For a person who believes they may be at risk of being found to be a frequent vexatious litigant, the safest approach is to limit the number of proceedings they initiate to those with clear legal merit, and to conduct them in a manner that is not abusive, harassing, or delay-oriented. However, compliance is not voluntary once an order is made. The key steps are as follows.
If you are subject to a vexatious proceedings order that prohibits institution of proceedings: Do not file any new proceeding in any Tasmanian court or tribunal. Do not lodge complaints that could be considered “instituting” proceedings. Do not instruct another person (family member, friend, lawyer) to file a proceeding on your behalf. That person could be found to be acting in concert and also breach the order. If you want to initiate a new proceeding, you must first apply for leave under section 11. That application is made to the Supreme Court, not the tribunal where you wish to litigate. You must file an affidavit that (a) lists every previous occasion you have applied for leave under this Act; (b) lists all other proceedings you have instituted in Australia (any court or tribunal) at any time, including before the Act began; and (c) discloses all facts material to the application, even those that hurt your case. The affidavit must be thorough - a court may dismiss for substantial non-compliance. You must not serve the application or affidavit on anyone unless and until the Supreme Court orders service under section 13(1)(a). At a hearing, the Court may receive evidence from any Australian proceeding you were involved in. The Court will only grant leave if it is satisfied the proposed proceedings are not vexatious. If leave is granted, conditions may be imposed (for example, a limit on the number of documents you may file, or a requirement to pay security for costs). There is no appeal if leave is refused.
If you are a potential applicant for a vexatious proceedings order (e.g., you are a person against whom a vexatious litigant has brought proceedings): Gather evidence of the frequency and vexatious nature of the person’s proceedings. “Frequently” is not defined, so document every proceeding, including appeals, applications, complaints, and pre-litigation steps. Show how each proceeding meets the definition of vexatious proceedings. You will need to apply to the Supreme Court. If you are a person under section 5(1)(f) (someone against whom proceedings have been instituted), you must first obtain the Court’s leave to apply. That preliminary leave application is not onerous but must demonstrate a sufficient interest. Consider whether the Attorney-General, DPP, or a registrar might be willing to apply instead, as they do not need leave. Provide that official with your evidence.
If you are a solicitor or barrister instructed by a person you know or suspect is subject to a vexatious proceedings order: Check the register kept by the Supreme Court. If the client is on the register, you must not file any proceeding on their behalf without first confirming that they have obtained leave from the Supreme Court. If you file without leave, you may be found to be acting in concert and could be made subject to a personal order. You should request a copy of the leave order before taking any step. If the client is not subject to an order but has a history of vexatious litigation, consider whether your involvement might still risk an acting-in-concert finding under section 6(1)(b) if the Court later finds the client frequently instituted vexatious proceedings. The safe course is to decline instructions that appear to be part of a pattern of abusive litigation.
If you are a court or tribunal officer (registrar, clerk): Check the register before accepting any new proceeding from a known or suspected vexatious litigant. If the register shows the person is prohibited, do not accept the filing; instead, bring it to the attention of a judicial officer who can make a declaration under section 10(3) that the proceeding is stayed. Ensure that orders under this Act are promptly entered in the register and published in the Gazette within the time limits in section 9, but note that failure to do so does not affect the order’s validity.
If you are a person subject to an order that has been set aside: Be aware that if you institute proceedings within five years of the setting aside, and the Court finds those proceedings are vexatious, the original order may be reinstated without a fresh finding of frequency. The five-year period acts as a probationary period. You should therefore exercise particular caution in any litigation during that time.