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[2018] WASCA 97
Court of Appeal (WA)
2018-06-18
Mazza JA
Original judgment source is linked above.
JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
CITATION : UGLE -v- THE STATE OF WESTERN AUSTRALIA [2018] WASCA 97
Jurisdiction : DISTRICT COURT OF WESTERN AUSTRALIA
Appeal against sentence - Operation of s 9AA of Sentencing Act 1995 (WA) - Pleas of guilty entered at first reasonable opportunity - Whether a reduction of only 10% on pleas of guilty entered at the first reasonable opportunity was unreasonable or plainly unjust - Whether sentencing judge erred in denying the appellant procedural fairness in not raising with either counsel that he rejected a submission that he should apply the maximum discount available under s 9AA
The Director of Public Prosecutions for the State of Western Australia
Abraham v The State of Western Australia [2014] WASCA 151; (2014) 244 A Crim R 1
Apache Northwest Pty Ltd v Agostini (No 2) [2009] WASCA 231
Beins v The State of Western Australia (No 2) [2014] WASCA 54
Forrest & Forrest Pty Ltd v Minister for Mines and Petroleum [2017] WASCA 153; (2017) 51 WAR 425
Gobetti v The State of Western Australia [2017] WASCA 130
House v The King [1936] HCA 40; (1936) 55 CLR 499
Kirby v The State of Western Australia [2016] WASCA 199
Mather v The State of Western Australia [2017] WASCA 148
McGarry v The Queen [2001] HCA 62; (2001) 207 CLR 121
Mussarri v The State of Western Australia [2018] WASCA 46
Pantorno v The Queen [1989] HCA 18; (1989) 166 CLR 466, 473
Parker v Director of Public Prosecutions (1992) 28 NSWLR 282
Re Minister for Immigration; ex parte Lam (2003) 214 CLR 1
Re Minister for Resources; Ex parte Cazaly Iron Pty Ltd [2007] WASCA 175; (2007) 34 WAR 403
Seltsam Pty Ltd v Ghaleb [2005] NSWCA 208
Suleiman v The State of Western Australia [2017] WASCA 26
Toole v The Queen [2014] NSWCCA 318; (2014) 247 A Crim R 272
Va v The Queen [2011] VSCA 426; (2011) 37 VR 452
(2) The sentences imposed by the sentencing judge are set aside and the following sentences substituted:
(b) Count 2: 12 months' immediate imprisonment, to be served concurrently with the sentence for count 1.
(4) The substituted sentences are taken to have begun on 8 August 2017.
Sentencing judge's approach to the pleas of guilty
You were subsequently identified on CCTV footage attempting to use her credit card for purchases. Therefore, the State's case against you was a strong case. By reason of your plea, the court is obliged to indicate the percentage of discount which, for a plea at the first reasonable opportunity can be up to 25 per cent. The court is also entitled to have regard to the strength of the State's case and, in this case, it was a strong case, accepting, of course, that you made some admissions partially to the offending in your video record of interview, which is to your credit.
In my view, the appropriate discount for the plea in respect to each offence is 10 per cent. This requirement does not prevent the court from reducing the head sentence because of any other mitigating factor. I accept that there is always some utility in a plea because it removes the requirement for there to be a trial before a jury and thereby saves costs to the community.
[i]n order to recognise the benefits to the State, and to any victim of or witness to the offence, resulting from the plea.
These utilitarian considerations exhaustively state the matters to be taken into account in determining the extent of any discount under s 9AA for a plea of guilty.[7]
(a) Securing the conviction of a person who has committed a criminal offence;
(b) The Office of the Director of Public Prosecutions (WA) not having to use resources in the preparation and conduct of a criminal trial;
(c) If the accused has been or would otherwise have been granted legal aid, the Legal Aid Commission (WA) not having to use resources in the preparation and conduct of a defence;
(d) Avoiding the time and expense involved in summoning and empanelling jurors for a criminal trial; and
(e) The more expeditious and efficient resolution of proceedings in the criminal justice system than would otherwise be the case.
It is important to always bear in mind the underlying purpose of allowing and quantifying a discount for a plea of guilty. The purpose is to encourage those who are guilty to enter their pleas at the earliest possible stage, and thereby maximise the benefits of those pleas to the State and any victims or witnesses. Discounts act not merely as a reward to the individual, but as an encouragement to others. Too parsimonious an approach to the awarding of a discount may discourage others from entering a plea of guilty. Even when the prosecution case is overwhelming a discount should be given to ensure that accused persons do not view the entering of a plea of guilty as being pointless.
The matter clearly proceeded before the sentencing judge on the basis, not merely that a reduction was appropriate, but with a measure of agreement as to the extent of the reduction. It goes without saying that the judge was not bound by the approach adopted by the parties; nevertheless, the parties were entitled to act on the basis that, upon what might have been considered an uncontroversial matter, a warning would have been given were the judge considering departing from the common and conventional approach [22].
Fair procedure requires, at least for important decisions and those critical to the determination of a case, that considerations of importance to the judicial officer's conclusions should be drawn to the notice of the parties affected or their representatives so that a fair opportunity is presented for contrary argument to persuade the judicial decision-maker to a different view.
That statement was adopted by this court in Suleiman v The State of Western Australia,[22] in a context where a judge departed from a concession by the State as to a psychiatrist's opinion concerning the offender's mental state at the time of committing the offence.
(1) a judge makes a finding adverse to the offender in relation to an issue that is not an inherent part of the matter which the judge is required to decide;
(2) the prosecutor has not sought the adverse finding or contended that it should be made; and
(3) an offender, who has not addressed the issue in submissions, might reasonably not anticipate that the judge might make that finding.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] Contrary to s 401(2)(a) of the Criminal Code.
[2] Contrary to s 371A and s 378 of the Criminal Code.
[5] Section 9AA(1) of the Sentencing Act (definition of 'head sentence').
[6] Section 9AA(2) of the Sentencing Act.
[7] Kirby v The State of Western Australia [2016] WASCA 199 [24] and cases there cited; Mussarri v The State of Western Australia [2018] WASCA 46 [48].
[8] Abraham v The State of Western Australia [2014] WASCA 151; (2014) 244 A Crim R 1 [56], cited with approval in **Mussarri [**51].
[10] Abraham [62]; Kirby [25].
[11] Beins v The State of Western Australia (No 2) [2014] WASCA 54 [58]; Abraham [58] - [61]; Kirby [26]; Mussarri [52].
[12] House v The King [1936] HCA 40; (1936) 55 CLR 499, 505; Mussari [82], [103].
[13] Gobetti v The State of Western Australia [2017] WASCA 130 [79].
[14] Mather v The State of Western Australia [2017] WASCA 148.
[17] Forrest & Forrest Pty Ltd v Minister for Mines and Petroleum [2017] WASCA 153; (2017) 51 WAR 425 [100] (citing Commissioner for ACT Revenue v Alphaone Pty Ltd [1994] FCA 1074; (1994) 49 FCR 576, 591 - 592); Va v The Queen [2011] VSCA 426; (2011) 37 VR 452 [24] - [25]; Apache Northwest Pty Ltd v Agostini (No 2) [2009] WASCA 231 [217] - [218].
[18] Seltsam Pty Ltd v Ghaleb [2005] NSWCA 208 [78]; Pantorno v The Queen [1989] HCA 18; (1989) 166 CLR 466, 473.
[19] Murray v The Queen [2015] NSWCCA 75.
[21] Parker v Director of Public Prosecutions (1992) 28 NSWLR 282, 296.
[22] Suleiman v The State of Western Australia [2017] WASCA 26 [45], but cf Toole v The Queen [2014] NSWCCA 318; (2014) 247 A Crim R 272 [44].
[23] Re Minister for Immigration; ex parte Lam (2003) 214 CLR 1 [37]; Re Minister for Resources; Ex parte Cazaly Iron Pty Ltd [2007] WASCA 175; (2007) 34 WAR 403 [272].
[24] Section 31(4)(a) of the Criminal Appeals Act 2004 (WA).
[25] McGarry v The Queen [2001] HCA 62; (2001) 207 CLR 121 [8] - [9].
[26] Section 401(1)(a) of the Criminal Code.
[27] Section 378 of the Criminal Code.
Abraham
The State of Western Australia
(2017) 51 WAR 425
(1936) 55 CLR 499
(2001) 207 CLR 121
(1989) 166 CLR 466
(1992) 28 NSWLR 282
(2003) 214 CLR 1
(2007) 34 WAR 403
(2011) 37 VR 452
(1994) 49 FCR 576