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[2019] ACAT 71
ACT Civil and Administrative Tribunal
2019-08-02
Senior Member P
Original judgment source is linked above.
... given the failures of the practitioner stretch from the informed consent process, the documentation and the aftercare it is virtually impossible to imagine a condition that will adequately cover all of those stages and the serious risks posed by each of those stages.[21]
... the condition that has banned the circumcision is the only realistic condition that can work...[22]
What did the applicant do? What was the relevant conduct?
The appropriateness of the clinical assessment and the circumcision procedure carried out
... didn't see the penis (pre circumcision). He didn't know whether the penis was buried or not.[30]
What did the practitioner do? What was the relevant conduct?
... Bleeding is normal and he's not in any pain with the anaesthetic. You have a follow up appointment. If there are any concerns call me.
Father: I am [name, Patient A's father]. He is bleeding a lot.
Father: Everywhere, all through the nappy. It's a lot of blood. It's not normal to bleed this much. We are concerned.
Practitioner: That's fine. It's normal for children to bleed after these types of procedures. However, if you want I can take a look if you send me a photo?
Practitioner: It looks normal, you don't need to worry. Apply the cream[38] and give him some Panadol. He will be fine. Just see how you go overnight.
...and I asked his father to send me another photo after two hours - I stayed awake until 1.00am that night in case [Patient A's] father called me. I told [Patient A's] father that I was contactable at any time. I did not receive any further pictures or hear anything further from [Patient A's] parents again that night or the next morning ...
The practitioner said he did not make a note of this conversation with Patient A's father on 6 September 2018 until 14 September 2018,[40] which was after he received, on 13 September 2018, A/Professor's report of Patient A's surgery at the Canberra Hospital, on 8 September 2018.
On reflection, I could have perhaps called [Patient A's] father back two hours later when I did not hear from him, but it was 12am by that stage.
Mother: He has been up every hour on the hour. He has been screaming his head off and the bleeding hasn't stopped.
When the nurse asked her if the bleeding had stopped Patient A's mother asked Patient A's father to check his nappy and then told the nurse:
Mother: He says it's not bleeding as much but it's oozing and there is a blood clot on the end. ...
The nurse asked her to take a photo and send it through to the doctor and she said she would let the practitioner know he is going to get a photo.
Father: No, not at all, [Patient A] is bleeding a lot.
Nurse: [The practitioner] might be able to come out and see [Patient A]
if necessary or you can come into the surgery and see him, but I am sure everything is alright.
Practitioner: Saw the photos, it looks fine. He is just bleeding a little more than usual but it's totally normal.
Father: It doesn't seem like normal bleeding for this type of thing. [Patient A] did not get any sleep and he won't stop screaming. The Panadol isn't working and there is a red lump. He's really bleeding. His nappy is full of blood.
Practitioner: It's totally fine, quite common and normal. Just put some cream on it and it should stop bleeding soon.
I would have thought that ... he's understated the significance of the problem and has given the parents reassurance when he should have told them to go to hospital or come to his clinic immediately.
Ms Musgrove: ... So if the parents had taken the child to any GP including [the practitioner], prior to 8 September, it's entirely possible, isn't it, that the child would not have needed a transfusion?
Prof. Hutson: But I would like to make a point here, because ---
Ms Musgrove: Well no, can you just answer my question? ---
Prof. Hutson: You're implying it's the parent's fault to some extent.
Indication: Ongoing bleeding following Plastibell circumcision two days ago (Thursday 6th) The Plastibell was apparently loose in the nappy on arrival. Child was noted to be pale and tachycardic, with a haemoglobin of 69gm% on arrival, pulse 155, with continued bleeding and large clot noted.
Findings: Buried penis with substantial bruising around base of penis. Large clot obscuring glans. When this was removed, it was seen that the ventral wound had dehisced, and there was point bleeding from the penile frenulum.
If Patient A's parents had brought him to see me on 7 or 8 September 2018, I would have done one of two things; either I would have cauterized the wound or put a suture in. I have the facilities to do both of these in either of my surgeries, and that would have stopped the bleeding.
In the circumstances where Patient A's parents stopped communicating with me, there was very little I could do.
...this should have in ideal circumstances, triggered the doctor to immediately see the patient or arrange for the baby to be transferred to the emergency department which should have happened on the 07/09/2018. It could also be argued that it might even have been appropriate for the baby to be transferred to the Canberra Hospital on the evening of the 06/09/2018 given the bleeding described by the family and the photograph showing a large blood clot. This was clearly a lot more than the spotting of blood on the post-operative care information sheet provided. Failure to act on the bleeding on the first night when the photos were sent, was the cause, in my opinion, of the baby needing a transfusion, as the bleeding continued for another 24 hours or more.[52]
The failure to adequately document the consultation and the procedure
What did the applicant do? What was the relevant conduct?
Prescription added: CHLORSIG EYE OINT 1% 1 t.i.d. both sides
The documentation of the consultation seems deficient, as there is no description of the physical anatomy or the examination which was done presumably before the procedure. [The practitioner] just records a circumcision was done after consultation and that antiobiotic [sic] ointment was prescribed subsequently. The only record in the file is the record done subsequently in retrospect on Friday 14/09/2018 when he records the phone call made at 9.00pm on the 06/09/2018. In my opinion the documentation of the consultation is below the standard expected of a medical practitioner, as it should clearly describe whether or not the anatomy of the penis was normal, and that the general health and appearance of the baby was appropriate for the circumcision to be done.
That's the trouble when it is not written down, you don't actually know what has happened. But it doesn't mean it didn't happen, it just means it wasn't written down about it having happened.
Ms Musgrove: And the lack of notes in and of itself does not pose a serious risk to public safety at the time the procedure is performed?
Professor Hutson: My personal view is that it's a bit improper not to have the records describing exactly what's happened.
Ms Musgrove: Yes, but it does not pose a serious risk to the patient at the time of the procedure is being done, does it?
Professor Hutson: I disagree because it might well have - if we didn't have the information we really needed - in this particular case it might not have mattered but in principle it does matter because there might have been something really important with the child that's not recorded.
Ms Bindon: Sorry, it's a question about the documentation?
Dr Wines: I can't - I totally agree, in this day and age, the documentation was not as it probably should have been. As well as the consent form wasn't as comprehensive as it could have been. But overall, my impression of the whole undertaking of the practice was one of efficiency and compassion.
Ms Bindon: So, sorry to labour the point. I just want to be sure that you haven't seen something that we haven't seen. Do you recall ever seeing any clinical notes or record of the consultation before the procedure?
Dr Wines: I have - I have no recollection confidently of having seen that.
Ms Bindon: You agree, don't you, that in a situation of a buried penis, and let me say, proper buried penis, if that makes it easier, there are greater risks of bleeding in a circumcision on a proper buried penis than a normal penis. Do you agree?
Ms Bindon: So is that not a reason to make sure that you record whether the penis is buried or not?
Ms Bindon: Do you agree that in your report, you are aiming to advocate for the [practitioner], because you have a view that he has been unfairly targeted?
Dr Wines: Well, I would tend to agree with that. I think the force of the Board was totally biased, and making inappropriate comments about his assessment of buried penises, and it was not justified to do so.
Circumcision performed using plastibell, procedure explained by nurse/doctor and pictures shown to family, consent obtained and signed by parents, possible explanations explained including risks, infection and possibility of surgery or redo procedure.
What did the applicant do? What was the relevant conduct?
Important to point out to parents that picture shows an ideal outcome but not all scenarios are as perfect. There may be more bleeding in some cases and we allow more time for observations in those scenarios.
We discussed the procedure, and [Patient A's mother] gave her consent for the procedure to be performed. The forms for the procedure were signed by both [Patient A's mother] and me.[60]
We explain the risks and show pictures of what it may look like post-surgery and two days post-surgery. We say that there is always a risk of bleeding and that, if the bleeding does not settle initially, we keep them in the surgery for a further 15-20 minutes and if still bleeding [the practitioner] may decide to do a full circumcision. If the parents have any questions for the doctor, they are always encouraged to ask the doctor.
[The practitioner] did not mention any potential complications, or risk with the procedure. [The practitioner] did not talk about the risk of bleeding or pain. [The practitioner] did not say that there was a higher risk of bleeding with a buried penis.
I am not aware of the background of [the practitioner] nor do I know him professionally but examination of the documentation in this case would suggest a highly professional approach to circumcision providing a useful pathway to have the procedure performed by someone with considerable expertise and experience. The added inclusion of a statement confirming discussion of potential complications in the consent procedures would appear to be appropriate. (emphasis added)
...the admission of the wording ... that the potential complications have been explained to the parents, would be an appropriate thing to - to have in his consent form, but my interpretation of his consent form is that it would be included in the general discussion of the operation.
These complaints concern vastly different circumstances and should not be considered in the context of the current complaint. The information provided in relation to those complaints is not before the Tribunal ...[68]
the Tribunal is required under section 156 of the National Law to consider whether the practitioner posed a risk to public safety, the history of notifications could be taken into account in this respect. [69]
On 31 July 2015 - Caution - The Medical Board of Australia decided to caution you to impress upon you your professional obligation to ensure the continuity of care for peri-operative patients. The Board also cautions you to ensure that informed and signed consent is obtained from a patient prior to any procedure or treatment and that the clinical records at all times contain copies of relevant signed consent forms.
On 28 March 2018 - Caution - The Medical Board of Australia has decided to caution Dr Nathem Al-Naser to ensure in the future that he practices the profession in accordance with the Medical Board of Australia Good Medical Practice: A Code of Conduct for Doctors in Australia, in particular that he:
(a) ...
(b) Keeps accurate, up-to-date and legible records that report relevant details of clinical history, clinical findings, investigations, information given to patients, medication and other management in a form that can be understood by other health practitioners.
...any conditions imposed ought address the relevant risk specifically, and otherwise be the least onerous possible.[72]
While the protection of the public is and must remain the paramount consideration, the impact of immediate action on a health practitioner cannot be underestimated.
this is not a one-off scenario and that this practitioner has processes that he doesn't follow and processes that are inadequate in and of themselves, and aftercare that is inadequate. The idea that the risk that he poses in all of these stages could be adequately compensated for or addressed through a condition, that for example, requires him to overhaul all of his documentation does not remove the risk because he has a pattern of not following the documents that he even has.[80]
Moreover it doesn't address how the aftercare problem would be managed.
It's a lack of judgment in relation to the patients and their complications.
It depends on the good judgment of the practitioner and there's a serious risk to the person that he does not have that judgment on the material before the tribunal.[81]
...the only condition that could adequately address the risk that he poses is the condition that has been imposed, which is that he not perform circumcisions, and indeed, on some of the evidence in this case, one wonders whether that condition should be broader, but at least as far as the circumcision goes, the condition that he not perform them, as the immediate action while the investigation is ongoing, is the appropriate condition and the tribunal could not feel safe in a condition that is less than that, given the problems in both the pre and post circumcision procedure.
[3] Hocking v Medical Board of Australia [2015] ACAT 22 at [69], [70]
[5] [1985] HCA 24 at 15
[8] Transcript of proceedings 1 July 2019 page 11, lines 12-15
[9] Transcript of proceedings 1 July 2019 page 11, lines 23-28
[10] Transcript of proceedings 1 July 2019 page 11, lines 3-41
[11] Transcript of proceedings 1 July 2019 page 12, lines l13-15
[17] Respondent's submissions dated 21 June 2019 at [9]
[20] As required by section 4 the National Law
[21] Transcript of proceedings 1 July 2019 page 26, line 23
[22] Transcript of proceedings 1 July 2019 page 26, line 39
[23] Practitioner's affidavit sworn 1 July 2019 at [9]. 880 circumcisions in Belconnen Medical Centre and 402 in Conder Surgery.
[24] Practitioner's affidavit sworn 1 July 2019 at [51]
[26] Practitioner's affidavit sworn 1 July 2019 at [51]
[27] Practitioner's affidavit sworn 1 July 2019 at [29]
[28] Statement of Patient A's mother dated 20 June 2019 at [6]
[29] A/Prof GDH Croaker's report dated 8 September 2018; Respondent's Statement of Facts and Reasons dated 14 February 2019 page 38
[30] Transcript of proceedings 1 July 2019 page 35, lines 35-36
[31] Dr D Wines Report dated 10 May 2019 at [15]
[32] Dr D Wines Report dated 10 May 2019 at [15]
[33] Transcript of proceedings 2 July 2019 page 6, lines 29-30
[34] Transcript of proceedings 2 July 2019 page 6, lines 25-28
[35] Patient A's mother's statement dated 20 June 2019 at [21]
[36] Patient A's father's statement dated 21 June 2019 at [6]
[37] Patient A's father's statement dated 21 June 2019 at [7]
[38] For which the practitioner had given the mother a prescription
[39] Practitioner's affidavit sworn 1 July 2019 at [37]
[40] Practitioner's affidavit sworn 1 July 2019 at [38]
[41] Practitioner's affidavit sworn 1 July 2019 at [39]
[42] Practitioner's affidavit sworn 1 July 2019 [40]
[43] Patient A's father's statement dated 21 June 2019 at [10]
[44] Patient A's father's statement dated 21 June 2019 at [11]
[45] Transcript of proceedings 2 July 2019 page 21, lines 20
[46] Transcript of proceedings 2 July 2019 page 21, lines 20-23
[47] Transcript of proceedings 2 July 2018 page 18, 13-18
[48] Annexed to the respondent's Statement of Facts and Reasons dated 14 February 2019 at page 34
[49] Practitioner's affidavit sworn 1 July 2019 at [45]-[46]
[50] Transcript of proceedings 1 July 2019 page 40, 10 and 41
[51] Transcript of proceedings 1 July 2019 page 41, 11
[52] Professor Hutson's Medical Report dated 11 June 2019, page 3
[54] Transcript of proceedings 2 July 2019 page 11, lines 10-39
[55] Transcript of proceedings 1 July 2019 page 52, line 45
[56] Transcript of proceedings 1 July 2019 page 53, line 42 to page 54, line 12
[57] Transcript of proceedings 1 July 2019 page 56, lines 36-41
[59] Practitioner's affidavit sworn 1 July 2019 at [33]
[60] Practitioner's affidavit sworn 1 July 2019 at [33]
[61] Witness Statement of Dot Whitehead dated 22 June 2019 at [9]
[62] Patient A's mother's statement dated 20 June 2018 at [7]
[63] Report of Dr Robert Wines dated 10 May 2019 at [13]
[64] Transcript of proceedings 1 July 2019 page 43, lines 10-14
[65] Transcript of proceedings 1 July 2019 page 53, lines 43-44
[67] Respondent's submissions dated 21 June 2019 page 18
[68] Applicant's submissions dated 10 May 2019 at [7]
[70] T documents, within the Statement of Facts and Reasons dated 14 February 2019 page 322
[74] Transcript of proceedings 2 July 2019 page 64, lines 10-14
[75] Transcript of proceedings 2 July 2019 page 65, lines 33-34
[76] Transcript of proceedings 2 July 2019 page 66, lines 8-17
[77] Transcript of proceedings 2 July 2019 page 66, lines 23-25
[78] Transcript of proceedings 2 July 2019 page 67, lines 34-37
[79] Transcript of proceedings 2 July 2019 page 68, lines 19-33
[80] Transcript of proceedings 2 July 2019 pages 81-82, lines 43-47
[81] Transcript of proceedings 2 July 2019 pages 81-82, lines 1-2, l.4, 11, l. 16-18
[82] Transcript of proceedings 2 July 2019 page 82, lines 20-27
AL-NASER
MEDICAL BOARD OF AUSTRALIA
Legislation cited: ACT Civil and Administrative Tribunal Act 2008 ss 26, 39
Health Practitioner Regulation National Law (ACT) ss 3, 19, 35, 151, 156, 199, 202
Health Records (Privacy and Access Act) 1997
Privacy Act 1988 (Cth)
Cases cited: Ali Kozanoglu v The Pharmacy Board of Australia [2012] VSCA 295
Helmy v Medical Board of Australia [2016] ACAT 97
Hocking v Medical Board of Australia [2015] ACAT 22
Omari v Omari, Omari and Guardianship and Management of Property Tribunal [2009] ACTSC 28
O'Rourke v Miller [1985] HCA 24; [1984-1985] 156 CLR 342
Reeve v Aqualast Pty Ltd [2012] FCA 679
The Medical Board of Australia v Al-Naser [2019] ACAT 52
List of
Texts/Papers cited: Australian Health Practitioner Agency Circumcision Protocol
Good Medical Practice: A Code of Conduct for Doctors in Australia
Even when there is a hearing before a tribunal it does not follow that a person affected necessarily has a right to cross-examine witnesses: see National Companies and Securities Commission v. The News Corporation Ltd. [1984] HCA 29; (1984) 58 ALJR 308; 52 ALR 417. Natural justice does not require the application of fixed or technical rules; it requires fairness in all the circumstances.
It has been held as long ago as 1933 in R v The War Pensions Entitlement Appeal Tribunal & Anor; ex parte Bott [1933] HCA 30; (1933) 50 CLR 228 (Bott's Case) that a tribunal is not bound to afford the parties before it cross-examination of witnesses. The case is also authority for the proposition that a Tribunal may act on written or oral, sworn or unsworn testimony.
(1984) 58 ALJR 308
(1933) 50 CLR 228