71ZBCode of conduct for brokers

#### 71ZB Code of conduct for brokers 71ZB Code of conduct for brokers > > (1) The regulations may prescribe a code of conduct for brokers. > > > (2) The regulations may create an offence of failing to comply with the code of conduct or a specific provision of the code of conduct (a relevant offence). > > > (3) The Secretary may issue a public statement, in a way determined by the Secretary— > > > > > (a) identifying a broker found guilty of a relevant offence, and > > > > > (b) providing details of the commission of the relevant offence. > > > (4) In this section— > > > > broker means a person who provides brokerage services to another person in return for a commission, fee or other financial benefit. > > > > brokerage services means one or more of the following services— > > > > > (a) providing advice about a dealing in an access licence or holding in an access licence, > > > > > (b) dealing in an access licence or holding in an access licence for another person, > > > > > (c) investigating a prospective dealing in an access licence or holding in an access licence for another person, > > > > > (d) preparing and submitting documents necessary for a dealing in an access licence or holding in an access licence for another person. > > **s 71ZB:** Ins 2024 No 69, Sch 1\[2\].