Compliance with the regulations requires a systematic approach by both data providers and data recipients. The steps depend on the role, but several universal measures apply.
First, any agency or relevant entity that intends to share or receive data under the Act must classify the data correctly. This means checking whether the data is exempt under regulation 4. If the data is held by the Auditor‑General, Crown Solicitor, Director of Public Prosecutions or Ombudsman, it is exempt automatically. If the data falls into any of the categories in regulation 4(2) (privileged, mediation, criminal intelligence, court, contempt, national security), it is also exempt. An agency should maintain a list of these categories and train staff to recognise them. If the data is exempt, it cannot be shared under the Act; the agency must use another lawful basis.
Second, if the data is not exempt, the next step is to determine whether the purpose is a prescribed purpose under regulation 7. The agency should confirm that the sharing is for law enforcement, emergency planning and response, or the specific photograph inclusion purpose. The definitions of law enforcement and emergency planning are broad but not unlimited. The agency should document how the sharing fits within the definition. If the purpose is not prescribed and is not the original or a directly related purpose, the Act does not authorise the sharing.
Third, if the purpose is prescribed and the data is not exempt, the agency must check regulation 6 for additional approvals. If the data is “prescribed health information” as defined, the agency must obtain the prior approval of the Minister responsible for the Health Care Act 2008 before sharing. This means the agency must identify the data as health information covered by the listed provisions and then make a request to the Minister. The agency should allow time for the approval process and should not rely on informal authorisation. If the data was disclosed to a public sector agency for the SA NT DataLink by a non‑agency, the agency must obtain the prior approval of the person or body that contributed it. This may require contacting an external organisation and negotiating terms.
Fourth, the data provider must, at the time of provision, inform the recipient of the circumstances in which any proposed use of the data would occur. This is necessary for ODA to later use the secondary use power under regulation 9, but it is also good practice. The provider should document what was communicated, whether in a data sharing agreement, a covering email or a metadata record. The provider should be specific: not just “for policy analysis” but “for analysis of emergency response times within the scope of the SA Emergency Management Act”.
Fifth, the data recipient must comply with the marking requirement in regulation 8. As soon as data is received, the recipient must ensure that it is clearly indicated on the data that it was provided under the Act. In practice, this will likely be achieved by adding a field or tag in a database, or by placing a paper label on a physical record. The recipient should have a standard operating procedure for marking data upon receipt. The marking should be durable and legible.
Sixth, if the recipient is ODA and wishes to use the data for a purpose other than that for which it was provided, ODA must satisfy the two conditions in regulation 9. ODA should maintain a register of each data receipt, including the purpose for which it was provided and the circumstances communicated by the provider. Before using data for a new purpose, ODA must check that the new purpose is consistent with the objects of the Act and that the circumstances match. This should be done in writing and approved by a senior officer. ODA should not reuse data if the provider’s communicated circumstances were vague or if the new use goes beyond what was described.
Seventh, entities that are not public sector agencies but are relevant entities under regulation 8A must comply with the Act’s restrictions on further use and disclosure. They should only use the data for the purpose for which it was provided unless another law allows otherwise. They should not on‑share the data to third parties or use it for unrelated commercial purposes. They should also comply with the marking requirement.
Eighth, agencies and relevant entities should conduct periodic audits to ensure that data marked under regulation 8 is still correctly marked, that health data approvals are still current, and that no exempt data has been inadvertently shared. The regulations do not prescribe an audit cycle, but a reasonable practice would be annual.
Ninth, legal review is advisable before any significant data sharing project under the Act. The interaction with other secrecy laws, privacy laws and confidentiality obligations should be assessed. Obtaining legal advice on whether the prescribed purpose is engaged and whether any Ministerial approvals are needed will reduce the risk of inadvertent breach.
Finally, all parties should keep records of approvals, markings, communications with providers and decisions to use data for secondary purposes. The regulations do not prescribe a retention period, but the low limitation period for summary offences (two years in South Australia) provides a guide. Retention for at least three years after the last use of the data would be prudent.
Compliance is not onerous if built into business processes from the start. The main cost is administrative: the marking requirement and the approval processes. The risk of non‑compliance is a potential fine of up to $10,000 per offence, plus reputational damage. Given the modest penalty and low enforcement history, some organisations may be tempted to cut corners, but that would be unwise given the increasing public and political attention to data governance.