austlii:nsw/NSWPICPD/2025/47
General information, not legal advice.
NSWPICPD
2025-06-03
Original judgment source is linked above.
DETERMINATION OF APPEAL AGAINST A DECISION OF THE COMMISSION CONSTITUTED BY A MEMBER
Anderson v Sydney Trains [2025] NSWPICPD 47
WORKERS COMPENSATION - s 10(3A) of the Workers Compensation Act 1987; whether real and substantial connection between accident on journey and employment; Bina v ISS Property Services Pty Limited [2013] NSWWCCPD 72 and Dewan Singh and Kim Singh t/as Krambach Service Station v Wickenden [2014] NSWWCCPD 13 considered; whether Member erred by applying a test of causation between accident and employment
Anderson v Sydney Trains [2024] NSWPIC 417
"you are not entitled to compensation because there was no real and substantial connection between your employment and the accident that caused your injury."[4]
"Travelling to a training course for her employment as a transport officer, the [appellant] worker has tripped and fallen at Strathfield Train Station on her way to the Petersham Office suffering injury to her cervical spine (neck) and left shoulder."
"As the respondent submitted there is no medical evidence to support the conclusion that the backpack hitting the [appellant's] head is causative of her neck and left shoulder injuries. I am unable to accept the inference proposed by the [appellant] that the backpack hitting the [appellant] in the back of her head during her fall was causative of her neck and left shoulder injuries in the absence of medical evidence to that effect.
What is to be determined however is whether there is a real and substantial connection between the employment and the accident or incident."[18]
"Carrying the backpack full of heavy textbooks required for training with the respondent is a feature of what the [appellant] was reasonably required, expected or authorised to do by reason of her employment and provides a connection between the employment and the accident or incident on 17 April 2023, as it may have contributed to the [appellant's] injuries, but it was not causative of the accident or incident."[19]
(a) The Member erred at [139] of her reasons in mistaking the test required by s 10(3A): the connection must be between the employment and the accident or incident out of which the personal injury arose, not between the employment and the accident or injury. (emphasis as in original) (Ground 1)
(b) The Member erred at [138] in stating that it was "uncontroversial" that the cause of the appellant's accident was loose or uneven gravel. "The extent of the accident or incident and cause were in issue." Further, the error was demonstrative of error in the Member's approach to the s 10(3A) test. (Ground 2)
(c) The Member erred in applying the test in s 10(3A) by her focus on the cause for the fall, that is the reason the fall happened rather than the connection between the employment and the accident or incident. "The factual circumstances which she had determined at paragraph [140] provided a connection between the employment and the accident or incident." (Ground 3)
(d) The Member's findings in paragraphs [143] and [144] that any connection between the backpack and the accident were remote and tenuous "is erroneous and unsupported by reasons". (Ground 4)
"My employment contract required me to undergo training when I commenced employment. Sydney Trains instructed me to attend their office at Petersham NSW 2049 for the purposes of undertaking this training."[21]
"I alighted the train I boarded at Penrith at Strathfield. To change trains, I was required to walk to another platform.
I was required to walk down a ramp at Strathfield Station to change platforms. The ramp would take me under the station and lead me to another ramp which led up to the platform which my second train was departing from.
The ramp I was walking down was made of gravel. The gravel was uneven and loose.
Initially, it did not appear that the uneven and loose gravel would create a trip hazard. There were no warning signs or areas marked as unsafe to walk on.
As I walked down the ramp, my left foot became caught on an uneven piece of gravel. Although I tried to stabilise myself, I fell on my right side. I did not see this uneven piece of gravel as I was looking forwards when walking.
When I hit the ground, my backpack flung forward and hit me in the back of the head."[22]
"I was walking down a ramp and the ground had a raise in it which made me fall to my side and injured my neck and the side of my body."
"My neck and shoulder have been affected from the fall as I was carrying my bag full of textbooks."[24]
"(3) If the Commission is satisfied that sufficient information has been supplied to it in connection with proceedings, the Commission may exercise functions under this Act and enabling legislation without holding any conference or formal hearing."
"(1) A personal injury received by a worker on any journey to which this section applies is, for the purposes of this Act, an injury arising out of or in the course of employment, and compensation is payable accordingly.
(3) The journeys to which this section applies are as follows -
(a) the daily or other periodic journeys between the worker's place of abode and place of employment,
(3A) A journey referred to in subsection (3) to or from the worker's place of abode is a journey to which this section applies only if there is a real and substantial connection between the employment and the accident or incident out of which the personal injury arose."
"(2) A determination of the appropriate decision-maker in applicable proceedings to which this rule applies is to be accompanied by a brief statement of the appropriate decision-maker's reasons for the determination that includes the following -
(a) the appropriate decision-maker's findings on material questions of fact, referring to the evidence or other material on which those findings were based,
(b) the appropriate decision-maker's understanding of the applicable law,
(c) the reasoning processes that led the appropriate decision-maker to the conclusions made.
(3) Without limiting subrule (2), the reasons are to be stated sufficiently, in the opinion of the appropriate decision-maker, to make the parties to the proceedings aware of the appropriate decision-maker's view of the case made by each party."
"A fortiori, if a statutory right of appeal requires a demonstration that the decision appealed against was affected by error, the appellate tribunal is not entitled to interfere with the decision on the ground that it thinks that a different outcome is preferable: see Norbis v Norbis [1986] HCA 17; 161 CLR 513, at 518-519, per Mason and Deane JJ."
"If, on appeal by way of rehearing, the court asked whether the findings of fact were 'open' to the trial judge, that might demonstrate an unduly limited understanding of the court's function; however, that language is not out of place in determining an appeal from factual findings under s 352(5)."
"It is not possible and indeed would be incorrect, therefore, to lay down a principle which can be applied unbendingly to all cases."[34]
Absent error of fact or law, a Member's factual conclusions on the issue of connection are unlikely to be disturbed.
"(a) The worker was carrying a backpack that flung forward during her fall and hit her in the back of the head; paragraph 127 of the decision.
(b) The worker was carrying the backpack on her left shoulder; paragraph 133 of the decision.
(c) The employer required the worker to carry textbooks for her training course on the day of her fall; paragraph 130 of the decision.
(d) The worker's backpack which she was carrying contained textbooks for use in the employer's training course; paragraph 131 of the decision.
(e) That the textbooks were heavy; paragraph 132 of the decision."
"There is a connection between that factual scenario of having the backpack full of books on the left shoulder and the accident because the backpack plays an important part not in the beginning of the incident or fall but certainly by the time she is on the ground and still in motion when the backpack flies forward".[36]
"the Member referred to Field v Secretary Department of Education [2023] NSWPIC 21 as standing for the proposition that the scope for s 10(3A) is broader than mere causation of injury."[37]
Ground 1 - Error in misstating the test required by s 10(3A)
"The connection must be between the employment and the accident or incident out of which the personal injury arose, not between the employment and the accident or injury."[38] (emphasis as in original)
"proceeded to determine the argument, which was before her, as to whether or not there was actual causation of injury caused by a work-related task of carrying the books".[41]
"determination of whether there is a real and substantial connection between the [appellant's] employment with the respondent and the accident or incident of 17 April 2023."[42]
The Member accurately reiterated this test on multiple subsequent occasions in her discussion of the case law, her recording of the parties' submissions, and in her determination of the case.
"A determination of whether there is a real and substantial connection between the employment and the accident or incident on 17 April 2023 must be made on the balance of probabilities based on the evidence in accordance with law".
"Firstly, the fall to the ground and secondly, the effects of that fall then causing the backpack of textbooks to come into play in terms of the mechanics of the accident and coming to play in a real and substantial manner, in my submission, because we are talking about an injury to the [appellant's] neck and left shoulder, and indeed, the backpack being on her left shoulder and hitting her head, in my submission, are real actual causative matters in terms of the injuries that she sustained in the incident."[44] (my emphasis)
"the backpack hitting the [appellant] in the back of her head during the fall was causative of her neck and left shoulder injuries in the absence of medical evidence to that effect".[45]
"What is to be determined however is whether there is a real and substantial connection between the employment and the accident or incident."
Ground 2 - Error in finding that the cause of the appellant's accident was uncontroversial
"It is uncontroversial that the cause of the [appellant's] accident or incident on 17 April 2023 was the loose uneven piece of gravel or raised cement on the ramp at Strathfield Station. The [appellant] submits that the accident or incident should be viewed as a whole including the backpack hitting the [appellant's] head as she fell, and I agree in general with that submission".[46]
"included not only the slipping on the gravel or cement and the commencement of the fall, but also the mechanics of the fall that with the heavy backpack on the left shoulder flinging forward forcefully such that it struck the worker's head and played a part in the left shoulder and head/neck being forcibly involved in the 'physics' and 'mechanics' of the fall."[47]
Tripping on loose gravel or raised cement was "merely the cause of the start of her fall."
"The complaint at [18] that the Member did not have regard to the mechanics of the fall is simply not correct. She had regard to the extent and strength of the evidence going to that issue and was not persuaded by it. Indeed, the manner by which she was not persuaded by it is conceded by the formulation of Ground 3."[48]
"my backpack flung forward and hit me in the back of the head."[49]
Ground 3 - Error in applying the test in s 10(3A) by focusing on the cause of the fall
"Carrying the backpack full of heavy textbooks required for training with the respondent is a feature of what the [appellant] was reasonably required, expected or authorised to do by reason of her employment and provides a connection between the employment and the accident or incident on 17 April 2023, and it may have contributed to the [appellant's] injuries, but it was not causative of the accident or incident".
"the Member has erred in applying the test in section 10(3A) by her steadfast focus on the cause for the fall, that is the reason the fall happened, rather than the connection between the employment and the accident or incident, the factual circumstances of which she had already determined in paragraph 140 provided a connection between the employment and the accident or incident."[52]
"While establishing a causal relationship is not necessarily required to meet s 10(3A) what is required is a link between the employment and the incident that is real or actual and substantive and in my view that is not present in this case".[55]
"So in my submission, you would generally accept those factual matters and where you have a backpack being flung forward and hitting her in the back of the head really that's relevant to injuries to the left shoulder and the neck, in my submission. The real focus in this case is not on why the accident happened, it's on whether there's a real and substantial connection between the employment and the accident."[56] (my emphasis)
Ground 4 - Insufficient reasons - the Member's finding that the effects of the backpack were not real and substantial was "unsupported by reasons"
"The evidence is that the backpack played a role in the accident or injury once the [appellant] began to fall, however the link or connection between the employment and the backpack hitting the [appellant's] head is not real and substantial so as to meet the requirements of s 10(3A).
Any link or connection between the employment by way of the [appellant] carrying the backpack full of books and the accident or incident on 17 April 2023 is in this sense remote and tenuous."
[1] Appellant's statement dated 20 May 2024, Application to Resolve a Dispute (ARD), p 2.
[2] Reply to Application to Resolve a Dispute (reply), p 1.
[5] Transcript (T) of proceedings 12 July 2024, T 7.
[9] [2014] NSWWCCPD 16 (Field).
[11] [2013] NSWWCCPD 55 (Mitchell).
[13] [2013] NSWWCCPD 72 (Bina).
[14] [2014] NSWWCCPD 13 (Wickenden).
[15] [2018] NSWWCCPD 26 (McCoy).
[25] Raulston v Toll Pty Ltd [2011] NSWWCCPD 25 (Raulston).
[26] [2013] NSWCA 255 (Heggie), [72].
[27] [2020] NSWCA 54, [20].
[31] Badawi v Nexon Asia Pacific Pty Limited trading as Commander Australia Pty Limited [2009] NSWCA 324 (Badawi), [82]-[87].
[35] Appellant's submissions (AS), [11].
[37] Respondent's submissions (RS), [16].
[54] Beale v Government Insurance Office (NSW) (1997) 48 NSWLR 430, 443.
[57] Fernandez v Tubemakers of Australia (1975) 2 NSWLR 190, 197, per Glass JA; Nicolia v Commissioner for Railways (NSW) (1970) 45 ALJR 465.
[58] Citing M & S Shipman Pty Limited v Matters [2003] NSWWCCPD 19.
[59] Fisher v Nonconformist Pty Ltd [2024] NSWCA 32, [136]-[139].
Anderson
Sydney Trains [2025] NSWPICPD 47;
(1970) 45 ALJR 465
(1997) 48 NSWLR 430
(1975) 2 NSWLR 190