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[2015] TASCCA 3
Court of Criminal Appeal (Tas)
2015-02-20
Pearce JJ, Estcourt J, Blow CJ, Tennent J
Original judgment source is linked above.
COURT: SUPREME COURT OF TASMANIA (COURT OF CRIMINAL APPEAL)
CITATION: Baldock v Tasmania [2015] TASCCA 3
Criminal Law - Appeal and new trial - Appeal against sentence - Grounds for interference - Sentence manifestly excessive or inadequate - Offender asserts manifest excessiveness - Plea of guilty to one count of rape and one count of aggravated burglary - Whether sentence of nine years' imprisonment with non-parole period of five and a half years manifestly excessive.
Criminal Law - Particular offences - Sexual offences - Sentence - Rape and sexual assault - Single count of rape.
Respondent: Acting Director of Public Prosecutions
Judgment Number: [2015] TASCCA 3
"Mr Baldock was very drunk on the day in question. I was told that he had consumed two 375ml bottles of spirits and about 12 stubbies of beer before committing these crimes. He was walking home from a hotel when he decided to commit the crime of rape. He did not know his victim. He committed the crime of aggravated burglary by walking onto her back porch as a trespasser, intending to commit the crime of rape. The victim lived alone. She was preparing her dinner when she heard a noise in the rear porch area, and went to investigate it. She had mobility difficulties. She used her walking stick to walk to the back door. Mr Baldock said something to her about looking for his dog. She did not understand what he was talking about, and therefore went outside to him. As she approached him, he slapped her to the face, hard enough to cause her pain. He then pushed her onto the floor of the porch, moved her walking stick out of reach, removed her trousers, her incontinence pants, her incontinence pad, and her shoes, and threw them onto the floor beside her. She attempted to reach her walking stick, but Mr Baldock continued to hold her to the floor.
He put his penis near her face and asked her to suck it. She did not do that. He then raped her vaginally. She tried to call out, but he slapped her to the face again, put his hand over her mouth, and continued to have sexual intercourse without her consent. It was painful. She feared for her life.
After some time, Mr Baldock got up and left. The victim could not get up from the floor. She could not reach her stick. The porch is not visible from the street. For all Mr Baldock knew or cared, she might have remained there until she died.
Fortunately it was garbage night, and the victim's son made a routine visit to put out the bins. He arrived about 6.40pm - well after dark. He found his mother on the floor of the porch, naked from the waist down. She was attempting to lift her head, but without success. Her glasses were near her head. She immediately told her son that she had been raped. He helped her. An ambulance was called, as were the police. She was taken to hospital.
At the hospital, she was examined by a doctor, who noted a 1.5cm tear to the edge of the vulva. She was physically well enough to be discharged from hospital either the same night or the next morning, but she was not willing to return to her home. She had lived there since the 1960s. It had been the family home for over 40 years, and a place associated with happy memories. Understandably, she decided not to return to live there. She had to remain in the hospital for a few days until alternative accommodation could be found for her. She had been able to live independently until this attack. Since her discharge from hospital she has been living in an aged care home. She went back to get some of her possessions a few times, but was too scared to go alone. She wants to put this atrocity in the past, and not to talk about it. She had nightmares and trouble sleeping for some time after the attack.
The rape also had consequences for family members. The victim's son was very disturbed by what he saw when he found his mother. Family members have had to deal with a difficult situation, finding alternative accommodation for the victim, and packing up the contents of the family home."
"Mr Baldock was 42 years old on the day in question and is now 43. He was arrested on 12 July - four days after the rape - and has been in custody ever since. He has many convictions for crimes of dishonesty, including theft-related burglaries. He has no convictions for sexual offences. He spent short periods in prison for crimes of dishonesty in 2005 and 2007. On 26 September 2011 a magistrate imposed the suspended sentence whose activation I have to consider. It was a sentence of 12 months' imprisonment, wholly suspended on condition that Mr Baldock was not to commit another offence punishable by imprisonment for two years. That sentence was imposed in relation to 12 charges of burglary, a charge of attempted burglary, 7 charges of trespass, and 6 charges of stealing. Those charges related to a series of petty thefts and related burglaries, mainly burglaries of cars. When these crimes were committed, Mr Baldock had kept himself out of trouble for over 21 months of the 2-year period fixed by the magistrate.
Mr Baldock had a serious alcohol problem when he committed these crimes, and had had that problem for over 20 years. He is a man of quite low intelligence. I have been provided with a very thorough report by a psychologist, who found that Mr Baldock had problems with 'executive function', and thought that this could be at least partly attributable to sustained alcohol use. He does not have any form of major mental illness. He had a very unfortunate childhood, being taken away from his parents by the child welfare authorities when he was 5 years old. The only positive relationships during his childhood and adolescence were with two foster parents. He went to live with them when he was 14. They both died of natural causes when he was in his early twenties. For most of his adult life he has lived alone, moving from one town to another, not making friends, and only doing casual work. He has had difficulty finding employment because of a back injury as a teenager. He has never had full-time work. He did not start committing crimes of dishonesty until he was 34. Since then he has often stolen to get money to buy alcohol.
It counts in Mr Baldock's favour that he made a confession to the police in July and that he subsequently pleaded guilty. It was clear from a fairly early stage that the victim of this crime would not need to come to court and give evidence. The sentence that I will impose today will be significantly shorter than it would have been if she had needed to do that. Mr Baldock had little recollection of the events surrounding the rape, and did not concede that he had slapped his victim to face, nor that he had asked her to suck his penis. The prosecutor was able to adduce evidence of those facts without calling the victim. I am satisfied beyond reasonable doubt that those events occurred.
Mr Baldock's counsel told me that he was remorseful, and that he had expressed sorrow for his behaviour. It seems clear from the psychologist's report that Mr Baldock had little insight into the consequences of his crime.
Although I am taking into account Mr Baldock's plea of guilty, the fact that he made admissions to the police, his remorse, his low intelligence, and his unfortunate childhood and adolescence, I think that the rape was such a horrific crime that the only appropriate penalty is a very substantial sentence of imprisonment. I think that Mr Baldock will probably need the help of a parole officer for a long time after his release from prison. I will therefore impose a non-parole period that will make that possible.
So far as the suspended sentence is concerned, I am required by s27 of the Sentencing Act 1997 to activate the full 12-month sentence unless I think it would be unjust to do so. As to that issue, it is relevant that Mr Baldock stayed out of trouble for over 21 months of the 24-month period of suspension, and that the suspended sentence related to thefts, not sexual offending. However his breach of the condition of the suspended sentence was an appalling one, and both the old offending and the new offending were consequences of his alcohol abuse. In all the circumstances, I do not think it would be unjust for him to serve the full period of 12 months. I will activate the suspended sentence.
However, in sentencing Mr Baldock for aggravated burglary and rape, I must take into account the 'totality principle' as discussed by the High Court in Mill v R [1988] HCA 70; (1988) 166 CLR 59. To give effect to that principle, I will make the sentence for aggravated burglary and rape partly concurrent with the activated 12-month sentence for the earlier offences.
Phillip Kevin Baldock, on the charges of aggravated burglary and rape, I convict you and sentence you to 9 years' imprisonment with effect from 12 July 2013 ...".
"31 For the purposes of this case, I think it is desirable to traverse some well-travelled territory, and to again note the role of this Court on an appeal against sentence. 'The Court of Criminal Appeal has no charter to tinker with sentences. It sits to rectify genuine error'; Aherne v R 20/1982 per Nettlefold J at 3. In accordance with the traditional formula as set out in House v R [1936] HCA 40; (1935) 55 CLR 499, it needs to be established that by reason of its severity, the sentence is unreasonable or plainly unjust so as to give rise to the inference that there has been a failure to properly exercise the discretion. As Kourakis J said in A, MC v Police [2008] SASC 279; (2008) 102 SASR 151 at [88], 'An appeal ground that a sentence is manifestly excessive is really a convenient alternative expression of the complaint that the sentence is by reason of its severity, unreasonable or plainly unjust.'
32 In Dinsdale v R [2000] HCA 54; (2000) 202 CLR 321, Kirby J (with whom Gummow and Gaudron JJ agreed) stated at [58]:
'The necessity to show error in such a case is fully accepted by courts deciding appeals against sentence. Indeed, it is commonly referred to by the Court of Criminal Appeal of Western Australia. Because the imposition of a sentence involves the exercise of judgment and evaluation upon which minds can differ, it bears close similarities to the making of a discretionary decision. Like such a decision, if properly imposed, a sentence will not be disturbed on appeal merely because the appellate court would have reached a different result had the responsibility of sentencing belonged to it. As in the case of appellate review of a discretionary decision, a brake is imposed upon undue appellate disturbance of primary decisions (and unwarranted appeals seeking that relief) by the necessity to identify an error that justifies and authorises appellate intervention. Such an error may involve the adoption by the primary judge of an incorrect principle, giving weight to some extraneous or irrelevant matter, failing to give weight to some material considerations, or a mistake as to the facts.' [References omitted]
33 Later, in Wong v R (above) at [58] Gaudron, Gummow and Hayne JJ said:
'Reference is made in House to two kinds of error. First, there are cases of specific error of principle. Secondly, there is the residuary category of error which, in the field of sentencing appeals, is usually described as manifest excess or manifest inadequacy. In this second kind of case appellate intervention is not justified simply because the result arrived at below is markedly different from other sentences that have been imposed in other cases. Intervention is warranted only where the difference is such that, in all the circumstances, the appellate court concludes that there must have been some misapplication of principle, even though where and how is not apparent from the statement of reasons.'
34 In Dinsdale (above) at [6], Gleeson CJ and Hayne J said that: 'inadequacy or excess is, or is not, plainly apparent'. ...".
Head: 4 years and 6 months, Parole: after 2 years and 3 months
Head: 3 years and 3 months, Parole: after 20 months
Head: 4 years and 6 months, Parole: after 2 years and 6 months
Head: 9 months, Suspended sentence: 2 months activated, cumulative
Maintaining sexual relationship with young person x 4
Head: 9 years, Parole: after 5 years and 6 months, Suspended sentence: 12 months activated, 6 months served concurrently
"Ever since Dowie v R [1989] TASSC 44; [1989] Tas R 167, I have maintained that whilst a sentencing judge should strive to achieve consistency in sentencing, this is not a process which involves the close comparison of one case with another to ensure that the new sentence being contemplated coincides closely with that passed on an earlier occasion by another judge. The facts and circumstances of one crime are rarely, if ever, identical to those of another. The injuries sustained by the victim of one crime of violence are usually very different from those sustained by another. The relationships between the victim and the offender are frequently different. The antecedents of the offenders are always different. I find that whilst the definition of a broad sentencing range will often be useful, any attempt to distil a tariff for a particular crime or a particular type of offender is usually illusory."
"As her Honour pointed out, a history of sentencing can establish a range of sentences that have in fact been imposed. That history does not establish that the range is the correct range, or that the upper or lower limits to the range are the correct upper and lower limits. As her Honour said: 'Sentencing patterns are, of course, of considerable significance in that they result from the application of the accumulated experience and wisdom of first instance judges and of appellate courts.' But the range of sentences that have been imposed in the past does not fix 'the boundaries within which future judges must, or even ought, to sentence'. Past sentences 'are no more than historical statements of what has happened in the past. They can, and should, provide guidance to sentencing judges, and to appellate courts, and stand as a yardstick against which to examine a proposed sentence' (emphasis added in Hili). When considering past sentences, 'it is only by examination of the whole of the circumstances that have given rise to the sentence that 'unifying principles' may be discerned'." (Footnotes removed.)
"Defining the limits of the range of appropriate sentences with respect to a particular offence is a difficult task. What is the range in a particular case is a question on which reasonable minds may differ. It is only when a Court of Criminal Appeal is convinced that the sentence is definitely outside the appropriate range that it is ever justified in granting leave to the Crown to appeal against the inadequacy of a sentence."
Baldock
Tasmania [2015] TASCCA 3
(1988) 166 CLR 59
(1935) 55 CLR 499
(2008) 102 SASR 151
(2000) 202 CLR 321
(1996) 6 Tas R 1
(2010) 242 CLR 520
(2010) 79 NSWLR 1
(1997) 189 CLR 295
(1994) 181 CLR 295
(2001) 207 CLR 584
(1979) 21 SASR 442