| SECURITY TRANSFER FORM | MARKING STAMP |
| Full Name of Company or Prescribed Corporation | PART 1— | |
| Description of Securities | Class. If not fully paid, paid to | Register |
| Quantity | Words | Figures | Transferor’s Broker hereby certifies:(i) As to the Validity of Documents.(ii) That Stamp Duty (if payable) has been or will be paid.(Transferor’s Broker’s Stamp) |
| Transfer Identification Number | | |
| Full Name(s) of Transferor(s) | .......... |
| | .......... |
| | .......... |
| | | |
| | | | Affixed at ...............on ....................(place and date of affixing stamp) |
| | | |
| I (or We) hereby transfer the above securities to the transferee(s) named in Part 2 hereof or to the several transferees named in Part 2 of Broker’s Transfer Form(s) or Split Transfer Form(s) relating to the above securities.*I (or We) have no notice of revocation of the power of attorney under which this transfer is signed. |
| Transferor(s) sign here | ................................... |
| ................................... |
| ................................... |
| Dates signed | ................................... |
| ( ) | |
| | PART 2— | |
| Full Name(s) and Address(es) of Transferee(s) | } | ............... | Transferee’s Broker hereby certifies:(i) That the securities set out in Part 1 above, having been purchased in the ordinary course of business are to be registered in the name(s) of the transferee(s) named in this Part.(ii) That Stamp Duty (if payable) has been or will be paid,and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.(Transferee’s Broker’s Stamp) |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | | | | Date of affixing stamp |
* Delete if not applicable.
Form Two
(Section 5)
| BROKER’S TRANSFER FORM | MARKING STAMP |
| Full Name of Company or Prescribed Corporation | PART 1— | |
| Description of Securities | Class. If not fully paid, paid to | Register |
| Quantity | Words | Figures |
| Transfer Identification Number | | | Transferor’s Broker hereby certifies:(i) That the Security Transfer Form relating to the securities set out above has been or will be lodged at the company’s or corporation’s office.(ii) That Stamp Duty (if payable) has been or will be paid.(Transferor’s Broker’s Stamp) |
| Full Name(s) of Transferor(s) | .......... |
| | .......... |
| | .......... |
| | .......... |
| | | | Affixed at ...............on ....................(place and date of affixing stamp) |
| | PART 2— | |
| Full Name(s) and Address(es) of Transferee(s). | } | ............... | Transferee’s Broker hereby certifies:(i) That the securities set out in Part 1 above having been purchased in the ordinary course of business are to be registered in the name(s) of the transferee(s) named in this Part.(ii) That Stamp Duty (if payable) has been or will be paid,and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.(Transferee’s Broker’s Stamp) |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | | | | Date of affixing stamp |
Form Three
(Section 5)
| SPLIT TRANSFER FORM | MARKING STAMP |
| Full Name of Company or Prescribed Corporation | PART 1— | |
| Description of Securities | Class. If not fully paid, paid to | Register |
| Quantity | Words | Figures |
| Transfer Identification Number | | | The .......... Stock Exchange hereby certifies that the Security Transfer Form or the Broker’s Transfer Form, relating to the securities set out above has been or will be lodged at the company’s or corporation’s office. |
| Full Name(s) of Transferor(s) | .......... |
| | .......... |
| | .......... |
| | .......... |
| | | (Stock Exchange Stamp) |
| | | | Affixed at ...............on ....................(place and date of affixing stamp) |
| | PART 2— | |
| Full Name(s) and Address(es) of Transferee(s) | } | ............... | Transferee’s Broker hereby certifies:(i) That the securities set out in Part 1 above having been purchased in the ordinary course of business are to be registered in the name(s) of the transferee(s) named in this Part.(ii) That Stamp Duty (if payable) has been or will be paid,and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.(Transferee’s Broker’s Stamp) |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | | | | Date of affixing stamp |
Form Four Transferee’s acceptance
(Section 5)
For completion:
(a) by transferee(s) of securities with an uncalled liability (not being partly paid shares in a no-liability company), or
(b) by transferee(s) of rights where the whole of the moneys to be subscribed for marketable securities to which the rights relate is not payable in full on application and the securities are not shares in a no-liability company.
To ............................................................
(Name of company or prescribed corporation whose securities are involved.)
I (or We) ............................................................
of ............................................................
being the transferee(s) of ............................................................
(Quantity and Description of securities or rights)
in the abovenamed company or corporation, comprised in the ............................................................
(number)
instrument(s) of transfer (or renunciation and transfer) attached in respect of which there is an uncalled liability of .................... per security (after payment of application moneys, if any) and being the person(s) named as transferee(s) in the security transfer form, broker’s transfer form or split transfer form (or security renunciation and transfer form, broker’s renunciation and transfer form or renunciation and split transfer form) relating to those securities (or rights), and having attained the age of twenty-one years, HEREBY AGREE:
(a) to accept the said securities subject to the several terms and conditions upon which:
*the transferor(s) held them at the time of the transfer thereof by the transferor(s) to me (or us),
*the securities were offered by the company or corporation for subscription, and
(b) to become a member (or members) of the company or corporation and to be bound by the memorandum and articles or by the constitution of the company or corporation upon being registered as the holder(s) of the securities.
*I (or We) have no notice of revocation of the Power of Attorney under which this instrument is signed.
Signature(s) of Transferee(s) .........................
DATED the ............... day of ............... 19.....
* Delete if not applicable.
Form Five
(Section 5)
| SECURITY RENUNCIATION AND TRANSFER FORM | MARKING STAMP |
| Full Name of Company or Prescribed Corporation | PART 1— | |
| Description of Rights | | | Register |
| Quantity | Words | Figures | Transferor’s Broker hereby certifies:(i) As to the Validity of Documents.(ii) That Stamp Duty (if payable) has been or will be paid.(Transferor’s Broker’s Stamp) |
| Transfer Identification Number | | |
| Full Name(s) of Transferor(s) | ............... |
| | ............... |
| | ............... |
| | | | |
| | | | | Affixed at ...............on ...............(place and date of affixing stamp) |
| I (or We) hereby renounce and transfer the above rights in favour of the transferee(s) named in Part 2 hereof or to the several transferee(s) named in Part 2 of the Broker’s Renunciation and Transfer Form(s) or Renunciation and Split Transfer Form(s) relating to the above rights.*I (or We) have no notice of revocation of the power of attorney under which this renunciation and transfer is signed. |
| Transferor(s) sign here | ............... | |
| | ............... | |
| | ............... | |
| Date signed | / / | |
| | PART 2— | Transferee’s Broker hereby certifies:(i) That, the rights set out in Part 1 above having been purchased in the ordinary course of business, the marketable securities to which the rights relate are to be allotted to the transferee(s) named in this Part.(ii) That Stamp Duty (if payable) has been or will be paid,and hereby requests that the marketable securities be allotted by the company or corporation to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.(Transferee’s Broker’s Stamp) |
| Full Name(s) and Address(es) of Transferee(s) | } | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | | | Date of affixing stamp |
* Delete if not applicable.
Form Six
(Section 5)
| BROKER’S RENUNCIATION AND TRANSFER FORM | MARKING STAMP |
| Full Name of Company or Prescribed Corporation | PART 1— | |
| Description of Rights | | | | Register |
| Quantity | Words | Figures | |
| Transfer Identification Number | | | | Transferor’s Broker hereby certifies:(i) That the Security Renunciation and Transfer Form relating to the rights set out above has been or will be lodged at the company’s or corporation’s office.(ii) That Stamp Duty (if payable) has been or will be paid.(Transferor’s Broker’s Stamp) |
| Full Name(s) of Transferor(s) | ............... |
| | ............... |
| | ............... |
| | | | | Affixed at ...............on ....................(place and date of affixing stamp) |
| | PART 2— | |
| Full Name(s) and Address(es) of Transferee(s) | } | ............... | Transferee’s Broker hereby certifies:(i) That, the rights set out in Part 1 above having been purchased in the ordinary course of business, the marketable securities to which the rights relate are to be allotted to the transferee(s) named in this Part.(ii) That Stamp Duty (if payable) has been or will be paid,and hereby requests that the marketable securities be allotted by the company or corporation to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.(Transferee’s Broker’s Stamp) |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | | | Date of affixing stamp |
Form Seven
(Section 5)
| RENUNCIATION AND SPLIT TRANSFER FORM | MARKING STAMP |
| Full Name of Company or Prescribed Corporation | PART 1— | |
| Description of Rights | | | | Register |
| Quantity | Words | Figures | |
| Transfer Identification Number | | | The .......... Stock Exchange hereby certifies that the Security Renunciation and Transfer Form or the Broker’s Renunciation and Transfer Form, relating to the rights set out above has been or will be lodged at the company’s or corporation’s office. |
| Full Name(s) of Transferor(s) | ............... |
| | ............... |
| | ............... |
| | | | | (Stock Exchange Stamp) |
| | | | | Affixed at ...............on ...............(place and date of affixing stamp) |
| | PART 2— | |
| Full Name(s) and Address(es) of Transferee(s) | } | ............... | Transferee’s Broker hereby certifies:(i) That, the rights set out in Part 1 above having been purchased in the ordinary course of business, the marketable securities to which the rights relate are to be allotted to the transferee(s) named in this Part.(ii) That Stamp Duty (if payable) has been or will be paid,and hereby requests that the marketable securities be allotted by the company or corporation to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.(Transferee’s Broker’s Stamp) |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | | | Date of affixing stamp |
Form Eight
(Section 6)
| TRUSTEE TRANSFER FORM | MARKING STAMP |
| Full Name of Company or Prescribed Corporation | PART 1— | |
| Description of Securities | Class | if not fully paidpaid to | Register |
| Quantity | Words | Figures | |
| Transfer Identification Number (where appropriate) | | | |
| Full Name of Transferor (Authorized trustee corporation) | ................................... |
| ................................... |
| | |
| | PART 2— | Transferor hereby certifies that the securities set out in Part 1 above are to be registered in the name(s) of the transferee(s) named in this Part being the person(s) for or on whose behalf the transferor held them in the ordinary course of business immediately before the execution of this transfer, and hereby requests that such entries be made in the register as are necessary to give effect to this transfer. |
| Full Name(s) and Address(es) of Transferee(s) | } | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | |
The transferor, being an authorized trustee corporation, hereby transfers the above securities out of the name in Part 1 hereof to the transferee(s) named in Part 2 hereof.
Execution by the Transferor.
Date of execution ...../...../.....
Form Nine Transferee’s acceptance
(Section 6)
For completion:
by transferee(s) of securities with an uncalled liability (not being partly paid shares in a no-liability company) where the securities are transferred by an authorized trustee corporation to the person(s) for or on whose behalf it held them in the ordinary course of its business immediately before the execution of this transfer.
To ............................................................
(Name of company or prescribed corporation whose securities are involved)
I (or We) ............................................................
of ............................................................
being the transferee(s) of ............................................................
(Quantity and Description of securities)
(comprised in the ............................................................
(number)
instrument(s) of transfer attached)
each paid to ......................... in the abovenamed company or corporation and being the person(s) named as the transferee(s) in the Trustee Transfer Form relating to those securities and having attained the age of twenty-one years HEREBY AGREE to accept the said securities subject to the several terms and conditions on which the transferor held them at the time of the transfer of the said securities by the transferor to me (or us) and FURTHER AGREE to become a member (or members) of the company or corporation and to be bound by the memorandum and articles or by the constitution of the company or corporation upon being registered as the holder(s) of the securities.
Signature(s) of Transferee(s) ...................................
Dated the .................... day of ...................., 19..........
Form Ten
(Section 6)
| TRUSTEE RENUNCIATION AND TRANSFER FORM | |
| Full Name of Company or Prescribed Corporation | PART 1— | |
| Description of Rights | | | | Register |
| Quantity | Words | Figures | |
| Transfer Identification Number (where appropriate) | | | |
| Full Name of Transferor (Authorized trustee corporation) | ................................... |
| ................................... |
| | |
| | PART 2— | Transferor hereby certifies that, the rights set out in Part 1 above having been transferred to the person(s) for or on whose behalf the transferor held them in the ordinary course of business immediately before the transfer, the marketable securities to which the rights relate are to be allotted to the transferee(s) named in this Part and hereby requests that the marketable securities be allotted by the company or corporation to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer. |
| Full Name(s) and Address(es) of Transferee(s) | } | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | | ............... |
| | State .......... |
| | | |
The transferor, being an authorized trustee corporation, hereby renounces and transfers the above rights in favour of the transferee(s) named in Part 2 hereof.
Execution by the Transferor.
Date of execution ...../...../.....
Form Eleven Transferee’s acceptance
(Section 6)
For completion:
by persons to whom rights are transferred by an authorized trustee corporation where whole of moneys to be subscribed for marketable securities to which rights relate is not payable in full on application and the securities are not shares in a no-liability company and the rights were held for or on behalf of the person(s) by the authorized trustee corporation.
To ............................................................
(Name of company or prescribed corporation whose securities are involved.)
I (or We) ............................................................
............................................................
of ............................................................
being the transferee(s) of ............................................................
(Quantity and Description of Rights)
(comprised in the ............................................................
(number)
instrument(s) of renunciation and transfer attached) to marketable securities in respect of which there is an uncalled liability of ............... per unit (after the payment of application moneys, if any) and being the person(s) named as transferee(s) in the Trustee Renunciation and Transfer Form and having attained the age of twenty-one years HEREBY AGREE to accept the marketable securities to which the rights relate subject to the several terms and conditions upon which the marketable securities were offered by the company or corporation for subscription and I (or we) HEREBY AGREE to become a member (or members) of the company or corporation and to be bound by the memorandum and articles or by the constitution of the company or corporation upon being registered as the holder(s) of the marketable securities.
Signature(s) of Transferee(s) .........................
Dated the ............... day of ..............., 19.....