CTHRepealedAct
Securities Industry Act 1980
60FLicensee to notify Commission of location and contents of register
Start here
Get a plain-English read of 60F
Turn the raw legal text into a practical explanation grounded in Securities Industry Act 1980.
##### 60F Licensee to notify Commission of location and contents of register
(1) In this section:
> register, in relation to a licensee, means a register that the licensee keeps for the purposes of section 60E.
(2) Within 14 days after establishing a register, a licensee shall lodge written notice of where the register is kept.
(3) A licensee shall, as soon as practicable after changing the place where a register is kept, lodge written notice of the new place where the register is kept.
(4) Within 2 business days after the day on which a person begins to hold a particular proper authority from a licensee, the licensee shall, whether or not the person has previously held a proper authority from the licensee, lodge:
(a) a copy of the first‑mentioned proper authority; and
(b) a written notice stating that the person began to hold that proper authority on that day.
(5) Within the period within which subsection 60E(5) requires a licensee to enter in a register information that the register must contain because of paragraph 60E(3)(b), (c), (d) or (e), the licensee shall lodge a written notice setting out the information and stating that the information has been, or is to be, entered in the register.
(6) Within 2 business days after a person ceases to hold a proper authority from a licensee, the licensee shall, unless at the end of those 2 business days the person again holds a proper authority from the licensee, lodge a written notice stating that the person has ceased to hold such a proper authority.