13KCivil penalty provision for which infringement notices or compliance notices can be issued

#### 13K Civil penalty provision for which infringement notices or compliance notices can be issued Civil penalty provision for breaching Australian Privacy Principles (1) An entity contravenes this subsection if: (a) the entity does an act, or engages in a practice; and (b) the act or practice breaches any of the following Australian Privacy Principles: (i) Australian Privacy Principle 1.3 (requirement to have APP privacy policy); (ii) Australian Privacy Principle 1.4 (contents of APP privacy policy); (iii) Australian Privacy Principle 2.1 (individuals may choose not to identify themselves in dealing with entities); (iv) Australian Privacy Principle 6.5 (written notice of certain uses or disclosures); (v) Australian Privacy Principle 7.2(c) or 7.3(c) (simple means for individuals to opt out of direct marketing communications); (vi) Australian Privacy Principle 7.3(d) (requirement to draw attention to ability to opt out of direct marketing communications); (vii) Australian Privacy Principle 7.7(a) (giving effect to request in reasonable period); (viii) Australian Privacy Principle 7.7(b) (notification of source of information); (ix) Australian Privacy Principle 13.5 (dealing with requests); (x) any other Australian Privacy Principle prescribed by the regulations. > Note: Conduct that contravenes this section may also contravene section 13G or 13H. Civil penalty provision for non‑compliant eligible data breach statement (2) An entity contravenes this subsection if: (a) the entity prepares a statement under section 26WK (eligible data breaches); and (b) the statement does not comply with subsection 26WK(3). Civil penalty provisions (3) Subsections (1) and (2) are civil penalty provisions. > Note: Section 80U deals with civil penalty provisions in this Act. Maximum pecuniary penalty (4) The amount of the penalty payable by a person in respect of a contravention of subsection (1) or (2) must not exceed 200 penalty units.