the Act was amended by the Migration and Maritime Powers Legislation Amendment (Resolving the Asylum Legacy Caseload) Act 2014 (Cth). Among the many amendments effected by that Act was the introduction of a "fast track assessment process" by Pt 1 of Sch 4. The main features of the legislation relating to the fast track assessment process were described by Gageler, Keane and Nettle JJ in Plaintiff M174/2016 v Minister for Immigration and Border Protection [2018] HCA 16; 264 CLR 217 at [6]-[38]. Central to the operation of those provisions is the defined term "fast track applicant" that was inserted in s 5(1) of the Act, being -
(a) a person:
(i) who is an unauthorised maritime arrival and who entered Australia on or after 13 August 2012, but before 1 January 2014, and who has not been taken to a regional processing country; and
(ii) to whom the Minister has given a written notice under subsection 46A(2) determining that subsection 46A(1) does not apply to an application by the person for a protection visa; and
(iii) who has made a valid application for a protection visa in accordance with the determination; or
(b) a person who is, or who is included in a class of persons who are, specified by legislative instrument made under paragraph (1AA)(b).
216 It should be noted that there are three conditions in this definition that are relevant to the applicant in this proceeding: (1) that the person is an unauthorised maritime arrival who entered Australia on or after 13 August 2012 but before 1 January 2014; (2) that the person has not been taken to a regional processing country; and (3) the Minister has given notice to the person under s 46A(2). The condition that the person has not been taken to an offshore processing country provides some textual support in the legislation for the statement at p 9 of the Explanatory Memorandum to the Bill that "onshore protection processing" included the fast track assessment process.
217 With that background, I will now refer to the provisions that are in issue in relation to the applicant, and I will include with those references some findings in relation to some of the contested issues of fact. I will refer to the relevant provisions in their current form on the basis that small differences in earlier versions are not material.
218 The applicant arrived in Australia on 22 September 2012 and is an "unauthorised maritime arrival", as that term is defined by s 5AA of the Act. These facts were deposed to by the applicant's solicitor in her affidavit of 2 May 2024, and are the subject of representations by the applicant in his application for a SHEV dated 22 March 2016. Having regard to the totality of the evidence, there is no reason to doubt the applicant's status as an "unauthorised maritime arrival", and it is an essential premise of much of what has occurred.
219 As an "unlawful non-citizen", upon arrival in Australian territory the applicant was liable to be detained under s 189 of the Act. In addition, as an "unauthorised maritime arrival", and before that an "offshore entry person", the applicant was liable to be removed to a regional processing country pursuant to s 198AD of the Act to which I have already referred and which provides, inter alia -
198AD Taking unauthorised maritime arrivals to a regional processing country
(1) Subject to sections 198AE, 198AF and 198AG, this section applies to an unauthorised maritime arrival who is detained under section 189.
Note: For when this section applies to a transitory person, see section 198AH.
(2) An officer must, as soon as reasonably practicable, take an unauthorised maritime arrival to whom this section applies from Australia to a regional processing country.
…
220 The circumstances in which the obligation under s 198AD(2) does not apply should be noted. By the terms of s 198AD(1), the section applies to an unauthorised maritime arrival who is detained. It follows that the section would not apply while an unauthorised maritime arrival holds a bridging visa, which the applicant did for a period of time, and in particular at the time the Minister decided to lift the bar pursuant to s 46A(2). Further, the application of the section is subject to ss 198AE, 198AF, and 198AG. Turning first to s 198AE, at all relevant times the Minister has had the power under s 198AE of the Act to determine that s 198AD does not apply to the applicant -
198AE Ministerial determination that section 198AD does not apply
(1) If the Minister thinks that it is in the public interest to do so, the Minister may, in writing, determine that section 198AD does not apply to an unauthorised maritime arrival.
Note: For specification by class, see the Acts Interpretation Act 1901.
(1A) The Minister may, in writing, vary or revoke a determination made under subsection (1) if the Minister thinks that it is in the public interest to do so.
(2) The power under subsection (1) or (1A) may only be exercised by the Minister personally.
(3) The rules of natural justice do not apply to an exercise of the power under subsection (1) or (1A).
…
221 There is no evidence that the Minister has exercised the power under s 198AE(1) in relation to the applicant.
222 Section 198AF provides that s 198AD does not apply to an unauthorised maritime arrival if there is no regional processing country. While there is no evidence before the Court that there is any extant instrument made under s 198AB(1) designating any country as a regional processing country or the terms of any arrangements with any such country, I was informed by counsel that it is not in dispute that there is a regional processing country (T26:30-35). I take this to mean it was common ground that the exception in s 198AF does not apply.
223 Section 198AG provides that s 198AD does not apply to an unauthorised maritime arrival if the regional processing country, or each regional processing country (if there is more than one such country), has advised an officer, in writing, that the country will not accept the unauthorised maritime arrival. There is no evidence before the Court of any proposal to take the applicant to a regional processing country, and therefore no evidence that any country has refused to accept the applicant.
224 Section 198AH makes specific provision for the qualified application of s 198AD to transitory persons. It is unnecessary to go into the detail of the section other than to note it is another specific provision that excludes or modifies the application of s 198AD, and to note that its operation was considered in Plaintiff M96A/2016 v Commonwealth [2017] HCA 16; 261 CLR 582.
225 Upon the applicant being taken into detention after his arrival in September 2012, the Minister had a non-compellable power, acting personally, to grant the applicant a visa pursuant to s 195A of the Act. On 5 December 2012, the Minister granted the applicant a Bridging Visa E (Subclass 050), and the applicant was released from detention. Upon the applicant being released from detention, he was no longer liable to be taken to a regional processing country because s 198AD(1) provided that the section applies to an unauthorised maritime arrival who is detained and, by implication, not to an unauthorised maritime arrival who is at liberty as the holder of a visa.
226 I referred to s 46A of the Act earlier. As an unauthorised maritime arrival, the applicant was precluded from applying for a visa by s 46A, unless the Minister acting personally determined to lift the bar pursuant to s 46A(2) -
46A Visa applications by unauthorised maritime arrivals
(1) An application for a visa is not a valid application if it is made by an unauthorised maritime arrival who:
(a) is in Australia; and
(b) either:
(i) is an unlawful non-citizen; or
(ii) holds a bridging visa or a temporary protection visa, or a temporary visa of a kind (however described) prescribed for the purposes of this subparagraph.
Note: Temporary protection visas are provided for by subsection 35A(3).
(1A) [Not reproduced.]
(2) If the Minister thinks that it is in the public interest to do so, the Minister may, by written notice given to an unauthorised maritime arrival, determine that subsection (1) does not apply to an application by the unauthorised maritime arrival for a visa of a class specified in the determination.
(2A) A determination under subsection (2) may provide that it has effect only for the period specified in the determination and, if it does so, the determination ceases to have effect at the end of the specified period.
(2B) The period specified in a determination may be different for different classes of unauthorised maritime arrivals.
(2C) The Minister may, in writing, vary or revoke a determination made under subsection (2) if the Minister thinks that it is in the public interest to do so.
(3) The power under subsection (2) or (2C) may only be exercised by the Minister personally.
…
227 Counsel for the applicant disputed that there was cogent evidence that the bar was lifted in the applicant's case. However, I am comfortably satisfied by clear and cogent evidence that the bar was lifted on 13 August 2015, following which the applicant was notified by a letter from an officer of the Department dated 25 January 2016 that the Minister had exercised the power under s 46A(2) to lift the bar, and by which the applicant was invited to lodge an application for a protection visa.
228 The Minister's determination itself was not in evidence. Senior counsel for the respondents informed the Court that, in the day since the applicant had raised this issue, any such determination had not been located. Nevertheless, it is clear that the Minister made the requisite determination. In the evidence adduced on behalf of the applicant was a document titled "Consolidated Client View', which is a document of the Department of Home Affairs that sets out various items of information about the applicant. That document relevantly states in a column headed "Notes" -
The s46A(2) bar lift determination made on MS15-020485 was revoked by the Minister on 1/10/17. Delegates should consider whether a separate s46A(2) bar lift for BVE050 remains in place before deciding to grant a BVE.
229 Counsel for the applicant submitted that the number "MS15-020485" was important as it enabled the revocation decision to be tied to the applicant.
230 The revocation determination itself took the form of an instrument signed by the Minister, which relevantly stated that the Minister revoked -
… with effect from the start of 1 October 2017, the determinations made under section 46A(2) identified in Schedule 1 to this instrument by reference to the Ministerial submissions through which they were referred to me for signature.
231 Schedule 1 then set out a table comprising two columns: one headed "Ministerial Submission Number", and another headed "Date of Determination(s)". In one row of that table, the number "MS15-020485" appeared, with a corresponding date of "13 August 2015".
232 The revocation instrument therefore supports the following findings. First, that potential determinations under s 46A(2) had been put before the Minister for his signature in the form of various ministerial submissions. Secondly, the entry in the table upon which the applicant relied to show that the s 46A(2) determination in his favour had been revoked identified "MS15-020485" as the ministerial submission that contained the draft s 46A(2) determination that was put before the Minister for his signature. Thirdly, the fact that the Minister referred to "determinations made" supports a finding that the Minister signed each of the ministerial submissions identified in the table. The result is that the revocation instrument is sufficiently clear evidence that the Minister personally signed a determination to lift the s 46A bar in favour of the applicant on 13 August 2015. This evidence is supported by the letter from the Department to the applicant of 25 January 2016, which contained a representation that the Minister had decided to lift the bar. Finally, there was an evidentiary admission of the applicant by his solicitor in her affidavit of 2 May 2024 that the "statutory bar on the [a]pplicant, as an unauthorised maritime arrival, making a valid application for a visa in Australia was lifted … on 13 August 2015".
233 Counsel for the applicant submitted that the power to make a determination under s 46A(2) can only be exercised personally, and that while the Minister was not required to deliver the notice personally, s 46A(2) required that notice be given on behalf of the Minister in some express way. Counsel for the applicant gave an example of sufficient notice as being a letter from a departmental officer that stated, "I write on behalf of the Minister". While I accept that the power under s 46A(2) to make a determination may only be exercised personally as s 46A(3) provides, I am not persuaded by the balance of the applicant's submissions. Once it is accepted that notice of the Minister's personal determination can be given by a departmental officer acting as the Minister's agent, I am unable to see any reason in the provision itself, or in more pragmatic considerations, why in order to give effective notice departmental officers should have to identify expressly that they are acting on behalf of the Minister in the way submitted by counsel for the applicant.
234 On or about 19 September 2017, the Minister determined to revoke a number of determinations to lift the bar with effect from 1 October 2017. The Minister signed a written statement to Parliament required by s 46A(4) which stated the reasons for the revocation. I do not set the reasons out, and nothing turns on them. Further, in the time available no submissions were addressed to whether the Minister's statement to Parliament was admissible having regard to s 16 of the Parliamentary Privileges Act 1987 (Cth). To put the revocation in a temporal context, by 1 October 2017 the applicant had lodged his application for a SHEV, but the application had yet to be determined by the delegate. Following the revocation, the applicant's application was refused on 19 October 2017, following which there occurred the reviews by the Immigration Assessment Authority and judicial review, to which I referred earlier, which terminated with the dismissal on 24 May 2023 of the applicant's application to the Circuit Court seeking judicial review of the Authority's third decision.
235 Counsel for the applicant submitted that the effect of the Minister's revocation of the determination to lift the bar rendered invalid the applicant's visa application, which by that time he had already made. I do not accept this submission. At the time the applicant made his application for a SHEV, s 46A did not apply because the Minister had lifted the bar. The making of a valid application in these circumstances gave rise to a series of rights and obligations, including that the Minister was required under s 65 of the Act to make a binary decision whether to grant or refuse the application. Because the applicant was a fast track applicant, he was also entitled to the benefit of the review procedures under Pt 7AA of the Act. It would require clear and direct language in s 46A(2C) for these rights to be swept away by a decision of the Minister to revoke the lifting of the bar with retrospective effect so as to invalidate a valid visa application. No such language is present. The applicant's application for a SHEV was valid when made, and it remained valid.
236 The next provisions that are relevant are s 198(1), which requires removal of an unlawful non-citizen on request, and s 198(6), under which an officer is required to remove an unlawful non-citizen who is a detainee and in respect of whom a valid application for a visa has been finally determined by being refused -
198 Removal from Australia of unlawful non-citizens
Removal on request
(1) An officer must remove as soon as reasonably practicable an unlawful non-citizen who asks the Minister, in writing, to be so removed.
Removal of unlawful non-citizens in other circumstances
…
(6) An officer must remove as soon as reasonably practicable an unlawful non-citizen if:
(a) the non-citizen is a detainee; and
(b) the non-citizen made a valid application for a substantive visa that can be granted when the applicant is in the migration zone; and
(c) one of the following applies:
(i) the grant of the visa has been refused and the application has been finally determined;
(ii) the visa cannot be granted; and
(d) the non-citizen has not made another valid application for a substantive visa that can be granted when the applicant is in the migration zone.
237 Counsel for the applicant submitted that s 198 did not apply, because its operation was excluded by s 198(11) which I set out earlier at [195]. Section 198(11) was referred to in Plaintiff M96A/2016 at [14], with the Court confirming at [16] that s 198 will not apply to an "unauthorised maritime arrival" to whom s 198AD applies. This directs attention to whether the applicant is currently an unauthorised maritime arrival who is detained under s 189, within the meaning of s 198AD(1) as properly construed. On that question, there are conflicting views.
238 In AZC20 FCA, which I will consider in more detail below, Rangiah J held that s 198AD(1) applied to an applicant in similar circumstances to the present case. AZC20 FCA was reversed by the Full Court on appeal, and the orders of Rangiah J were set aside: AZC20 FCAFC (Jagot, Mortimer and Abraham JJ). On appeal to the High Court, the two appeals comprised in the matter were allowed, and the Full Court's orders were set aside, with the High Court by majority holding, for reasons that I will identify, that there was no justiciable matter before the Full Court: AZC20 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2023] HCA 26; 411 ALR 615 (AZC20 HCA).