[2023] VSCA 12
General information, not legal advice.
Court of Appeal (Vic)
2023-02-10
Emerton P, Leish JA, Taylor JA
Original judgment source is linked above.
(a) the applicant caused IS to sexually penetrate [Gillen]; or
(b) the applicant involved IS in the production of the first video; or
(c) the applicant's charged conduct occurred within Victoria.
- A substantial miscarriage of justice occurred because the learned trial judge failed to direct the jury that for charges 10, 11, 12 and 13 they could only be satisfied of the applicant's guilt based on evidence of conduct he engaged in within Victoria.
The learned sentencing judge erred in his application of the parity principle in that he imposed sentences on charges 10, 11 and 12 that were so disparate from the sentences imposed on the co-offender [Gillen] as to give rise to a justifiable sense of grievance in the applicant.
[Gillen] places IS's penis into her mouth. Acts relating to Charge 10.
[Gillen] removes her mouth from IS's penis and then masturbates his penis.
[Gillen] places IS's penis into her mouth. Acts relating to Charge 11.
[Gillen] lays on her back and spreads her legs open. IS is positioned between her legs. [Gillen] takes hold of IS's hand and holds it near her vagina. IS is resistant to requests of [Gillen]. [Gillen] picks up and holds mobile phone during this sequence. A 'camera clicking' sound can be heard while [Gillen] pointing phone towards her groin area. At one point in this exchange [Gillen] can be heard saying 'do you want chocolate?' and 'do you wanna eat your Easter Bunny presents?' Later in the same exchange [Gillen] says 'we'll go have a shower together.'
An outgoing phone dial sound can be heard while [Gillen] is holding the mobile phone at 05:06. IS asks [Gillen] what she is doing, to which she replies, 'calling Dad' at 05:07.
[Gillen] takes hold of IS's hand and guides it towards her vagina. [Gillen] holding a mobile phone during this period.
[Gillen] states 'I'm calling Daddy' at 06:58 and picks up a phone from beside her. An outgoing phone dial sound can be heard while [Gillen] is holding mobile phone at 07:13.
[Gillen] places IS's finger into her vagina. She can then be heard saying 'we'll go and get ice cream.' Acts relating to charge 12.
[Gillen] places IS's penis into her mouth while holding mobile phone which is directed towards her face and the penis of IS. Acts relating to charge 14.
[Gillen] places IS's penis into her mouth while holding mobile phone which is directed towards her face and the penis of IS. Acts relating to charge 15.
[Gillen] places IS's penis into her mouth. Acts relating to charge 15 continued.
[Gillen] tells IS to touch her breasts. IS then touches [Gillen's] breasts.
[Gillen] places IS's penis into her mouth. Acts relating to charge 15 continued.
[Gillen] places IS's penis into her mouth. Acts relating to charge 15 continued.
[Gillen] places IS's penis into her mouth while holding mobile phone which is directed towards her face and penis of IS. Acts relating to charge 16.
[Gillen] directs IS's finger into her vagina. Acts relating to charge 17.
[Gillen] directs IS's finger into her vagina and progresses to him inserting three of his fingers into her vagina. [Gillen] is holding a mobile phone which is directed onto her vagina during this sequence. Acts relating to charge 17 continued.
[Gillen] guides IS's fist into her vagina. On two separate occasions [Gillen] holds a mobile phone which is directed towards her during this timeframe. [Gillen] can be seen without her phone in her hand and can be heard to say 'put in and out, harder, oh yeah, baby, fuck yeah.' Acts relating to charge 17 continued.
IS introduces his penis into [Gillen's] vagina. [Gillen] places her hands on IS's bottom, pulls him towards her and commences moving him in a back and forth motion. At one point [Gillen] holds a mobile phone which is directed at her vagina during this sequence. Acts relating to charge 18.
At the end of this sequence [Gillen] is heard to say 'Do you wanna go and have a quick shower with mummy?'
End of relationship between Gillen and the applicant
Grounds 1(a) and (b): unreasonable verdict unsupported by evidence
(a) the absence of the applicant and his parents from the house at the time the videos were made; > > (b) admitted, persistent lies told by Gillen about the applicant's involvement in other alleged offending and about him generally; > > (c) Gillen's strong motivation to implicate the applicant; > > (d) Gillen's decision to continue to live with the applicant after April 2018 but only until she had met another man in South Australia; > > (e) specific weaknesses in Gillen's evidence about the nature of the applicant's encouragement on 1 April 2018; > > (f) the absence of any corroboration from IS, from the transcript of the video or otherwise, as to encouragement he received from the applicant; > > (g) the absence of any reference to the applicant's role in the videos in the text exchange between him and Gillen on 16 and 17 October 2018; and > > (h) the absence of forensic evidence that the videos had been played prior to 1 October 2018.
(a) The verdicts on charges 10, 11, 12 and 13 were unreasonable and could not be supported by the evidence in that it was not open to the jury to be satisfied beyond reasonable doubt that the applicant's charged conduct occurred in Victoria. > > (b) A substantial miscarriage of justice occurred because the learned trial judge failed to direct the jury that for charges 10, 11, 12 and 13, they could only be satisfied of the applicant's guilt based on evidence of conduct he engaged in within Victoria.
Sexual penetration of a child under the age of 12
(1) A person (A) commits an offence if -
(ii) causes or allows B to sexually penetrate A; or
(2) A person who commits an offence against subsection (1) is liable to level 2 imprisonment (25 years maximum).
(5) For the purposes of subsection (1), when A [the offender] engages in an activity, B [the child] may be present -
(a) in person; or
(b) by means of an electronic communication within the meaning of the Electronic Transactions (Victoria) Act 2000, that is received by B in real time or close to real time.
(6) It is immaterial that some or all of the conduct constituting an offence against subsection (1) occurred outside Victoria, so long as B [the child] was in Victoria at the time at which that conduct occurred.
(7) It is immaterial that B was outside Victoria at the time at which some or all of the conduct constituting an offence against subsection (1) occurred, so long as A [the offender] was in Victoria at the time at which that conduct occurred.
Involving a child in the production of child abuse material
(1) A person (A) commits an offence if -
(a) A intentionally involves another person (B) in the production of material; and
(b) B is a child; and
(c) A knows that B is, or probably is, a child; and
(d) the material is child abuse material; and
(e) A knows that the material is, or probably is, child abuse material.
(2) A person who commits an offence against subsection (1) is liable to level 5 imprisonment (10 years maximum).
(3) For the purposes of subsection (1), the ways in which A involves B in the production of material may include -
(a) inviting or encouraging B to be involved, or offering B to be involved, in the production of the material; or
(b) causing or allowing B to be involved in the production of the material; or
(c) using B in the production of the material.
The construction of an offence-creating statute is affected by international comity which requires the courts of each state to respect the sovereignty of others. Where a statute creates an offence in order to suppress the harmful consequences of acts or omissions - a 'result-crime' rather than a 'conduct-crime' in the terminology discussed by Lord Diplock in Treacy[34] - comity does not require the courts of the forum to abstain from punishing breaches of the statute when the harmful consequences occur within the territory of the forum even if the act which causes those consequences is done outside.[35]
When the language of an offence-defining or an offence-creating statute is quite general, the statute is construed as embracing conduct in apparent contravention of its terms only if an act is done or an omission is made or a result occurs within the domestic territory. Whether it is the locality of the act or of the omission or of the result which brings conduct within the ambit of the statute is a question of construction, but there must be some local element of the offence.[36]
It is immaterial that some or all of the conduct constituting an offence against subsection (1) occurred outside Victoria, so long as B [the child] was in Victoria at the time at which that conduct occurred.
It is immaterial that B [the child] was outside Victoria at the time at which some or all of the conduct constituting an offence against subsection (1) occurred, so long as A [the offender] was in Victoria at the time at which that conduct occurred.
As a matter of construction, effect must be given to these words ['taken in Victoria or elsewhere'] ... and they cannot be rejected out of hand as inserted out of greater caution or as redundant ... unless there can be found in the context good reason for so rejecting them.[52]
Consistency in the application of the law is a fundamental aspect of the rule of law. In a very different context, but in terms that are relevant to discretions generally, Brennan J said that: '[i]nconsistency is not merely inelegant: it brings the process of deciding into disrepute, suggesting an arbitrariness which is incompatible with commonly accepted notions of justice.' The High Court has observed that:
- Consistency in the punishment of offences against the criminal law is 'a reflection of the notion of equal justice' and 'is a fundamental element in any rational and fair system of criminal justice'.
Appealable error may be inferred from disparity that is not explained in the reasons for sentence, and the disparity itself may provide a basis for appellate intervention. However, any assessment of an argument based on parity requires this Court to have regard to the qualitative and discretionary judgments required of the primary judge in drawing distinctions between co-offenders and to recognise that:
- Equal justice requires identity of outcome in cases that are relevantly identical. It requires different outcomes in cases that are different in some relevant respect.
The real issue is whether it was reasonably open to the sentencing judge to differentiate, or fail to differentiate, between the co-offenders, having regard to the 'qualitative and discretionary judgements required' to arrive at the sentence imposed. It is necessarily a comparative exercise but the process of sentencing is not a mechanical exercise in which the relevant factors must be given a fixed weight, and rarely will two offenders stand in exactly the same position when they fall to be sentenced. As Vincent JA, with whom Brooking and Phillips JJA agreed, said in R v Djukic:
- Seldom, I suggest, would co-offenders be identically positioned in every respect. There will almost always be aggravating and mitigatory factors singular to one or another of them, to which attention can be drawn and often it will simply not be possible to make fine distinctions between them.[62]
[1] To ensure that there is no possibility of identification, this judgment has been anonymised by the adoption of a pseudonym in place of the name of the applicant.
[3] [2017] VSCA 302, [11] (Priest, Hansen and Coghlan JJA). See also Kentwell v The Queen (2014) 252 CLR 601, 613-14 [29]-[33] (French CJ, Hayne, Bell and Keane JJ); Derwish v The Queen [2016] VSCA 72, [55]-[57] (Weinberg AP, Redlich and Kyrou JJA); Chen v The Queen [2017] VSCA 335, [22]-[23] (Osborn, Whelan and Ashley JJA).
[4] Charge 7, on which an acquittal was directed, alleged that the applicant caused IS to introduce his penis into the vagina of Gillen.
[5] Charges 8 and 9, on which acquittals were directed, alleged that the applicant caused IS to respectively introduce his penis into the mouth of Gillen, and his finger into the vagina of Gillen, but not during the course of the videos.
[6] Gillen gave evidence that when a photo is taken with the Snapchat app open, she could press 'send' at the bottom of the screen to send the photo to a person in her 'friends' list.
[7] Charges 21 and 23, on which there were acquittals directed, alleged that the applicant caused IS to introduce his penis into the mouth of Gillen on two separate occasions.
[8] Gillen's evidence was that the applicant did not become involved in directly speaking to IS and encouraging him until after the first video was recorded. The applicant accepted that there was a dial tone that could be heard twice during the first video.
[9] [1994] HCA 63; (1994) 181 CLR 487 ('M').
[10] Pell v The Queen (2020) 268 CLR 123, 146 [43] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ) ('Pell').
[11] M [1994] HCA 63; (1994) 181 CLR 487, 493-5 (Mason CJ, Deane, Dawson and Toohey JJ).
[12] Pell (2020) 268 CLR 123, 145 [39].
[13] Ibid. See also Dansie v The Queen [2022] HCA 25; (2022) 96 ALJR 728, 732 [13] (Gageler, Keane, Gordon, Steward and Gleeson JJ); [2022] HCA 25 ('Dansie').
[14] MFA v The Queen (2002) 213 CLR 606, 618 [35] (Gleeson CJ, Hayne and Callinan JJ), 632 [89] (McHugh, Gummow and Kirby JJ) ('MFA') citing Jones v The Queen [1997] HCA 56; (1997) 191 CLR 439. See also Landale v The Queen [2022] VSCA 121, [43] (Kyrou, T Forrest and Walker JJA).
[15] MFA (2002) 213 CLR 606, 617 [34].
[17] As noted above, it was alleged that the applicant spoke to IS after the conclusion of the first video and prior to the making of the second. In respect of that conduct he was charged with involving a child in the production of child abuse material pursuant to s 51B of the Crimes Act (charge 19). The jury was hung in respect of the charge.
[18] Crimes Act pt 1 div 1 sub-divs 8B, 8D.
[20] The respondent initially submitted that the issue of the extraterritorial operation of ss 49A and 51B did not arise. This was because, pursuant to s 324(1) of the Crimes Act, the applicant was deemed to have committed the offences as a result of being involved in their commission; that is, he committed the offences on a complicity basis. However, during oral argument, the focus of the respondent's submission shifted to the applicant's extraterritoriality argument. This was partly in response to the applicant's submissions during oral argument that the charges were not prosecuted on the basis of complicity.
[21] Victoria, Parliamentary Debates, Legislative Assembly, 9 June 2016 (Martin Pakula, Attorney-General) 2439.
[22] Citing R v Robert Millar (Contractors) Ltd [1970] 2 QB 54; Skewes v The Queen (1981) 7 A Crim R 276, 281 (Young CJ), 290 (Anderson J).
[23] Thompson v The Queen [1989] HCA 30; (1989) 169 CLR 1, 23-4 (Brennan J) ('Thompson'); Lipohar v The Queen [1999] HCA 65; (1999) 200 CLR 485, 497-8 [15]-[18] (Gleeson CJ); [1999] HCA 65 ('Lipohar'); Treacy v DPP (UK) [1971] AC 537, 551 (Lord Reid) ('Treacy'). The presumption is given statutory recognition by s 48(b) of the Interpretation of Legislation Act 1984, which provides that '[i]n an Act or subordinate instrument, unless the contrary intention appears ... a reference to a locality, jurisdiction or other matter or thing shall be construed as reference to such locality, jurisdiction or other matter or thing in and of Victoria'.
[24] Lipohar [1999] HCA 65; (1999) 200 CLR 485, 497 [15]-[16] (Gleeson CJ), quoting Macleod v A-G (NSW) [1891] UKLawRpAC 34; [1891] AC 455, 458 (Lord Halsbury LC). See also Thompson v The Queen [1989] HCA 30; (1989) 169 CLR 1, 33 (Deane J).
[25] R v H, ML [2006] SASC 357; (2006) 96 SASR 139, 145 [29] (White J); [2006] SASC 357.
[26] Thompson [1989] HCA 30; (1989) 169 CLR 1, 24 (Brennan J).
[27] Ibid, quoting Air-India v Wiggins (1980) 71 Cr App R 213, 217 (Lord Diplock).
[28] See, eg, McNeilly v The Queen (1981) 4 A Crim R 46, 51 (Street CJ) (New South Wales Court of Criminal Appeal); R v Hansford (1974) 8 SASR 164 ('Hansford'), 191 (Hogarth J); Lawson v The Queen (1996) 86 A Crim R 111, 117 (Gleeson CJ) (New South Wales Court of Criminal Appeal).
[29] (1981) 4 A Crim R 46 ('McNeilly').
[31] Hansford (1974) 8 SASR 164, 191 (Hogarth J), quoted in ibid 52 (Street CJ).
[33] Ibid 24, quoting Treacy [1971] AC 537, 560 (Lord Diplock).
[34] [1971] AC 537, 560.
[35] Thompson [1989] HCA 30; (1989) 169 CLR 1, 24.
[37] Halsbury's Laws of England, vol 11 (4th ed, 1976) 55 [77], quoted in DPP (UK) v Stonehouse [1978] AC 55, 83 (Lord Edmund-Davies) ('Stonehouse').
[38] Thompson [1989] HCA 30; (1989) 169 CLR 1, 24-5.
[39] Treacy [1971] AC 537, 562 (Lord Diplock). Lord Diplock stated: 'Comity gives no right to a state to insist that any person may with impunity do physical acts in its own territory which have harmful consequences to persons within the territory of another state. It may be under no obligation in comity to punish those acts itself, but it has no ground for complaint in international law if the state in which the harmful consequences had their effect punishes, when they do enter its territories, people who did such acts.'
[40] Stonehouse [1978] AC 55, 66 (Lord Diplock), 77 (Lord Salmon).
[48] Considerations of comity may be less applicable within Australia. In Lipohar, Gaudron, Gummow and Hayne JJ stated that in a federal structure 'territorial conceptions of national sovereignty and of comity between nation states cannot be determinative. Within Australia, any rationale for the common law rule respecting comity between what became the States disappeared with federation': [1999] HCA 65; (1999) 200 CLR 485, 526 [102], citing Thompson v Australian Capital Television [1996] HCA 38; (1996) 186 CLR 574, 584-5 (Brennan CJ, Dawson and Toohey JJ), 591 (Gaudron J), 614-15 (Gummow J).
[49] [1960] VicRp 24; [1960] VR 158 (Supreme Court of Victoria) ('Green').
[50] Fisheries Act 1928, ss 41(1)(b), 42(3).
[51] Green [1960] VicRp 24; [1960] VR 158, 160.
[54] [1982] HCA 2; (1982) 148 CLR 88, 94 (Stephen, Mason, Aickin, Wilson and Brennan JJ).
[55] Citing Saunders v Evans [1861] EngR 335; (1861) 8 HL Cas 721; 11 ER 611, 615 (Lord Campbell LC).
[56] Colquhoun v Brooks [1889] UKLawRpAC 43; (1888) 21 QBD 52, 65 (Lopes LJ) ('Colquhoun').
[57] Dennis C Pearce, Statutory Interpretation in Australia (LexisNexis Butterworths, 9th ed, 2019) 174-5 [4.43].
[58] Colquhoun [1889] UKLawRpAC 43; (1888) 21 QBD 52, 65 (Lopes LJ).
[59] The only provisions in the previous form of the relevant sub-division of the Crimes Act (sub-div 8C) that make reference to conduct occurring outside Victoria concern the facilitation of sexual offences against children, grooming for sexual conduct with a child and failure to protect a child.
[60] In light of this conclusion, it is unnecessary to address the possibility raised by the respondent (see above n 20) that the convictions could be sustained in reliance on principles of complicity.
[61] [2020] VSCA 137 (Maxwell P, Niall and Emerton JJA) ('Nipoe').
[62] Ibid [38]-[40] (citations omitted).
[63] DPP v Case (a pseudonym) [2021] VCC 1488, [43].
[65] Collins v The Queen [2015] VSCA 106, [28] (Whelan, Santamaria and Beach JJA).
Case (a pseudonym)
The King [2023] VSCA 12
[2021] VCC 1488 (Judge McInerney)
Madafferi v The Queen [2017] VSCA 302, M v The Queen [1994] HCA 63; (1994) 181 CLR 487, Pell v The Queen (2020) 268 CLR 123, Dansie v The Queen [2022] HCA 25; (2022) 96 ALJR 728, MFA v The Queen (2022) 213 CLR 606, applied; Thompson v The Queen [1989] HCA 30; (1989) 169 CLR 1, McNeilly v The Queen (1981) 4 A Crim R 46, Lipohar v The Queen [1999] HCA 65; (1999) 200 CLR 485, DPP v Sutcliffe [2001] VSC 43, Green v Burgess [1960] VicRp 24; [1960] VR 158, considered.
(1994) 181 CLR 487
(2020) 268 CLR 123
(2022) 96 ALJR 728
(2022) 213 CLR 606
(1989) 169 CLR 1
(1999) 200 CLR 485
(2014) 252 CLR 601
(2002) 213 CLR 606
(1997) 191 CLR 439
(2006) 96 SASR 139
(1974) 8 SASR 164
(1996) 186 CLR 574
(1982) 148 CLR 88