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[2000] HCA 24
High Court of Australia
2000-05-11
Hayne JJ, Gleeson CJ
Original judgment source is linked above.
R K Williamson for the appellant (instructed by Messrs Williamson & Co)
R E Cock QC with V R Campbell for the respondent (instructed by Director of Public Prosecutions (Western Australia))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Evidence - Admissibility of evidence - Exclusion of evidence as to disposition of complainant in cases of sexual offences - Whether evidence admissible at common law - Whether evidence excluded by the Evidence Act 1906 (WA), ss 36BA, 36BC - Res gestae - Hearsay rule.
Criminal law - Sexual offences - Evidence - Admissibility - Evidence as to disposition of complainant - Whether excluded by Evidence Act 1906 (WA), ss 36BA, 36BC.
Words and phrases - "res gestae" - "sexual reputation of the complainant" - "disposition of the complainant in sexual matters" - "sexual experiences of the complainant" - "hearsay".
"Nor do I consider that the evidence would relevantly be of the disposition of the complainant in sexual matters, so as to be excluded under s 36BA of the Evidence Act. Within the context of the case, the evidence on this point would not have been evidence of the complainant's disposition in the sense of her natural tendency or propensity to act in a particular way. It would have been evidence of her conduct towards the appellant on a particular occasion. The evidence was not directed to establishing the general disposition of the complainant as a step in an argument that she acted in a particular way on another occasion, which is what s 36BA renders inadmissible."
"No doubt it renders the administration of justice more difficult when evidence, which is offered for one purpose or person, may incidentally apply to another; but that is an infirmity to which all evidence is subject, and exclusion on such a ground would manifestly occasion greater mischief than the reception of the evidence."
"In proceedings for a sexual offence, evidence relating to the sexual reputation of the complainant shall not be adduced or elicited by or on behalf of a defendant."
"In proceedings for a sexual offence, evidence relating to the disposition of the complainant in sexual matters shall not be adduced or elicited by or on behalf of a defendant."
"(1) In proceedings for a sexual offence, evidence relating to the sexual experiences of the complainant, being sexual experiences of any kind, at any time and with any person, not being part of the res gestae of the proceedings, shall not be adduced or elicited by or on behalf of a defendant unless leave of the court has first been obtained on application made in the absence of the jury (if any).
(2) The court shall not grant leave under subsection (1) unless satisfied that -
(a) what is sought to be adduced or elicited has substantial relevance to the facts in issue; and
(b) the probative value of the evidence that is sought to be adduced or elicited outweighs any distress, humiliation or embarrassment which the complainant might suffer as a result of its admission."
Mr Bull: Well you can sleep the night here and then you can go to work from here.
Complainant: I was trying to score some drugs, marijuana.
Mr Bull: Oh we've got marijuana here if you want to come over and have a smoke I'll teach you to drink vodka Russian style.
Mr Bull: We've been to the strippers and that and playing some cards and that. Oh if you come over here we might be able to do one of your fantasies if you want.
Complainant: Oh what see two guys sleep with each other.
Complainant: Well if I come over will you be awake?
Mr Bull: Well maybe we can blow them away for you."
The admissibility of evidence of sexual history at common law
(a) evidence that the complainant had engaged in prostitution[10];
(b) evidence of other acts of intercourse with the accused[11];
(c) evidence of other sexual acts constituting part of the surrounding circumstances[12].
"Evidence which proves that a woman is in the habit of submitting her body to different men without discrimination, whether for pay or not, would seem to be admissible."
The legislative response to the common law rules of evidence
"This matter has received particular attention in several Australian States ... In all of these States reports have been submitted to the Government by specialist law reform bodies and all have recommended changes in the law to lessen the likelihood of the complainant being subjected to unnecessary harassment and embarrassment during the procedures of investigation, committal and trial.
Both in the United Kingdom and Australia the main concern has been to prevent the introduction of unnecessary evidence as to the complainant's general sexual history and conduct; that is, 'unnecessary' in the sense of not being necessary for the proper defence of the accused. This also is the main concern of the present Bill."
"(1) Notwithstanding anything in this or any other Act or rule of law to the contrary at a trial at which a person is charged with a rape offence, no evidence about restricted matters shall be adduced by or on behalf of a defendant and no question about restricted matters shall be asked in cross-examination of the complainant unless leave of the court has first been obtained on application made in the absence of the jury (if any).
(2) The court shall not grant leave under subsection (1) of this section unless it is satisfied that what is sought to be adduced or elicited has substantial relevance to the facts in issue or to the credit of the complainant."
"'restricted matters', in relation to a particular defendant, means any of the following, namely -
(a) the sexual experiences (of any kind and at any time) of a complainant with a person other than the defendant; and
(b) a complainant's disposition in sexual matters excluding her disposition with respect to the defendant; and
excluding any matter among the res gestae connected with any offence with which a defendant is charged at the trial,
and nothing in this section or section thirty-six B of this Act authorises evidence to be adduced or a question to be asked which cannot be adduced or asked apart from this section."
"In the course of the last election campaign, the Government made the following election commitment -
Acts of violence against women are increasing at an alarming rate in our community; a problem which Governments have ignored.
LABOR WILL: Enact tougher more effective laws against rape, sexual assault, and other forms of violence against women.
Sections 36A and 36B were introduced into the Evidence Act in 1976 and provide a degree of protection in relation to matters of evidence for victims of sexual offences.
At that time, however, no provision was made for the issues of corroboration of the victim's evidence, or the lack or delay of complaint by the victim. As a result, present practice requires a judge to warn a jury of the danger of convicting on the uncorroborated evidence of the victim, and a jury may draw negative conclusions from the victim's failure to report the rape promptly or at all.
In accordance with the principles stated above, the Bill proposes to effect changes to the Evidence Act which will have the effect that evidence laws will protect the victim from unnecessary hardship by further restricting the admissibility of evidence relating to the victim's sexual history during court proceedings.
The accused person's legitimate rights will continue to be protected.
The proposed changes will have the effect that evidence of the victim's sexual reputation and sexual disposition will be absolutely inadmissible on behalf of the defendant.
Evidence of the victim's prior sexual experiences will be admissible in restricted circumstances with leave of the court. It is proposed that in such cases, evidence of or related to the complainant's prior sexual experiences, whether with the accused or any other person, will be inadmissible unless leave of the court has first been obtained in the absence of the jury." (emphasis added)
"evidence of reputation, even if relevant and therefore admissible, is too far removed from evidence of actual events or circumstances for its admission to be justified in any circumstances."
"On the one hand, the law distinguishes between evidence of general reputation and evidence of individual opinion and, in the case of the defendant in criminal proceedings, has historically recognised only the former[31]. On the other hand, it is not always clear what is meant by reputation. On occasion, it appears to be used interchangeably with character. It may be important therefore to distinguish between character as public estimation - which is perhaps more correctly referred to as reputation - and character as disposition - which is something more intrinsic to the individual in question[32]." (original emphasis)
(a) the person in question expressly or impliedly declaring that he or she has a certain disposition, or
(b) drawing inferences as to a person's disposition from the past conduct of the person, or
(c) drawing an inference from a person's reputation.
"There can be no doubt that the expression 'relating to' is extremely wide but it is also vague and indefinite. Clearly enough it predicates the existence of some kind of relationship but it leaves unspecified the plane upon which the relationship is to be sought and identified. That being so all that a court can do is to endeavour to seek some precision in the context in which the expression is used."
"It is undoubtedly not competent for the prosecution to adduce evidence tending to shew that the accused has been guilty of criminal acts other than those covered by the indictment, for the purpose of leading to the conclusion that the accused is a person likely from his criminal conduct or character to have committed the offence for which he is being tried. On the other hand, the mere fact that the evidence adduced tends to shew the commission of other crimes does not render it inadmissible if it be relevant to an issue before the jury, and it may be so relevant if it bears upon the question whether the acts alleged to constitute the crime charged in the indictment were designed or accidental, or to rebut a defence which would otherwise be open to the accused."
"Within the context of the case, the evidence on this point would not have been evidence of the complainant's disposition in the sense of her natural tendency or propensity to act in a particular way. It would have been evidence of her conduct towards the appellant on a particular occasion. The evidence was not directed to establishing the general disposition of the complainant as a step in an argument that she acted in a particular way on another occasion, which is what s 36BA renders inadmissible."
"I deny the proposition that, merely because the document was 'hearsay' and therefore inadmissible, it is necessarily deprived of probative value."
"If the matters which are contained in the document are completely irrelevant to the issues then, of course, they must be thrown out of consideration. But if it contains statements of fact in relation to relevant matters, then it becomes a medium of proof to which such weight may be attached as circumstances warrant."
"Note that the evidence need only 'disclose or imply' sexual experience or sexual activity to fall within the prohibition. It is immaterial that such disclosure or implication might be unintentional or merely incidental."
"In prescribed sexual offence proceedings, evidence relating to the sexual reputation of the complainant is inadmissible."
"This is an important provision, excluding irrelevant material about a complainant's supposed sexual behaviour as a proper basis upon which the facts of a particular allegation of sexual assault should be judged."
The third construction - a blanket exclusion subject to s 36BC
"A legislative instrument must be construed on the prima facie basis that its provisions are intended to give effect to harmonious goals[65]. Where conflict appears to arise from the language of particular provisions, the conflict must be alleviated, so far as possible, by adjusting the meaning of the competing provisions to achieve that result which will best give effect to the purpose and language of those provisions while maintaining the unity of all the statutory provisions[66]."
"evidence admitted under the res gesta decisions falls, on a proper analysis, into five distinct categories. First, the facts in issue; second, facts relevant to the facts in issue; third, declarations not in themselves in issue or relevant, but constituting a verbal part of either a fact in issue or a relevant fact; fourth, facts of all kinds, which, though not facts in issue or relevant, are so inextricably bound up with either, that effective proof of the one cannot be made without proof of the other; and fifth, statements admitted as hearsay under what constitute in effect three exceptions to the hearsay rule." (emphasis added)
"It is the thesis of English law that the ingredients of a crime are to be proved by direct or circumstantial evidence of the events, that is to say, the parts and details of the transaction amounting to the crime, and are not inferred from the character and tendencies of the accused."
(a) Section 36BA prohibits the tender of any evidence which tends to prove the disposition of the complainant in sexual matters, except where the evidence is evidence of the sexual experiences of the complainant and is admissible under s 36BC.
(b) In s 36BA, "disposition ... in sexual matters" refers to characteristics of the complainant which suggest that he or she is the "kind of person" who would have engaged in the conduct in question.
(c) Evidence that tends to prove the disposition of the complainant in sexual matters is evidence "relating to" his or her disposition in those matters.
(d) An out-of-court statement of the complainant will be admissible to prove a fact asserted in the statement only if it comes within a recognised exception to the hearsay rule.
(e) An out-of-court statement of the complainant admitted to prove a fact other than the truth of the facts asserted in the statement does not, if the content of the statement concerns the complainant's sexual reputation, disposition or experiences, tend to prove those matters. By contrast, if testimony relating to the complainant's conduct tends to prove the sexual reputation, disposition or experiences of the complainant, it will tend to prove those matters no matter what is the purpose for which it is adduced.
The effect of the hearsay rule on the evidence in question
(i) the complainant's implied assent to the proposition put to her by Bull that she had two fantasies, one of which was to "see two guys sleep with each other";
(ii) the complainant's express assertion that she had "lots" of cobwebs;
(iii) the complainant's implied assertion that she would attend Bull's house after being reassured that the occupants of the house would be awake.
"[I]t is well established in English jurisprudence, in accordance with the dictates of common sense, that the words and acts of a person are admissible as evidence of his state of mind. Indeed, they are the only possible evidence on such an issue. It was urged at the Bar that although the acts of the deceased might be put in evidence, his words might not. I fail to understand the distinction. Speaking is as much an act as doing.
It must be borne in mind that there is nothing in the admission of such evidence which clashes with the rooted objection in our jurisprudence to the admission of hearsay evidence. The testimony of the witnesses is to the act, ie, to the deceased speaking these words, and it is the speaking of the words which is the matter that is put in evidence and which possesses evidential value. The evidence is, therefore, not in any respect open to the objection that it is secondary or hearsay evidence."
Three difficulties with statutory exclusions of evidence
"Within the context of the case, the evidence on this point would not have been evidence of the complainant's disposition in the sense of her natural tendency or propensity to act in a particular way. It would have been evidence of her conduct towards the appellant on a particular occasion. The evidence was not directed to establishing the general disposition of the complainant as a step in an argument that she acted in a particular way on another occasion, which is what s 36BA renders inadmissible. …
In my view, the evidence sought to be called went beyond a mere matter of credibility and went to the issue of whether the events of which the complainant gave evidence had occurred. It would have raised for the jury, if they accepted the evidence for the defence, the unlikelihood that the complainant, having suffered the experiences which she claimed she suffered, would sexually proposition the appellant six days later."
Western Australia, Legislative Council, Parliamentary Debates (Hansard), 21 October 1976 at 3350. ↑
Western Australia, Legislative Assembly, Parliamentary Debates (Hansard), 3 September 1985 at 699 and 701. ↑
Evidence Act 1971 (ACT), s 76G(1); Criminal Procedure Act 1986 (NSW), s 105(2); Criminal Law (Sexual Offences) Act 1978 (Q), s 4(1); Evidence Act 1929 (SA), s 34I(1)(a); Evidence Act 1910 (Tas), s 102A(1)(a); Evidence Act 1958 (Vic), s 37A(1)(1); Evidence Act 1906 (WA), s 36B. ↑
Sexual Offences (Evidence and Procedure) Act (NT), s 4(1)(a). ↑
Model Criminal Code Officers Committee of the Standing Committee of Attorneys-General, Model Criminal Code - Chapter 5 - Sexual Offences Against the Person - Report, (1999) at 219. ↑
Sexual Offences (Evidence and Procedure) Act (NT), s 4(1)(b); Criminal Law (Sexual Offences) Act 1978 (Q), s 4(2); Evidence Act 1929 (SA), s 34I(1)(b); Evidence Act 1958 (Vic), s 37A(1)(2). ↑
Evidence Act 1971 (ACT), s 76G(2); Criminal Procedure Act 1986 (NSW), s 105(3); Evidence Act 1910 (Tas), s 102A(1)(b). ↑
Western Australia, Legislative Assembly, Parliamentary Debates (Hansard), 3 September 1985 at 701. ↑
Woods, Sexual Assault Law Reforms in New South Wales: A Commentary on the Crimes (Sexual Assault) Amendment Act, 1981, and Cognate Act, New South Wales Criminal Law Review Division of the Department of Attorney-General and of Justice (1981) at 34. ↑
Woods, Sexual Assault Law Reforms in New South Wales: A Commentary on the Crimes (Sexual Assault) Amendment Act, 1981, and Cognate Act, New South Wales Criminal Law Review Division of the Department of Attorney-General and of Justice (1981) at 33. ↑
Western Australia, Legislative Assembly, Parliamentary Debates (Hansard), 3 September 1985 at 701. ↑
See Ferguson, "Hearsay Evidence", (1927) 1 Australian Law Journal 195. ↑
Project Blue Sky Inc & Ors v Australian Broadcasting Authority (1998) 194 CLR 355 at 382 per McHugh, Gummow, Kirby and Hayne JJ. ↑
(1998) 194 CLR 355 at 381-382 per McHugh, Gummow, Kirby and Hayne JJ. ↑
Ross v The Queen (1979) 141 CLR 432 at 440 per Gibbs J. ↑
See Australian Alliance Assurance Co Ltd v Attorney-General (Q) [1916] St R Qd 135 at 161 per Cooper CJ; Minister for Resources v Dover Fisheries Pty Ltd (1993) 43 FCR 565 at 574 per Gummow J. ↑
Stone, "Res Gesta Reagitata", (1939) 55 Law Quarterly Review 66 at 67. ↑
Stone, "Res Gesta Reagitata", (1939) 55 Law Quarterly Review 66 at 68. ↑
Stone, "Res Gesta Reagitata", (1939) 55 Law Quarterly Review 66 at 71. ↑
Butterworths Australian Legal Dictionary (1997) at 1015. ↑
Bull
The Queen
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(1993) 10 WAR 484
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