Schedule 1 Changed circumstances

Schedule 1 Changed circumstances

section 18

| Kind of change | Particulars that must be notified | | A change in the licensee’s—(a) name, or(b) principal business address, or(c) postal address, or(d) email address, or(e) website address, or(f) telephone number, or(g) facsimile number | The new name, address or number | | A change in the membership of the board of directors of the licensee | The name, address and date of birth of all new directors | | A change in the name or address of a member of the board of directors of the licensee | The new name or address | | A change in the information in the register of members of the licensee | A description of the change, including the information that was added or deleted | | A change in the nominal or paid-up capital of the licensee | A description of the change | | A change in the proportion of paid-up capital of the licensee that a person holds a beneficial interest in, or the acquisition of a beneficial interest in paid-up capital of the licensee by a person | The person’s name, address and the proportion of the paid-up capital in which the person now holds a beneficial interest | | A change in the objectives or main activities of the licensee | A description of the new objectives or activities | | A change in the direct or indirect financial interests held by the licensee in a business or enterprise, including the acquisition or disposal of an interest | A description of the interests, both before and after the change | | The commencement by the licensee of the carrying on of a business or enterprise, or the appointment by the licensee of a person to carry on a business or enterprise on the licensee’s behalf | The following—(a) a description of the business or enterprise,(b) the address where the business or enterprise is carried on,(c) if the licensee has appointed a person to carry on the business or enterprise on the licensee’s behalf—the name of the person appointed | | The commencement, settlement, discontinuance or finalisation of civil or criminal proceedings to which the licensee is a party | The following—(a) a description of the nature of the proceedings,(b) the date of commencement, settlement, discontinuance or finalisation of the proceedings,(c) for civil proceedings—the name and address of the other party to the proceedings,(d) if the proceedings were finalised—a description of the result of the proceedings,(e) if the proceedings were settled—the date of settlement and the terms of the settlement, unless the terms are prohibited from being disclosed | | The obtaining of a judgment against the licensee | A description of the terms of the judgment | | The creation of a charge over, or repossession of, property of the licensee | The following—(a) a description of the property,(b) a description of the terms of the charge or the reasons for and circumstances of the repossession | | An amendment of an assessment relating to the licensee under taxation legislation of the Commonwealth | A description of the amendment | | A change in the key employees of the licensee | For each key employee or former key employee—(a) the person’s name and address, and(b) the date the person became or ceased to be a key employee | | The commencement, settlement, discontinuance or finalisation of civil or criminal proceedings to which a key employee of the licensee is a party | The following—(a) a description of the nature of the proceedings,(b) the date of commencement, settlement, discontinuance or finalisation of the proceedings,(c) for civil proceedings—the name and address of the other party to the proceedings,(d) if the proceedings were finalised—a description of the result of the proceedings,(e) if the proceedings were settled—the date of settlement and the terms of the settlement, unless the terms are prohibited from being disclosed | | An increase of more than $650,000 in the debts of the licensee | The following—(a) the name and address of the person to whom the debt is owed,(b) the amount of the increase,(c) the amount of total debt after the increase,(d) the reason for the increase | | A failure by the licensee to make due payments under a loan or other financing arrangement | The following—(a) a description of the loan or financing arrangement,(b) the amount due and unpaid,(c) the reason for the failure to pay | | The commencement of the winding up of the licensee or the appointment of a controller or administrator for the licensee | The date on which the winding up or appointment commenced | | The entrance by the licensee into a compromise or scheme of arrangement with the licensee’s creditors | The following—(a) the date on which the compromise or scheme was entered into,(b) the terms of the compromise or scheme | | The appointment of a receiver or manager, by the Supreme Court or otherwise, for the property of the licensee | The date and terms of the appointment |