[2019] AATA 4196
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2019-10-14
Original judgment source is linked above.
Weatherburn and Comcare (Compensation) [2019] AATA 4196 (14 October 2019)
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COMPENSATION - major depressive disorder - whether the applicant's major depressive disorder remains contributed to, to a significant degree, by her former employment - multiple possible causes of applicant's condition - whether Comcare has discharged the evidentiary burden required by Comcare v Power [2015] FCA 1502 - decisions under review set aside and substituted
Australian Telecommunications Commission v Tzikas [1985] FCA 385; (1985) 5 AAR 173
Boyd v Australian Industry Development Corporation [1990] FCA 525
Comcare v Power [2015] FCA 1502
Plumb and Comcare [2004] AATA 999
Prain v Comcare [2017] FCAFC 143
dated 22 February 2017, in which Comcare decided that as of 22 February 2017 Miss Weatherburn had no present entitlement to compensation under ss 16 and 20 of the Act because she no longer suffered the effects of her accepted condition, and * (b) a reviewable decision dated 4 September 2017 by which Comcare made a determination of own motion deciding that Miss Weatherburn had no entitlement to compensation under s 20 of the Act for the period 21 February 2017 to 20 April 2017 because she not suffered the effects of the compensable condition during that period. 3. The second of these reviewable decisions appears to be substantially redundant, since it simply replicates the effect of the first reviewable decision. 4. The delegate making the reviewable decision of 20 April 2017 referred to Miss Weatherburn suffering from an underlying life-long psychiatric condition diagnosed as depressive disorder,[1] and that her present symptoms were due to that condition and not to the flare-up caused by workplace circumstances in 2012. 5. Miss Weatherburn has made applications to the Tribunal for merits review of the two reviewable decisions made by Comcare. She contends that she continues to suffer from the compensable condition, and is entitled to ongoing compensation under the Act.
(1) Subject to this Part, Comcare is liable to pay compensation in accordance with this Act in respect of an injury suffered by an employee if the injury results in death, incapacity for work, or impairment.
(1) In this Act:
"disease" means:
(a) an ailment suffered by an employee; or
(b) an aggravation of such an ailment;
that was contributed to, to a significant degree, by the employee's employment by the Commonwealth or a licensee.
He reported that Miss Weatherburn had problems from an early age: overly sensitive, fearful, dependent on family, with low self-esteem and a habit in childhood of pulling out hair from her head and eating it. Her history suggests lifelong neurosis and a vulnerability to develop episodes of depression, probably with much reactivity, which will be a persistent trait. 7. Miss Weatherburn joined the public service in 1984, and was employed with the (then) Department of Immigration and Citizenship (the Department, which term includes the various titles by which it has been known) from 24 March 2004. In 2005 she joined the Department's Settlement Planning and Information Section, an area that prepared information for new immigrants to Australia. 8. She told the Tribunal her role in the Settlement Planning and Information Section was to participate as a member of a team responsible for developing a booklet entitled Beginning a Life in Australia, an essentially online resource for new arrivals. Though described as a booklet, it in fact had 17 chapters with many references to services in each state and territory which required constant updating. However, over time the team of four members gradually diminished to just one member: Miss Weatherburn. Her workload augmented and she felt increasingly stressed. She worked long hours and often took work home in order to meet deadlines. She said at times she felt nauseous when contemplating the challenge represented by her job. 9. A key role for her was proofreading documents for publication. In an incident in 2005, she sought to proof read a particular document but was told not to do so. When this document returned from the printer it was discovered that the wrong departmental logo had been used, and her supervisor blamed her for the mistake, shouting at her at the top of her voice within earshot of many other departmental employees. She was shaking and tearful following the incident. 10. Miss Weatherburn's sister was diagnosed with schizophrenia in about 2008, a matter which distressed her. In October 2008 Miss Weatherburn was promoted to the APS6 level. 11. The Department provided a Work Report dated 30 November 2012. The author was Ms Victoria Richardson, Miss Weatherburn's supervisor. In it she says:
The ongoing responsibility Jenny brought with her when she came to the IPS Section was the management of the "Beginning a Life in Australia" book and translations contract and the associate DIAC Form 994i...[sic]
... Jenny has made use of the open-door policy on many occasions to discuss her frustrations with the relentless work of updating the "Beginning a Life in Australia" products with me...
My records indicate that "in the last 6 months" the only significant change to management in this team was a change in her supervisor...
I can only reflect that her EL1 "in the last 6 months" may have been experiencing difficulties in managing her own workload and may not have been relaying communication and messages accurately to Jenny, thus contributing to Jenny's feelings of distress...
I have generally been aware of Jenny's medical conditions... I encouraged her EL1 supervisor to ensure that Jenny had the support of Workplace Health and Safety for her absences...It was also in consideration of Jenny's medical situation that I allowed her to continue to work 10am - 6:00pm days...
These actions could reasonably indicate that I was concerned for Jenny as a team member and I was taking action through her immediate supervisor to ensure Jenny's medical conditions were not aggravated by undue demands of the workplace....
feels depressed - been on medication for 15 yr-Prozac, pristiq for 18 months...
experiencing fluctuations form flat-anger and some times suicidal father worried.
Few stresses recntly- and work-- stressful work... doing 3 peoples work...
on and off upset. hip problem- chronic problem.. thinks the medications not working not wanting to take any ant poison.. suicidal thoughts but no plans..
...
Feels like she needs the help now to deal with her problem [errors in original].
The reason for the visit was recorded as Depression, melancholic.
HSe presented to me today complaining of inability to manage her depression to a point that she has suicidal thoughts(t hinking of using something with Strychnine). Family is worried about her. [errors in original]
Previous Dx depression for approx 20 years. She describes herself as having depression all her life. She was on prozac for 15-20 years and 18 months ago was changed to pristiq 100mg. Today her Dr has increased the medication to 150mg...
Family Social History
Currently Jenny works in the Public service in communications. She has high responsibility and it is a stressful job. She assists in the development of books for Migrants and has to pro o f read them. She gains no recognition for her work. Mo died of ovarian cancer 9 years ago. Loves her father who is now 82 years. Has a sister Ruth who suffers from severe schizophrenia and 2 brothers who suffer from depression. [errors in original]
... Patient has had suicidal intentions and had even presented to Calvary Hospital for the same before. She was on antidepressants before but pristiq [sic] was the only medication which stabilised her symptoms of depression... She is also unable to cope with the current work and is considering medical related retirement. I have increased her Pristiq to 150mg (from 100mg). She feels stable with this however she had similar response before and then she had recurrence of her symptoms which she is worried about even this time.
...Going through the information in the past she did have tendency to fall into the state where she is now.
Ms Weatherburn said that it was not only work that was the catalyst for her current episode of depression and she informed me of her longstanding history of treatment for depression...
Ms Weatherburn said that work had been the catalyst for her recent history of severe depression. She gave me a lot of background information in relation to the difficulties she had been experiencing at work...
For approximately 6½ years she said she had been placed in a very difficult position. She was a project manager for a high profile $500,000 program meant to employ three people but she said she did most of the work by herself as other staff members had left or had not been replaced...
When I asked Ms Weatherburn how she had coped she started crying. She described herself as being a very hardworking and diligent individual but she said she would often go home and sleep for long periods of time and throughout her weekends.
She said in the last year she had three different EL1 managers. An EL1 position was removed due to restructuring. Ms Weatherburn said she asked to be moved to a different work area but was asked to stay on in her position. She said she had to continue working on her own, consultation with her EL2 had been removed from her and she said she has not been provided any clear directions.
Miss Weatherburn informed me that she kept on going "because of her clients". She said she could not continue working by the middle of August 2012 from which time she has been off work. ...
...she describes a long history of chronic depression for which she has continuously received maintenance treatment with antidepressant medication since 1990.
Over the last 6 years due to extreme workplace stress I have experienced mental exhaustion and my work life balance has been affected to a very high degree. ...
I have had short-term assistance from a few kind people who have found time when possible to assist with the booklets...However all responsibility and most of the work has fallen to me...
At the time of the restructure [in 2009]... I too formally requested a move within the Division... My request was supported by my Supervisor. I was informed... that the First Assistant Secretary... wanted me to continue in my present role. I felt devastated, anxious, angry and overloaded...
I have found the lack of communication channels extremely difficult as there has been a lack of opportunity to meet and consult with management in regards to carrying out change management for the last 6 months. ...I have felt myself becoming paralysed into inaction by the lack of consultation between myself and management. This has had a marked effect on my self-esteem and has made me again feel isolated...
My EL1, Julie Streatfield eventually found out and let me know I was to take on the roll [sic] of Divisional Web Coordinator with the section. This was not discussed with me prior to this decision being made by my Director.
The long-term lack of communication with my EL 2 regarding my previous duties and my place in the section moving forward has caused me to feel a great deal of anger and frustration.
...at Branch meetings the booklets were never mentioned as being part of the work carried out by the section. This made me feel angry and devalued.
I have experienced long-term personal stress and severe depression as a direct result of work place circumstances and duties I have been expected to carry out over the last 6 years. In spite of this I have been promoted from an APS3 to an APS5 and finally to an APS6 and received a certificate of commendation from the Division FAS.
Since completing the 2012 edition of the...booklets in late April 2012 I felt dissatisfaction has been directed towards me by my Director in regards to moving forward with the review of the booklets. I have however felt a degree of paralysis and have been unable to move forward with this task due to a lack of direction. I believe this is due to a lack of consultative support from my Director over time and a lack of direction. Because of this I have felt guilt and a sense of personal failure which has upset me greatly...
By the time I had returned from purchased leave and been back for a matter of days I found I was unable to work due to the return of panic attacks and other serious symptoms of extreme stress. While I was on sick leave I was offered a position in another section by my Director via my EL1. I felt unable to take up this offer.
I was referred by my GP to a Clinical Psychologist as part of a Mental Health Plan in 2008 and again in September 2012. ...I have experienced severe psychological trauma as a result of my workplace...
...maintains that at the time of beginning work at the Department in early 2004 her psychological symptoms were in stable and satisfactory remission largely owing to the use of psychotropic drugs and regular review by her general practitioner...
(1_) the diagnosis of late onset schizophrenia in her younger sister and (2) excessive workload associated with the production of the booklet..._
A departmental decision to review whether to extend the publication contract was taken without adequate consultation with her (in her opinion). Ms Weatherburn took this decision as a personal slight...
...I believe that Ms Weatherburn fundamentally has the psychological capacity to return to work at some stage in the future, albeit perhaps with a different employer or within a different section. My overall impression of the current withdrawal from work is that it has been precipitated by a sense of profound disappointment and resentment at having been marginalised and not consulted in the contract review process. Therefore in my opinion it is not a question of incapacity, rather profound disinclination to return to work under the current circumstances.
It is difficult to determine the relative weight that should be placed on each of the contributing factors. My understanding in 2008 was that Ms Weatherburn's depression was mostly related to family issues and concerns, as these dominated our session discussions. My most recent discussions with Ms Weatherburn would suggest that, in more recent times, work issues are a predominant source of stress and exhaustion and that these issues have exacerbated depressive symptoms already present.
...mental health difficulties were triggered by ongoing stress and difficulties in the workplace which became overwhelming to the point that she was unable to cope.
Ms Harris treated her with cognitive behavioural therapy and interpersonal psychotherapy. At the end of the treatment, she was significantly improved. However, Miss Weatherburn gave evidence that in about April 2014 Ms Harris told her that she found the constant references to her former employment boring, and in consequence Miss Weatherburn decided to withdraw from her care.
Miss Weatherburn also presented with symptoms congruent with a traumatic response to ongoing stress, with persistent nightmares; ongoing rumination over events in the workplace and high levels of distress associated with this...
Miss Weatherburn's presenting and ongoing difficulties are directly related to the stresses she encountered in the workplace...
...plaitations and flutter over last 3-4 months
has been udnergoing family stress and laso h/o work-related stresses, whichwas well controlled with ehlp of medicaition and psychology counselling. [errors in original]
Miss Weatherburn presented at the emergency department that day complaining of palpitations.
She was initially diagnosed and treated with a major depressive episode in 1990 and has suffered from the current episodes of major depressive disorder since. The last episode of the major depressive disorder may have been precipitated by her work with the Department of Immigration and Border Protection. That episode of major depressive disorder has now gone into remission. Her current psychiatric symptoms are consistent with the lifelong history of symptoms consistent with a psychiatric DSM-5 diagnosis of persistent depressive disorder (dysthymia). Taking into account the activities of daily living I've formed the view that she is fit for some part time work.
EVIDENCE OF MEDICAL AND PSYCHOLOGICAL EXPERTS WHO TESTIFIED AT THE HEARING
It is very difficult to explain ongoing contribution from work place injury. However her illness is such that it will be very difficult and almost impossible to be relieved of all of her symptoms ever.
...she did have a dip in between...there was something dipping in between and then there was a suggestion that she needed to go urgently but we couldn't get her in.
Despite the fact that she has not been at the Department for 5 years now, the effect of the employment which has resulted to the aggravation of her condition, continues, and there has been no remission which can fully delineate the cessation of the compensable condition.
There was obvious evidence of cognitive disturbances, with poor memory and concentration. Her speech was low, and she would often present with loss of train of thought. Her mood was low and she was frequently tearful. Her effect was generally blunted.
While she presents with some ruminative thoughts regarding her work experiences, the longer pre-existing history, the illness of her sister, and the death of the mother all cast doubt regarding workplace injury being a significant ongoing contributor.
Her history dates back at least to 1990, and perhaps much earlier. There is a contribution from a prejudicial childhood, family history, and most recent contributors have been a combination of perceived work stressors and a family illness.
Ms Weatherburn continues to present with some ruminative thoughts regarding prior experiences. Whilst there continues to be minimal levels of contribution from work injury, I believe that this relationship will cease to exist by September 2014. Any subsequent symptoms are likely to be related to pre-existing condition.
There is no diurnal mood variation, no middle or terminal insomnia and no significant difficulties with concentration or focus. She does avoid the Belconnen area and described some anxiety symptoms, particularly in crowds. She has returned to her earlier level of mood disturbance.
I am not of the view that the contribution from work continues. The recurrence of major depression which was caused has now reached a remission and she continues to describe some symptoms of dysthymia and a mixture of anger and anxiety. Her preoccupation with work has increased since the claim was denied...
It is likely the aggravation ceased around the time she ceased treatment with her psychologist Amanda Harris. She was described by the general practitioner at this time as being reasonably stable, sleeping pattern quite bad. There was infrequent contact with Dr Fridgant and treatment with Amanda Harris as she felt there was no benefit...
No aggravation has occurred currently. The underlying pathology has not worsened.
He considered that there was a 90% chance of recurrence of depression and she should stay on antidepressants indefinitely.
I am not of the view that the current psychological condition bears any relationship to the earlier aggravation by work at present. There are multiple other factors, as I alluded to earlier in terms of the social circumstances: the ongoing anger that she holds towards work, the fact that people when they are unhappy often dwell on how they have been wronged or what has occurred that hasn't been favourable in their lives, and I think this is pre-existing with the constitutional dysthymia which has been present for a lengthy period of time. The condition hasn't progressed but it's followed a natural course and there have been further episodes of depression unrelated to work which is now almost eight years ago, and I think that what we're seeing, really, is the natural history of her major depression occurring in a very unhappy lady who meets the criteria for dysthymia.
She asserts that there was poor support from managers and that she was "isolated" in the workplace. Your client has ongoing unpleasant memories of that time and remains fearful of any return to work. These states of mind underpin her continuing Depression. While it is the case that she has likely had chronic Depression, not unreasonably labelled Persistent Depressive Disorder (Dysthymia), there had been significant aggravation of this underlying disorder, against the background of a strong family history of Depression, by the stressors in the workplace. [Dr Knox's emphasis]
...what is very clear in this matter, I assert, is that your client remains more severely distressed and impaired on account of mood disorder than was the case prior to her work-place injuries.
...a psychiatric, like a physical, injury can sometimes result in permanent poor health where the disability itself becomes a stressor. The person who is more unwell, dysthymic, having episodes of major depression and reflecting... has more time on their hands to worry about things... That person's life has become degraded by losing their job ... having lost that, I don't think ... that a person just walks away...
...ongoing rumination over events in the workplace and high levels of distress associated with this...
Miss Weatherburn's presenting and ongoing difficulties are directly related to the stresses she encountered in the workplace...[My emphasis]
...she did have a dip in between...there was something dipping in between and then there was a suggestion that she needed to go urgently but we couldn't get her in.
Miss Weatherburn began to see Dr Matias in early 2016. The latter reported in November that year that she suffered from a condition which has now become chronic. In April 2016 she attended Calvary Hospital, reporting palpitations, with the clinical record noting [history of] work-related stresses. The sum of this evidence, in my view, is that her condition remained active over this period, albeit probably at a lower level of acuity.
...we believe the Tribunal led itself into error by adopting the word "sequelae",
apparently used by one of the medical witnesses, without considering whether the factors listed were truly the results or consequences of the former aggravation and acceleration, which it must be remembered had resulted from noise and stress, rather than the manifestations or results of her underlying disease. The first three factors listed flow not from the respondent's employment with Telecom, but from her cessation of that work; they are not affected in any way by the nature of her former work, but arise simply from the fact of previous employment operating on a person of her temperament, background and family circumstances.
In our opinion, the resentment of a sick mind, directed towards former conditions of employment, if it aggravates or accelerates the disease, and thus contributes to
incapacity, is capable of leading to a finding under s 29(1) [of the Compensation (Commonwealth Government Employees) Act 1971, the provision corresponding with s 5B of the present Act] that the employment is still contributing to the aggravation or acceleration. However we believe that resentment about lower earnings and delays in litigation cannot be said to have been contributed to by the employment. Such considerations are as remote from the employment as the other factors, such as relief at not having to work, dealt with earlier.
Section 29 of the [Compensation (Commonwealth Government Employees) Act 1971] requires that the employment be "a contributing factor to the ... aggravation" of the disease. This criterion is not satisfied if the relevant cause of the aggravation is not the employment itself but its cessation, the state of unemployment.
...a psychiatric, like a physical, injury can sometimes result in permanent poor health where the disability itself becomes a stressor. The person who is more unwell, dysthymic, having episodes of major depression and reflecting... has more time on their hands to worry about things... That person's life has become degraded by losing their job ... having lost that, I don't think ... that a person just walks away...
...I accept that [it] is reasonable to say, as a practical matter, that Comcare would have to persuade the Tribunal of the circumstances which justify a finding that compensation payments should no longer be made. The statement the Tribunal made in the present case that Comcare did not discharge its onus should be taken to mean that the Tribunal was not persuaded that Ms Power was no longer suffering from the effects of the compensable injury.
I certify that the preceding 122 (one hundred and twenty-two) paragraphs are a true copy of the reasons for the decision herein of Deputy President Gary Humphries AO.
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Solicitors for Comcare: Australian Government Solicitor
[1] The use of italicised text in this decision generally indicates direct quotation.
[2] This view garners some support from Dr Matias, who referred in her report of 5 February 2018 to the devastating news that common care benefits would cease from February 2017.
COMPENSATION - major depressive disorder - whether the applicant's major depressive disorder remains contributed to, to a significant degree, by her former employment - multiple possible causes of applicant's condition - whether Comcare has discharged the evidentiary burden required by Comcare
Power