sec.133Audit of railway operations by Regulator

sec.133 Audit of railway operations by Regulator

The Regulator— may audit the railway operations of a rail transport operator; and may prepare and implement a program (an audit program ) for each year for inspecting the railway operations of rail transport operators; and may, for the purposes of an audit, inspect the railway operations of a rail transport operator, whether or not under an audit program. Without limiting subsection (1) (b) , an audit program may focus on 1 or more of the following: particular rail transport operators; particular criteria relating to rail transport operators; particular aspects of rail safety; particular aspects of railway operations. The Regulator must give not less than 24 hours written notice to a rail transport operator before inspecting the operator’s railway operations under this section. The national regulations may establish procedures for the conduct of audits under this section, including procedures to ensure the confidentiality of records. In this section— rail transport operator includes a person, not being an employee, engaged to carry out railway operations, who undertakes railway operations on or in relation to rail infrastructure or rolling stock of a rail transport operator. (sec.133-ssec.1) The Regulator— may audit the railway operations of a rail transport operator; and may prepare and implement a program (an audit program ) for each year for inspecting the railway operations of rail transport operators; and may, for the purposes of an audit, inspect the railway operations of a rail transport operator, whether or not under an audit program. (sec.133-ssec.2) Without limiting subsection (1) (b) , an audit program may focus on 1 or more of the following: particular rail transport operators; particular criteria relating to rail transport operators; particular aspects of rail safety; particular aspects of railway operations. (sec.133-ssec.3) The Regulator must give not less than 24 hours written notice to a rail transport operator before inspecting the operator’s railway operations under this section. (sec.133-ssec.4) The national regulations may establish procedures for the conduct of audits under this section, including procedures to ensure the confidentiality of records. (sec.133-ssec.5) In this section— rail transport operator includes a person, not being an employee, engaged to carry out railway operations, who undertakes railway operations on or in relation to rail infrastructure or rolling stock of a rail transport operator.

• (a) may audit the railway operations of a rail transport operator; and
• (b) may prepare and implement a program (an audit program ) for each year for inspecting the railway operations of rail transport operators; and
• (c) may, for the purposes of an audit, inspect the railway operations of a rail transport operator, whether or not under an audit program.