Grounds 2, 3 and 4
67 By these grounds, the appellant contends, in summary, that the primary judge erred by failing to conclude that the Tribunal erred by failing to apply the criteria set out in s 36(2) of the Migration Act, namely by erroneously concluding that "the future consequence of an act in the past" (see the primary judge's reasons at [39]) is insufficient to make out a protection claim under s 36(2).
68 As noted above, the primary judge expressed his agreement with the Tribunal's reasons as to whether the complementary protection criterion could be engaged where the risk of harm was constituted by the future consequences of an act in the past: see the primary judge's reasons at [37]-[42]. Also relevant are the primary judge's reasons and conclusions in relation to ground 1(b), 2 and 3, which correspond with grounds 2, 3 and 4 on appeal. His Honour did not deal separately with paragraph (b) of ground 1. His conclusions relating to ground 1 generally have been referred to above. In relation to ground 2, the primary judge stated that this ground failed for the same reasons as ground 1: at [53]. His Honour also stated at [54]:
The Tribunal appropriately addressed all of the applicant's claims relating to psychological harm being suffered by him should he be returned to Fiji. The Tribunal appropriately engaged with the issue as to whether a past act in Fiji could found the basis for [complementary] protection pursuant to s. 36(2)(aa) of the Act. It did not need to closely analyse either the decision in SZRSN v Minister for Immigration and Citizenship [2013] FCA 751 or GLD18 v Minister for Home Affairs [2020] FCAFC 2 for the purpose of its consideration as to whether [complementary] protection obligations were owed to the applicant or not. It found, as it was entitled to do, that there was not a real risk that the applicant would suffer significant harm if he returned to Fiji. It did not err in so holding, particularly in circumstances where it had found that the relevant significant harm asserted would not have been intentionally inflicted after the applicant's arrival in Fiji in any event.
69 In relation to ground 3, the primary judge stated at [56] that the appellant had conceded that, because the Federal Circuit Court was bound by the judgment of the Full Court in GLD18 v Minister for Home Affairs [2020] FCAFC 2 (GLD18), the primary judge must dismiss this ground. On appeal, the appellant has not sought to challenge GLD18; indeed, he has sought to rely on aspects of the reasoning of the Full Court in that case. It may be that the argument was presented differently below; nothing turns on this for present purposes.
70 In his submissions on appeal, the appellant adopts the reasoning of Judge Riley in relation to the scope and operation of s 36(2)(aa). This has been set out above. The appellant contends that the primary judge erred by failing to conclude that the Tribunal erred by misapplying the decision in SZRSN, read in light of GLD18, to the evaluation of the appellant's claims. It is submitted that the appellant's claims did not concern the repercussions of mere removal from Australia, nor any act in Australia. The appellant submits that his claim was concerned solely with the consequences of return to Fiji, namely the risk of mental harm to him in Fiji by reason of the past act there of having his life threatened by a military official who the appellant witnessed murdering another man. The appellant submits that the Tribunal accepted the content and nature of the threat, including that it was "open-ended" and "continuing".
71 The appellant submits that SZRSN was a decision limited to its context (at [47]) and that the facts of that case were significantly different from those of the present case. The appellant submits that: in SZRSN, the Court was concerned with a father being separated from his five children, who would remain in Australia and were Australian citizens; in that context, the separation was said to be caused by acts of the Australian government; that is, the relevant act was the act of removal from Australia of the father; in that context, it was held that s 36(2)(aa) does not operate to afford protection from harm by a State to a non-citizen from the State itself (see the decision of Driver FM at first instance: SZRSN v Minister for Immigration [2013] FMCA 78 at [62]).
72 The appellant submits that the Tribunal read SZRSN expansively and in a way that it considered determinative of the appellant's claims. The appellant relies on the (subsequent) observations of the Full Court of this Court in GLD18 at [64], where the Full Court stated:
While it can be accepted that some of the language used by Mansfield J [in SZRSN] seemed to identify the act of removal as the requisite harm for the purposes of s 36(2)(aa), to read his Honour's observations that literally would be wrong, especially in the context of what his Honour said at [47]. Read as a whole, and recalling that the appellant before Mansfield J had no legal representative to articulate the argument for him, it is clear his Honour was explaining why the claimed consequences of removal - where those consequences were the separation of a family and any associated emotional or psychological harm to the visa applicant - fell outside s 36(2)(aa). It is no more complicated than that.
73 The appellant submits that the Tribunal was wrong to apply SZRSN as that decision was distinguishable and should have been distinguished.
74 The appellant submits that, if SZRSN stands for the proposition that s 36(2)(aa) covers an act or omission, but not a consequence of an act, the decision is wrong and should not be followed. The appellant submits that SZRSN relies (at [47]-[49]) on an analytical distinction between removal and the consequence of removal that is illusory; it is a false dichotomy. It is submitted that the fallacy caused the decision-maker to abdicate its statutory task, namely to engage in a fact-intensive analysis of the specific, future risk of harm to the person making the protection claim. The appellant accepts that the removal itself cannot itself be the significant harm, nor can removal be the act against which a visa applicant is to be protected: GLD18 at [38]. However, the appellant submits, the act of removal is the premise of the claim for protection: see GLD18 at [55]. The appellant submits that the reasoning in SZRSN distracts from the correct enquiry, which is whether there is a real risk of relevant harm to the person in the place to which they would otherwise be removed.
75 The appellant submits that, while ss 32(2)(aa) and 36(2A) use the future tense, they refer to something that will be completed, finished or perfected at some point in the future; they do not have regard to when that thing started. In oral submissions, counsel for the appellant gave as examples: "Next month, I will be subjected to the Crimes Act 1914 (Cth)" and "Next week, I will be subjected to the Government's COVID-19 restrictions". The appellant also relied upon the Chernobyl example at [32] of Judge Riley's judgment (see [23] above). The appellant notes that Judge Riley did not refer to "omission" in her analysis, and submits that the reference to "omission" in the relevant provisions provides further support for her Honour's conclusion.
76 In response to an invitation of the Court for the parties to provide a short note on international case law relating to "cruel or inhuman treatment or punishment" under the relevant international instruments, the appellant filed a helpful note referring the Court to several cases. In the note, the appellant submitted that the international case law indirectly sheds light on the phrase as understood in international law. The appellant submitted that the cases stand for the following propositions:
(a) An unfulfilled threat alone can give rise to a finding that the person was subjected to an act or omission that amounts to cruel or inhuman treatment.
(b) Mental distress arising from the act or omission of another person that is of sufficient severity can be enough to find that a person was subjected to an act or omission that amounts to torture or cruel or inhuman treatment. This extends to uncertainty, doubt and apprehension concerning a past act (even where that act was against another person) followed by an absence of conclusive official information to alleviate the mental suffering resulting from that act.
(c) Assessing whether a threat alone or mental distress rises to the level of meaning the person will be or was subjected to an act or omission that amounts to cruel or inhuman treatment requires a careful assessment of the characteristics and reaction of the particular individual whose claim is being assessed. For example, a death threat that is objectively hollow but causes sufficient mental distress can be enough if the person receiving the threat genuinely believes that the threat is real and immediate, and is mentally harmed as a result.
77 Before engaging directly with the appellant's contention, two preliminary points should be made. First, it is important to note the context in which the appellant's complementary protection claim based on psychological harm came to be considered by the Tribunal. The context was one in which the first basis relied on by the appellant (in relation to the complementary protection criterion) was that if he returned to Fiji, there was a real risk that he would suffer arbitrary deprivation of life or cruel, inhuman or degrading treatment and punishment through an attack or threats by his former assailants (see the Tribunal's reasons at [88]). The Tribunal rejected this claim for the same reasons as it had given in connection with the appellant's refugee claims based on the risk of physical harm. In summary, the Tribunal was not satisfied that there was a real risk of the appellant being subjected to physical harm, for the reasons given by the Tribunal at [72]-[74]. It was in this context that the Tribunal came to consider the appellant's complementary protection claim based on psychological harm.
78 The second point is that, contrary to paragraph 38 of the appellant's written submissions, the Tribunal did not accept that the threat made to the appellant was "continuing". The relevant paragraph is [94] of the Tribunal's reasons (set out at [40] above). The Tribunal stated that it accepted that the threat was open-ended and "could have been construed to be continuing". That is not the same as accepting that the threat was "continuing". Further, a central plank of the Tribunal's reasoning was that the Tribunal was not satisfied that there was a real risk of physical harm to the appellant if he returned to Fiji: see, in particular, the Tribunal's reasons at [71]-[74], [88]. This is inconsistent with the proposition that the Tribunal accepted that the threat made to the appellant was "continuing". Thus, while the Tribunal accepted that the threat "could have been construed" to be continuing, it did not accept that the threat was continuing, and the thrust of the Tribunal's reasons is to the contrary.
79 The issue raised by the appellant's contention may be stated as: whether the consequences of a past act or omission are capable of engaging the complementary protection criterion in s 36(2)(aa) of the Migration Act, read together with s 36(2A) and the definition of "cruel or inhuman treatment or punishment" in s 5(1). (Although the appellant's contention may also relate to "degrading treatment or punishment", it is sufficient for present purposes to focus on "cruel or inhuman treatment or punishment", consistently with the focus of the parties' submissions.) This arises in circumstances where the Tribunal accepted the appellant's account of the incident in Fiji in 2002, the Tribunal was not satisfied that there was a real risk of the appellant being subjected to physical harm if he returned to Fiji, and the Tribunal was satisfied that there was a real risk that the appellant would suffer psychological harm (because of his long-held fear and possible post-traumatic stress) if he returned to Fiji.
80 Although parts of them have been set out above, it is convenient to set out the key relevant provisions in full. Section 36(2) relevantly provides :
(2) A criterion for a protection visa is that the applicant for the visa is: …
(aa) a non-citizen in Australia (other than a non-citizen mentioned in paragraph (a)) in respect of whom the Minister is satisfied Australia has protection obligations because the Minister has substantial grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm; or
81 Subsection 36(2A) provides:
(2A) A non-citizen will suffer significant harm if:
(a) the non-citizen will be arbitrarily deprived of his or her life; or
(b) the death penalty will be carried out on the non-citizen; or
(c) the non-citizen will be subjected to torture; or
(d) the non-citizen will be subjected to cruel or inhuman treatment or punishment; or
(e) the non-citizen will be subjected to degrading treatment or punishment.
82 The definition of "cruel or inhuman treatment or punishment" in s 5(1) reads:
cruel or inhuman treatment or punishment means an act or omission by which:
(a) severe pain or suffering, whether physical or mental, is intentionally inflicted on a person; or
(b) pain or suffering, whether physical or mental, is intentionally inflicted on a person so long as, in all the circumstances, the act or omission could reasonably be regarded as cruel or inhuman in nature;
but does not include an act or omission:
(c) that is not inconsistent with Article 7 of the Covenant; or
(d) arising only from, inherent in or incidental to, lawful sanctions that are not inconsistent with the Articles of the Covenant.
83 There is no real issue that, consistently with the text of the relevant statutory provisions, the complementary protection criterion requires a forward-looking assessment. The text of s 36(2)(aa) is expressed in the future tense ("will suffer significant harm"), as is the text of s 36(2A) ("will be subjected to"). The issue is whether future psychological harm that is consequent upon a past act, such as the threat in this case, is capable of engaging the relevant provisions. The matter is not straight-forward, because the definition of "cruel or inhuman treatment or punishment" in s 5(1) is expressed in the present tense. This, at least arguably, creates an ambiguity as to whether the "act or omission" referred to in the definition is necessarily in the future. While it may be accepted that, in accordance with the approach described by McHugh J in Kelly v The Queen (2004) 218 CLR 216 at [103], the definition of "cruel or inhuman treatment or punishment" is to be "read into" the substantive enactment, namely s 36(2A)(d), this does not resolve the arguable ambiguity. It is at least arguable that a person may be subjected in the future to an act or omission that took place in the past. We will refer to the legislative history and context of the provisions, and then return to the text.
84 The complementary protection provisions were introduced into the Migration Act by the Migration Amendment (Complementary Protection) Act 2011 (Cth) (the 2011 Amendment Act) and commenced on 24 March 2012. The background to the inclusion of these provisions in the Migration Act was discussed by the High Court in SZTAL v Minister for Immigration and Border Protection (2017) 262 CLR 362 (SZTAL): see [1] per Kiefel CJ, Nettle and Gordon JJ; [69]-[72] per Edelman J. The complementary protection provisions enacted by the 2011 Amendment Act were designed to introduce greater efficiency, transparency and accountability into Australia's arrangements for adhering to its non-refoulement obligations under the International Covenant on Civil and Political Rights (the ICCPR), the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment and certain other international instruments: see the explanatory memorandum to the Migration Amendment (Complementary Protection) Bill 2011, p 1. However, as noted in SZTAL at [4] and [78], the definition of "cruel or inhuman treatment or punishment" in s 5(1) of the Migration Act departs from the ICCPR. The relevant provision of the ICCPR is Article 7 which states in part: "No one shall be subjected to torture or to cruel, inhuman or degrading treatment or punishment." The ICCPR does not define "cruel, inhuman or degrading treatment or punishment". In contrast, s 5(1) of the Migration Act defines "cruel or inhuman treatment or punishment" and does so in terms that require an "act or omission" and the element of intention, the latter being the focus of the decision of the High Court in SZTAL.
85 Although the extrinsic materials relating to the 2011 Amendment Act do not make this clear, it may be that the introduction of the definition of "cruel or inhuman treatment or punishment", and the reference in it to "act or omission", were intended to provide greater specificity as to the scope of the protection obligation in the context of certain international cases relating to Article 7 of the ICCPR (or the corresponding article - Article 3 - of the European Convention on Human Rights) which may have been taken to have upheld claims on the basis of the conditions and circumstances facing the person upon return: see, eg, D v United Kingdom (1997) 24 EHRR 423 at [49]-[54]; cf N v Secretary of State for the Home Department [2005] 2 AC 296; [2005] UKHL 31 at [35]-[36], [43], [62], [81]. However, even if this analysis is correct, it does not conclusively resolve whether a past act or omission is capable of engaging the complementary protection criterion in the Migration Act.
86 Having regard to the text, legislative history and context, as discussed above, we consider the preferable construction to be that an act or omission that is wholly in the past is not capable of engaging the complementary protection criterion in the Migration Act. Notwithstanding the use of the present tense in the definition of "cruel or inhuman treatment or punishment", the overall tenor of the provisions is that they are forward-looking. That feature strongly suggests that the provisions are concerned only with an act or omission that takes place (or continues to take place) in the future. The legislative history, as discussed above, does not suggest otherwise. Thus, we consider this to be the better construction having regard to the text of the relevant provisions and the legislative history. This is not to say that a past act or omission may not be relevant in assessing whether there is a real risk that the visa applicant will be subjected to an act or omission constituting cruel or inhuman treatment or punishment in the future. Nor is it to say that an act or omission in the future may not represent a continuing act or omission that started in the past. However, we consider that there needs to be an act or omission in the future to engage s 36(2)(aa), read with s 36(2A)(d) and the definition of "cruel or inhuman treatment or punishment" in s 5(1) of the Migration Act. On the facts of the present case, as found by the Tribunal, the threat to the appellant was wholly in the past. As we have explained, the Tribunal did not accept that the threat was continuing, and the whole thrust of the Tribunal's reasons is to the contrary. It follows that no error is shown in the Tribunal's approach or in the primary judge's conclusion.
87 It is not necessary for present purposes to make observations about SZRSN. It is sufficient to adopt the observations in GLD18 at [64] (set out at [72] above).
88 We note for completeness that, in any event, there does not appear to be any basis on the facts of the present case (as found by the Tribunal) to suggest that the psychological harm that the appellant would likely suffer if he returned to Fiji would satisfy the intention element of the definition of "cruel or inhuman treatment or punishment". Although the primary judge referred to this, it does not appear to have been the subject of an express finding by the Tribunal.
89 It follows from the above that no error is shown in the conclusions of the primary judge. For these reasons, grounds 2, 3 and 4 are not made out.