81Keeping and making available records for public inspection

81 Keeping and making available records for public inspection

81 Keeping and making available records for public inspection

(1) A person must ensure that—

(a) if the person is an accredited person or has an exemption under this Law—the current notice of accreditation or exemption; and

(b) any other document prescribed by the national regulations for the purposes of this section,

are available for inspection—

(c) if the person is a body corporate—at the person’s registered office during ordinary business hours;

(d) if the person is not a body corporate—at the person’s principal place of business during ordinary business hours (or, if the Regulator approves another place and time, at that place and time).

Maximum penalty—

(a) in the case of an individual—$5 000;

(b) in the case of a body corporate—$25 000.

(2) A person who is required under subsection (1) to make available documents for inspection must maintain a register of those documents for inspection.

Maximum penalty—

(a) in the case of an individual—$5 000;

(b) in the case of a body corporate—$25 000.