[2019] WASC 416
General information, not legal advice.
Supreme Court of WA
2019-11-14
Fiannaca J
Original judgment source is linked above.
(1) The sentence took into account the [appellant's] prior drink driving convictions exceeding 20 years from the date of the offence;
(2) Western Australian drink driving penalties show a second 0.07% conviction (within 20 years of the first conviction) should result in a mandatory minimum period of 8 months disqualification from driving;[8] and
(3) [The] magistrate's discretion in sentencing was harshly unfair due to the sentence imposed being a 50% increase in the stated penalty for a second 0.07% drink driving offence.
64AA. Driving with blood alcohol content of or above 0.05
(1) A person who drives or attempts to drive a motor vehicle while having a blood alcohol content of or above 0.05 g of alcohol per 100 ml of blood commits an offence.
(2) If a court convicts a person of a first offence against this section the person is liable to a fine of not more than 10 PU.
(2a) If a court convicts a person of a second or subsequent offence against this section -
(a) the person is liable to the relevant penalty in the Table to this subsection; and
(b) the court shall order that the person be disqualified from holding or obtaining a driver's licence for not less than the relevant minimum period of disqualification in the Table to this subsection.
(2b) For the purposes of this section, an offence is a second or subsequent offence against this section irrespective of the blood alcohol content on the occasion of the commission of any previous offence against this section.
(2c) For the purposes of this section, where a person is convicted of an offence against this section any offence previously committed by the person against section 63, 64, 64A or 67 shall be taken into account and be deemed to have been an offence against this section (but not to the exclusion of any other previous offence against this section) in determining whether that first‑mentioned offence is a first, second or subsequent offence.
(a) a person is convicted of an offence under a road law (the present offence); and
(b) the penalty or penalties which may or are required to be imposed for the present offence vary according to whether the person has been convicted previously of an offence under a road law, any previous offence the conviction for which was recorded more than 20 years before the commission of the present offence is not to be taken into account in determining the penalty or penalties to be imposed for the present offence.
This clause replicates the substance of section 105 Road Traffic Act 1974, which will be repealed with the proclamation of this Act and outlines time for which offences can be taken into account for sentencing purposes.
PROSECUTOR: Thank you, sir. Good morning, and I shall hand up a history. There are priors, sir. Facts on this one. 11.03, 15 February, he's driving a Toyota. Stopped by police in Collie. Breath test was taken, 0.079. Calculated at 0.072. He was subsequently charged, your Honour. Costs of $205.30. Thank you, sir.
HIS HONOUR: On my calculation, it's a fourth, but there is another which doesn't count in terms of deciding which number it is, being 87 was an 0.08.
PROSECUTOR: Yes, sir, Yes.
HIS HONOUR: So there is that prior as well to have regard to, even though it doesn't count as a strike as such.
PROSECUTOR: No, sir.
HIS HONOUR: Fine of $800. Costs of $205.30 and disqualified for 12 months.
The appellant's record for drink driving offences
Statutory provisions relevant to an appeal under pt 2
(1) In deciding an appeal, the Supreme Court may do one or more of the following -
(a) dismiss the appeal;
(b) allow the appeal;
(c) set aside or vary the decision of the court of summary jurisdiction and sentence imposed, order made or thing done as a result of the decision;
(d) substitute a decision that should have been made by the court of summary jurisdiction ...
(2) Despite subsection (1)(b), even if a ground of appeal might be decided in favour of the appellant, the Supreme Court may dismiss the appeal if it considers that no substantial miscarriage of justice has occurred.
Respondent's submission - Whether error was material
The nature of the error which enlivens this court's jurisdiction to intervene was described by Dixon, Evatt and McTiernan JJ in House v The King (1936) 55 CLR 499, 504 - 505. The error must be in the exercise of the sentencing discretion at first instance. An express error which is not material to the exercise of the sentencing discretion, that is, one that did not affect or was incapable of affecting the sentence imposed, is not an error of the type described in House v The King and does not enliven this court's jurisdiction: see Fernandes v The State of Western Australia [2009] WASCA 227 [9] - [10] (McLure P, Owen & Wheeler JJA agreeing). Whether a particular express error is material will depend upon a consideration of the circumstances of the particular case, but it is as well to appreciate that combing through sentencing remarks on the hunt for some minor express error will be unproductive unless it can be shown to be material to the exercise of the sentencing discretion.
Once an express error of the type described in House v The King has been demonstrated, the appellate court does not assess whether and to what degree the error influenced the outcome. In such a case, the sentencing discretion has miscarried and it is the duty of the appellate court to exercise the discretion for itself afresh: Kentwell v The Queen [42]. In undertaking this task, this court will have regard to, so far as is relevant:
(a) the material before the sentencing judge;
(b) any additional material put before this court; and
(c) the submissions made by the parties to this court.
If this court would have imposed a sentence which is different from the primary judge, then it will have decided that a different sentence should have been imposed, the appeal may be allowed and the appellant resentenced. If this court is of the view that no different sentence should be imposed, the appeal will be dismissed: Teakle v The State of Western Australia [2007] WASCA 15; (2007) 33 WAR 188 [73] (Buss JA).
Notwithstanding the breadth of its language, it was settled at an early stage that the appellate court's authority to intervene is dependent upon demonstration of error.
The plurality was referring to error of the kind identified in House v The King.[38] The outline of relevant principles in the reasons of Mazza JA in Harding was consistent with Kentwell.
The need for an error to be material was expressed in the recent decisions of the Court of Appeal in Roberts v The State of Western Australia at [47] and Rowsell v The State of Western Australia at [34]. Although those appeals were under pt 3 of the Criminal Appeals Act the requirement for an error to be material before the appellate jurisdiction is enlivened was expressed in general terms, not limited to appeals under pt 3 and without reference to s 31. On the present state of the authorities it is my view that I am bound to follow the principle expressed by the Court of Appeal in those cases that not all errors made by a sentencing judicial officer will enliven the appellate court's jurisdiction, which will only be enlivened if the error is material.
In my view it cannot be said that if they had been given consideration that a different sentence would not have been imposed. It follows that the error was material and that there has been a substantial miscarriage of justice and that the appeal should be allowed.
Ordinarily an error of law which is immaterial or inconsequential to the decision as to the sentence to be imposed will not give rise to a substantial miscarriage of justice. Where an error of law could not have affected the outcome then generally an appellate court will be able to conclude that there has been no substantial miscarriage of justice without exercising the sentencing discretion afresh.
Those observations were adopted by Archer J in Birch v Binnekamp.[46]
Whether there has been no substantial miscarriage of justice The respondent's submission
A sentence that happens to be within the range but that has been imposed as the result of a legally flawed determination is not 'warranted in law' unless, in the exercise of its independent discretion, the Court of Criminal Appeal determines that it is the appropriate sentence for the offender and the offence.
In considering whether an offender is a persistent and intractable offender, it is relevant to consider not only the number of prior offences but the spread and time period over which they have occurred. Generally an offender who reoffends within a short time is likely to be viewed more seriously than one who reoffends after many years. It may be difficult to view the former as anything other than an intransigent offender who is acting in defiance of the law, but an offender who has spent many years without further offending will usually be viewed as deserving of some credit, despite their subsequent relapse. This is because lapse of time and an infrequency of offending conduct may indicate that the behaviour is out of character and that the offender is unlikely to repeat it.
(a) 17 December 1987 - Driving with a blood alcohol level in excess of 0.08% - fined $200, licence disqualification for 3 months;
(b) 26 April 1990 - Driving under the influence (i.e. in excess of 0.15%) - fined $500, licence disqualification for 6 months;
(c) 2 May 1995 - Driving under the influence - fined $1100, licence disqualification for 2 years;
(d) 9 May 2006 - Driving with a blood alcohol level in excess of 0.05% (being greater than 0.07%) - fined $150, licence disqualification for 4 months.
(1) Leave is granted in respect of grounds 1, 2 and 3.
(2) The appeal is allowed on the basis of grounds 1 and 2.
(3) No further order is made in respect of ground 3.
(4) The period of disqualification of 12 months imposed by the learned magistrate on 20 March 2019 is set aside.
(5) The appellant is disqualified from holding or obtaining a driver's licence for a period of 10 months commencing on 20 March 2019.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[3] Lawson v The State of Western Australia [2018] WASCA 129; (2018) 85 MVR 160 [71], [73]; Edwards v Simpson [2018] WASCA 177; (2018) 86 MVR 14 [23]. My statement to the contrary in Harwig v Myers [2018] WASC 196 [24], relying on s 102 and s 105 of the Sentencing Act 1995 (WA), was incorrect; it overlooked s 105(4) of that Act which, in effect, excludes from the application of s 105 the 'right or duty' to impose a disqualification under the RTA. As a consequence of the exclusion, s 102 and s 39(6) of the Sentencing Act, which provide inter alia that disqualifications under pt 15 of that Act (which includes s 105) form (or are to be taken to be) part of the sentence, do not apply to licence disqualifications under the RTA.
[5] Criminal Appeals Act 2004 s 9(1) and (3).
[7] Samuels v The State of Western Australia [2005] WASCA 193; (2005) 30 WAR 473 [56].
[8] The amendment was the addition of the words 'a mandatory minimum period of' in ground 2. Although the appellant's argument initially appeared to suggest that the magistrate could not impose more than 8 months' disqualification, he acknowledged during the hearing that 8 months was the mandatory minimum period of disqualification, and that the magistrate had a discretion to impose a longer period of disqualification. The amendment to ground 2 had the effect of further particularising the error identified in ground 1.
[9] Macquarie Dictionary. A similar definition is given in the Oxford English Dictionary.
[13] Samuels v The State of Western Australia [60].
[14] House v The King [1936] HCA 40; (1936) 55 CLR 499, 504 ‑ 505 (Dixon, Evatt & McTiernan JJ); Lowndes v The Queen [1999] HCA 29; (1999) 195 CLR 665.
[15] House v The King, 505 (Dixon, Evatt and McTiernan JJ), where it was said that 'a failure properly to exercise the discretion which the law reposes in the court of first instance' will justify a review of the exercise of discretion 'on the ground that a substantial wrong has in fact occurred'.
[18] The definition of 'written law' in s 5 of the Interpretation Act 1984 (WA) includes all Acts passed by the Parliament of Western Australia that are in force for the time being.
[19] Explanatory Memorandum, Road Traffic (Administration) Bill 2007 (WA) 30. Nothing was said about the effect of s 107 (or indeed any other specific provisions) in the second reading speech: Western Australia, Parliamentary Debates, Legislative Assembly, 28 November 2007, 7899 - 7900 (Ms AJG MacTiernan, Minister for Planning and Infrastructure).
[22] Respondent's outline of submissions filed 6 September 2019 para 8.
[23] That any error is sufficient is suggested by the following cases: Ninyette v Holmes [2015] WASC 287; (2015) 72 MVR 81 [65] (Mitchell J); Birch v Binnekamp [2018] WASC 58 [16]-[24] (Archer J). That the error must be material is suggested by Winmar v Clark [2015] WASC 314 [29] ‑ [30] (Martino J).
[24] Harding v The State of WA [2015] WASCA 27 [73] - [75] (Mazza JA; Hall J agreeing) (Harding); Brewerton v The State of Western Australia [2017] WASCA 191; (2017) 82 MVR 176 [25] (the Court); Bloomfield v The State of Western Australia [2017] WASCA 10 [44] (Corboy J, Buss P and Mazza JA agreeing); Rowsell v The State of Western Australia [2015] WASCA 2 [34].
[25] Kentwell v The Queen [2014] HCA 37; (2014) 313 ALR 451 [42] (French CJ, Hayne, Bell & Keane JJ) (Kentwell); Harding [73] ‑ [75] (Mazza JA; Hall J agreeing).
[26] Fernandes v The State of Western Australia [2009] WASCA 227 [9] ‑ [10] (McLure P, Owen & Wheeler JJA agreeing); Kentwell [41] ‑ [43] (French CJ, Hayne, Bell & Keane JJ).
[27] Harding [73] ‑ [75]. The citation for Kentwell is in footnote 16 above.
[29] WS v Gardin [2015] WASC 97; (2015) WAR 494 [219] ‑ [242].
[31] Ninyette v Holmes [56], [69] and [70]. In Birch v Binnekamp, although Archer J did not address the question of whether an error must be material even before consideration of the proviso, her Honour adopted the approach of Mitchell J in taking materiality into account when considering the proviso: [23].
[33] House v The King CLR 505. See also Kentwell [35] (French CJ, Hayne, Bell and Keane JJ).
[37] Kentwell [35] (French CJ, Hayne, Bell and Keane JJ).
[38] Kentwell [42] (French CJ, Hayne, Bell and Keane JJ).
[39] Winmar v Clark [29] ‑ [30] (Martino J).
[40] Burrows v The State of Western Australia [2014] WASCA 147; Roberts v The State of Western Australia [2014] WASCA 239 and Rowsell v The State of Western Australia.
[48] Powell v Tickner [2010] WASCA 224 [116] (Buss JA); Abeyakoon v Brown [2011] WASCA 63 [32] (the Court); Wallam v Dent [2008] WASC 170 [31] ‑ [33] (Jenkins J); Powell v The State of Western Australia [2010] WASC 54 [91] (Simmonds J); Joyce v Gee [2010] WASC 76 [34] (Mazza J, as he then was); Inglis v Pinch [2016] WASC 30; (2016) 256 A Crim R 502. See also WS v Gardin [228] (Mitchell J, as he then was).
[49] Inglis v Pinch; Wallam v Dent [31] (Jenkins J).
[50] Kentwell [42] ‑ [43] (French CJ, Hayne, Bell & Keane JJ). Their Honours noted that, where the court might be inclined to impose a greater penalty, convention would require the court to inform the appellant, so that the appellant has the opportunity to abandon the appeal. See also Wallam v Dent.
[52] Section 6(3) of the Criminal Appeal Act 1912 (NSW) provides, relevantly: 'On an appeal ... against a sentence, the court, if it is of opinion that some other sentence, whether more or less severe is warranted in law and should have been passed, shall quash the sentence and pass such other sentence in substitution therefor, and in any other case shall dismiss the appeal.'
[54] Neither counsel for the respondent, nor I, was able to identify any such authority. The appellant was unrepresented. The authorities to which the respondent referred were in respect of s 63 of the RTA.
[56] Brand v Vuleta [2005] WASCA 24 [51], citing Mullane v Smith (unreported, SCt of WA, Library No 1318, 10 November 1989); (1989) 10 MVR 111 and Richards v Damianopolous [2002] WASCA 159 [15] ‑ [18] (McLure J).
[57] R (a child) v Panaia [2011] WASC 110 [30] (Hall J); Richards v Damianopolous [15] ‑ [18] (McLure J).
[58] Richards v Damianopolus [17] ‑ [18].
[59] Batt v Wigger [2017] WASC 300; Wilson v Pymm [2015] WASC 449.
[60] Prior to 27 April 2015. Section 105 of the Road Traffic Act 1974 was deleted by s 29 of the Road Traffic
Legislation Amendment Act 2012. Section 29 commenced operation on 27 April 2015.
[61] Anderson v Little [2009] WASC 143 [19] ‑ [20] (Jenkins J); Barron v Western Australia [2010] WASCA 27; (2010) 55 MVR 123 [25] (Owen JA, Wheeler & Newnes JJA agreeing).
[62] Barron v Western Australia [25]. I accept the respondent's submission that the change in wording from 'the penalty or penalties which may or shall be imposed' in the former s 105 of the RTA to 'the penalty or penalties that are required to be imposed' s 107 of the RTAA does not affect the application of the principles and statutory construction in that case to the construction of s 107.
[63] Casotti v Pickering [2013] WASC 174 [28] (Hall J).
[64] Recognising that the need for personal deterrence ordinarily results in a greater penalty: Samson v The State of Western Australia [2011] WASCA 173 [12].
[66] Paterson v Steer [2000] WASCA 250.
[68] Walley v Miles (unreported; SCt of WA; Library No 950179; 10 April 1995).
[70] Harwig v Myers [40] (Fiannaca J); Brewerton v The State of Western Australia [75] (the Court).
[72] Brewerton v The State of Western Australia [75].
[73] McCoombe v The State of Western Australia [2016] WASCA 227 [25].
[74] Harding v The State of Western Australia [74].
(2007) 33 WAR 188
(2018) 85 MVR 160
(2018) 86 MVR 14
(2010) 55 MVR 123
(1936) 55 CLR 499
(2005) 30 WAR 473
(1999) 195 CLR 665
(2015) 72 MVR 81
(2017) 82 MVR 176
(2014) 313 ALR 451
(1989) 10 MVR 111