/

/

United States legal-change intelligence across legislation, regulation, and case law. Separate data plane, same Zoe spine.

Platform

Legislation
Cases
Ask Zoe

Company

Pricing
API
X
LinkedIn
Instagram

Jurisdictions

Federal
Supreme Court
Alabama

District of Columbia

© 2026 Zoe. All rights reserved.

Zoe is a legal information platform. Always consult the official source for authoritative text.

Section 135 - Securities Industry Act 1980 - False or misleading statements — Zoe

Legislation Cases Absurdities Ask Zoe Graph Pricing

Home/Legislation/Securities Industry Act 1980/135

CTHRepealedAct

Securities Industry Act 1980

135False or misleading statements

Start here

Get a plain-English read of 135

Turn the raw legal text into a practical explanation grounded in Securities Industry Act 1980.

View in full context

##### 135 False or misleading statements (1) A person shall not, in, or in connection with, an application for a licence: (a) make a statement that is false or misleading in a material particular knowing it to be false or misleading; or (b) omit to state any matter or thing knowing that by reason of that omission the application is misleading in a material respect. (2) A person shall not lodge with the Commission for the purposes of this Act a document that contains a statement that to his knowledge is false or misleading. Penalty: $2,500 or imprisonment for 6 months, or both.

Previous section134Appeal Next section136Preservation and disposal of records etc.