CTHRepealedAct
Securities Industry Act 1980
54Register of Licence Holders
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##### 54 Register of Licence Holders
(1) The Commission shall keep a Register of Licence Holders for the purposes of this Act.
(1A) The Commission shall include in the Register of Licence Holders, in relation to each licence, a copy of:
(a) the licence; and
(b) each instrument that imposes conditions on the licence, or revokes or varies conditions of the licence, after the licence is granted.
(2) The Commission shall enter in the Register of Licence Holders, in relation to each licence:
(a) the name of the licensee;
(b) if the licensee is a body corporate—the name of each director, and of each secretary, of the body;
(c) the day on which the licence was granted;
(d) in relation to each business to which the licence relates:
(i) the address of the principal place of business at which the business is carried on;
(ii) the addresses of the other places (if any) at which the business is carried on; and
(iii) if the business is carried on under a name or style other than the name of the holder of the licence—that name or style;
(e) particulars of any suspension of the licence; and
(f) such other matters (if any) as are prescribed.
(3) Where a person no longer holds a particular licence, the Commission shall remove from the Register of Licence Holders the documents included in it, and the particulars entered in it, in relation to that licence.
(4) A person may inspect and make copies of, or take extracts from, the Register of Licence Holders.
(5) The Commission may enter in the Register of Licence Holders particulars of recognized licensees, being particulars of:
(a) the name of the recognized licensee;
(b) the date (if known) on which the recognized licensee became a recognized licensee; and
(c) such other matters as are prescribed.
(6) Where the Commission becomes aware that a person whose name is entered in the Register of Licence Holders as a recognized licensee has ceased to be a recognized licensee, the Commission shall remove from the Register the name of the person and any other particulars entered in the Register in relation to the person.