If you are an individual who receives a summons to appear before the Legislative Council, Legislative Assembly, or a committee, the first step is to verify that the summons complies with s 4: it must be signed by the Clerk of the Parliaments or Clerk of the Assembly (for a House summons) or by the Chair of the committee (for a committee summons), and it must have been personally served on you. If it was left in your mailbox or emailed, that is not personal service under the Act. You should check whether expenses were paid at the time of service. If not, you have a strong argument that the summons is not enforceable, though the safest course is to contact the committee secretariat to arrange payment before the hearing date. Keep a record of any refusal to pay.
If the summons appears valid, you must decide whether to attend. The arrest and detention provisions under ss 7 9 are invalid, so you cannot be arrested or detained for failing to attend. However, the House may refer the matter to its privileges committee and may ultimately find you in contempt under its inherent powers. The consequences of that are uncertain but could include a formal reprimand, suspension of rights, or other sanctions. If you have a legitimate reason not to attend (e.g., illness, conflicting statutory duty), you should write to the President or Speaker or the committee chair explaining the reason and seeking an adjournment or exemption. There is no statutory procedure for this, but it is prudent.
If you decide to attend, you should consider legal representation. The Act does not guarantee a right to a lawyer, but most committees allow a legal adviser to be present. You should ask the committee secretariat in advance. Your lawyer may not be able to address the committee or object to questions, but they can advise you during breaks. You may need to decide whether to answer a question you consider unlawful or incriminating. If you refuse, the presiding officer may warn you and then issue a committal warrant under s 11. That warrant can be executed immediately, and you could be held for up to one month. You should therefore only refuse to answer if you are confident the question is not “lawful” within the meaning of the Act and the standing orders. The only safe harbour under the Act is for questions seeking disclosure of a religious confession (s 127 Evidence Act 1995). If you refuse on any other ground, you take a significant risk.
Before the hearing, you should review any relevant documents and ensure that any evidence you intend to give is truthful and accurate. The false evidence offence under s 13 carries up to five years imprisonment. If you do not know the answer to a question, say so. Do not guess. If you realise during the hearing that you have made an inaccurate statement, correct it immediately. The offence requires wilfulness and knowledge of falsity, so a prompt correction may negate the mens rea.
If you are asked to take an oath and you have a conscientious objection, you may request to make a solemn declaration instead, under s 10(3). The chair should grant that request if you would be permitted to declare in the Supreme Court. Be prepared to state your objection.
After the hearing, you should obtain a copy of the transcript and review it for any potential false statements. If you find an error, notify the committee in writing as soon as possible. Do not discuss your evidence with others in a way that could lead to accusations of conspiracy or false evidence.
If you are a party who summons a witness at your own instance, you must pay their reasonable expenses at the time of service. Calculate them according to the Supreme Court scale. If you fail to pay, the witness may not attend, and the committee may blame you for the delay.
If you are a committee chair or clerk, ensure that the summons is personally served and that expenses are paid. Record the time, method of service, and receipt. If a witness refuses to attend, you cannot now ask the President or Speaker to certify the failure to a Supreme Court judge. You may instead consider reporting the matter to the House for a potential contempt proceeding. If a witness refuses to answer a question, you should state clearly that the question is lawful and that failure to answer will be treated as contempt. If the witness persists, the chair can issue a committal warrant under s 11 for up to one month. The warrant should state the term and be signed and sealed. You should ensure the witness is taken into custody by the usher of the black rod or serjeant at arms, and if the House so orders, to gaol. The gaoler must hold the person for the term specified. Keep a copy of the warrant and a record of the detention.
If you are a gaoler or officer who receives a person under a s 11 warrant, you are immune from liability under s 11(3) provided you act in accordance with the warrant. Check the warrant for the correct name and term. Do not hold the person beyond the term stated. If the order appears irregular, seek legal advice before acting.
For compliance practitioners advising clients who are summoned, the key message is that the Act is outdated and partially invalid. Advise clients to attend voluntarily to avoid the uncertainty of inherent contempt proceedings. If they have concerns about self incrimination, explain that the Act provides no statutory protection and that a refusal may lead to committal. Suggest that they seek an undertaking from the committee not to use the evidence in any subsequent prosecution, but note that such an undertaking may not be legally binding on a future prosecutor. Given the five year maximum for false evidence, any client who intends to give evidence should prepare thoroughly and be accompanied by a lawyer even if the lawyer cannot speak. The invalidity of ss 7 9 means that the client cannot be arrested for non attendance, but the House may apply political pressure or use other informal sanctions. Monitor any developments in the Cullen aftermath: the government may introduce amending legislation to restore a constitutional enforcement mechanism, or new case law may clarify the scope of s 11.