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Section 60A - Securities Industry Act 1980 - Representatives of dealers — Zoe

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Securities Industry Act 1980

60ARepresentatives of dealers

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##### 60A Representatives of dealers A natural person shall not do an act as a representative of a dealer (other than an exempt dealer) unless: (a) the dealer holds a dealers licence or is a recognised dealer; and (b) the person holds a proper authority from the dealer. Penalty: $2,500 or imprisonment for 6 months, or both.

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