Schedule 1 Change of circumstances to be notified

Schedule 1 Change of circumstances to be notified

(Clause 17)

| Kind of change | Particulars to be notified | | Any change in the name of the licensee, the licensee’s principal business address or postal address, email address, website address, telephone number or facsimile number. | Particulars of those matters as changed. | | Any change in the membership of the board of directors of the licensee. | Particulars of the name, address and date of birth of any new director. | | Any change in the name or address of any member of the board of directors of the licensee. | Particulars of the new name or address of the director. | | Any change in the information entered in the register of members of the licensee. | Particulars of the change, including any addition to or deletion from that information. | | Any change in the proportion of the paid up capital of the licensee in which a person holds a beneficial interest and any acquisition by a person of a beneficial interest in the paid up capital of the licensee. | Particulars of the name and address of the person and the proportion of the paid up capital in which the person holds a beneficial interest as changed or acquired. | | Any change in the nominal or paid up capital of the licensee. | Particulars of the nominal or paid up capital as changed. | | Any change in the objectives or main activities of the licensee. | Particulars of those objectives or main activities as changed. | | Any change in any direct or indirect financial interests held by the licensee in any business or enterprise, including the acquisition or disposal of such an interest. | Particulars of the interest both before and after the change. | | The licensee commencing to carry on any other business or enterprise at any place or the appointment of a person to carry on any other business or enterprise on the licensee’s behalf. | Particulars of the address of the place and the business or enterprise carried on there or the name of the person appointed and the business or enterprise to be carried on by the person on the licensee’s behalf. | | The commencement, settlement, discontinuance or finalisation of civil or criminal proceedings to which the licensee is a party. | Particulars of the nature of the proceedings, the names and addresses of the other parties to civil proceedings, the date of commencement, settlement, discontinuance or finalisation and the terms of settlement (unless terms of settlement are prohibited from being disclosed) or the result of finalisation. | | The obtaining of a judgment against the licensee, the creation of any charge over any property of the licensee or repossession of any property of the licensee. | Particulars of the terms of the judgment or charge or the reasons for and circumstances of the repossession, and a description of any property affected. | | Any amendment under any law of the Commonwealth of an assessment relating to the licensee under taxation legislation of the Commonwealth. | Particulars of the amendment. | | Any change in the key employees employed by or on behalf of the licensee. | Particulars of the name and address of a person who becomes or ceases to be a key employee and the date that occurs. | | The commencement, settlement, discontinuance or finalisation of civil or criminal proceedings to which a key employee of the licensee is a party and of which the licensee is aware. | Particulars of the nature of the proceedings, the names and addresses of the other parties to the proceedings, the date of commencement, settlement, discontinuance or finalisation and the terms of settlement (unless terms of settlement are prohibited from being disclosed) or the result of finalisation. | | Each increase of more than $650,000 in the debts of the licensee. | Particulars of to whom the debt is owed, the amount of the debt as increased, the amount of the increase and the reason for the increase. | | Any failure by the licensee to make due payments under a loan or other financing arrangement. | Particulars of the loan or financing arrangement, the amount due and unpaid and the reason for the failure to pay. | | The commencement of the winding up of the licensee or the placement of the licensee under official management. | Particulars of the date on which the winding up or official management commenced. | | The licensee entering into a compromise or scheme of arrangement with the licensee’s creditors. | Particulars of the date on which the compromise or scheme of arrangement was entered into and the terms of the compromise or scheme. | | The appointment of a receiver or manager, whether by the Supreme Court or otherwise, in respect of the property of the licensee. | Particulars of the date and terms of the appointment. |