Marine and Safety (Maritime Incidents) Regulations 2017
In ForceTAS
Jurisdiction
Tasmania
Act Number
85 of 2017
Collection
regulation
Plain English Summary
6/10 complexity
These regulations set out how maritime incidents in navigable waters are reported, investigated and, where necessary, referred to a court of inquiry. They require masters and owners to notify MAST, authorise MAST to appoint investigators and assessors, give investigators powers to board, inspect, record evidence and take samples (with limits), and establish procedures and powers for courts of inquiry.
They matter because they create reporting duties and penalties, allocate investigatory discretion to MAST, enable evidence-gathering and inspections (consent and emergency exceptions), and allow courts to order costs or recommend action on authorisations.
These regulations establish a framework for reporting, investigating and inquiring into maritime incidents in Tasmania under the Marine and Safety Authority (MAST) regime. They define what amounts to a "maritime incident" (reg 4), impose reporting duties on masters and owners (reg 6), authorise MAST to investigate incidents on its own motion or following reports (regs 5, 7), set out how investigators are authorised, equipped and constrained (regs 8-16), and provide for the Minister to establish courts of inquiry to make formal findings and request administrative sanctions (Parts 3 and 4, regs 19-36).
Mechanically, the rules do the following:
Define the trigger events that constitute a maritime incident (reg 4). That definition covers deaths and serious injuries involving vessels, loss or abandonment of vessels, theft/hijacking, and a long list of vessel casualties and equipment losses that, if to a "serious degree", qualify (reg 4(1)-(3)).
Make reporting mandatory for masters (to report by "the quickest practicable means") and for owners where a vessel is lost, presumed lost or abandoned (reg 6). Failure to report attracts a monetary penalty (reg 6(1)-(2)).
Empower MAST to investigate reported incidents or to commence investigations on its own initiative (regs 5, 7). MAST decides whether to investigate having regard to specified criteria (reg 7(2)).
Set out how investigators are appointed, their letter of authority, the scope and limits of their investigatory powers (reg 8, regs 10-15). Investigators may board and inspect vessels and premises, take copies, samples and recordings, and require demonstrations or answers (regs 12-13). Investigators are not bound by formal procedural or evidentiary rules when doing fact-gathering (reg 10).
Current sections
Direct links to the current provisions in Marine and Safety (Maritime Incidents) Regulations 2017.
investigation means an investigation under Part 2;
investigator means a person who is authorised as an investigator under regulation 8 ;
magistrate means a magistrate within the meaning of the Magistrates Court Act 1987;
maritime incident – see regulation 4;
MAST means the Marine and Safety Authority established under the Act;
serious injury means any injury other than –
(a) an injury that is merely superficial, such as a scratch or graze; or
(b) an injury that, though more than superficial, is one for which a reasonably healthy and robust person would not ordinarily seek or require medical attention of any kind or medical attention beyond very basic and immediate first aid.
4
Meaning of "maritime incident"
4 Meaning of "maritime incident"
(1) For the purposes of these regulations, a maritime incident is –
(a) the occurrence, in waters that are navigable, of any of the following:
(i) the death or serious injury of a person on board a vessel;
(ii) the death or serious injury of a person caused by a vessel;
(iii) the loss overboard, or presumed loss overboard, of a person from a vessel;
(iv) the loss, or presumed loss, of a vessel (whether from sinking, structural failure, explosion, fire or otherwise);
(v) the abandonment of a vessel;
(vi) the theft, hijacking or suspicious disappearance of a vessel; or
(b) the occurrence, in waters that are navigable, of any of the following to a serious degree:
(i) the collision, or near collision, of a vessel with another vessel or any object;
(ii) the grounding or stranding of a vessel;
(iii) the flooding or swamping of a vessel;
(iv) the capsizing or complete roll-over of a vessel;
(v) a loss of stability of a vessel affecting the safety of the vessel (whether from shifting cargo or ballast or other causes);
(vi) a loss of steerage or propulsion on a vessel;
(vii) the disablement of a vessel to the extent that it requires assistance;
(viii) a structural failure in the hull or superstructure of a vessel;
(ix) damage caused to or by a vessel;
(x) a fire, explosion or emergency involving dangerous substances on a vessel;
(xi) the loss overboard of a shipping container, or other major item or quantity of cargo, from a commercial vessel;
(xii) the loss overboard of spars, or rigging or other major items of equipment, from a sailing vessel;
(xiii) the loss overboard of nets, dredges, cables or other major items of equipment, from a commercial fishing vessel.
(2) For the purposes of subregulation (1) , it is immaterial whether the relevant vessel is under way or secured at the time of the relevant occurrence.
(3) In this regulation –
secured, in relation to a vessel, means –
(a) riding at anchor (other than a sea anchor); or
(b) tied up to a mooring, moored raft or moored pontoon; or
(f) connected up to something such as a crane, slipway cradle or trailer winch in order to be put into or taken out of the water;
serious degree, in relation to an occurrence, means to such a degree that –
(a) a navigation hazard is or is realistically likely to be created as a result of the occurrence; or
(b) a vessel sustains, or is realistically in danger of sustaining, damage that is not merely superficial as a result of the occurrence; or
(c) the environment sustains, or is realistically in danger of sustaining, serious harm as a result of the occurrence; or
(d) the safety of any person is at serious risk as a result of the occurrence.
5
Power to investigate maritime incident
5 Power to investigate maritime incident
For the purposes of these regulations, MAST may investigate a maritime incident under these regulations whether or not the maritime incident is directly reported to MAST.
Part 2
Reporting and Investigation of Maritime Incidents
Part 2 Reporting and Investigation of Maritime Incidents
6
Masters, &c., to report maritime incidents
6 Masters, &c., to report maritime incidents
(1) If a maritime incident occurs in respect of a vessel, the master of the vessel must report the maritime incident to MAST by the quickest practicable means.
Penalty: Fine not exceeding 20 penalty units.
(2) If a vessel is lost, presumed lost or abandoned, the owner of the vessel must report this situation to MAST by the quickest practicable means as soon as practicable after the owner becomes aware of the situation.
Penalty: Fine not exceeding 20 penalty units.
(3) It is a defence in proceedings for an offence under subregulation (2) if the defendant establishes that he or she knew, or reasonably believed, that the master of the vessel had already reported the situation to MAST.
(2) In deciding whether to investigate a maritime incident, MAST is to have regard to –
(a) its statutory functions; and
(b) the apparent nature and seriousness of the maritime incident; and
(c) whether appropriate and adequate investigative action has been, is being or is likely to be taken in respect of the maritime incident by another agency of the State or an agency of the Commonwealth; and
(d) any interest that an agency in another jurisdiction that is equivalent to MAST may have in the matter; and
(e) whether any civil, coronial or criminal proceedings have been instituted in the matter; and
(f) any other matters it considers relevant.
8
Authorisation of investigator
8 Authorisation of investigator
(1) If MAST decides to investigate a maritime incident under regulation 7 , MAST is to authorise a person as an investigator for the purposes of that investigation.
(2) A person authorised as an investigator under subregulation (1) may be –
(a) a person employed or engaged under section 19 of the Act; or
(b) a State Service officer or State Service employee, if the Head of the State Service Agency by which the officer or employee is employed agrees to the authorisation; or
(c) a person that MAST is satisfied holds relevant expertise.
(3) If subregulation (2)(b) applies, the investigator may perform the role of investigator in conjunction with State Service employment.
(4) For the purposes of the investigation, MAST is to furnish the investigator with a letter, specifying the authority of the investigator, in an approved form.
(5) The investigator is to investigate the maritime incident that he or she is authorised to investigate so as to establish –
(a) the circumstances in which the maritime incident occurred; and
(b) the cause of the maritime incident.
(6) An authorisation under this regulation may be revoked by MAST on reasonable grounds at any time.
9
Preliminary notice of investigation
9 Preliminary notice of investigation
Before investigating a maritime incident, an investigator, by written notice, is to notify or make a reasonable attempt to notify the following persons of the investigation:
(a) the master of each vessel known, or believed, by MAST to have been involved in the maritime incident;
(b) the owner of each vessel known, or believed, by MAST to have been involved in the maritime incident, or such owner's agent.
10
General conduct of investigation
10 General conduct of investigation
In investigating a maritime incident, an investigator –
(a) is not bound to act formally; and
(b) is not bound by the rules of evidence; and
(c) may inform himself or herself on any matter in any way he or she thinks fit; and
(d) may make a record of evidence given by a person.
11
Confidentiality of evidence
11 Confidentiality of evidence
(1) An investigator who makes a record of evidence under regulation 10(d) must not, except as may be necessary to exercise a power or perform a function under these regulations, divulge that evidence or any part of it to any person other than –
(a) the person who provided the evidence; or
(b) a court of inquiry in respect of the maritime incident; or
(c) MAST.
(2) A person to whom evidence is divulged under this regulation has the same rights and obligations as if the person were the investigator.
12
Powers of entry by investigator
12 Powers of entry by investigator
(1) In this regulation –
responsible person means –
(a) in the case of a vessel, the owner or master of the vessel; and
(b) in the case of premises, the owner or occupier of the premises.
(2) An investigator who is investigating a maritime incident may, on production of his or her letter of authority –
(a) board and inspect any vessel that he or she has reasonable grounds to believe was, or may have been, involved in the maritime incident; and
(b) enter and inspect any premises where he or she has reasonable grounds to believe there is, or may be, evidentiary material that is relevant to the maritime incident.
(a) at any reasonable time of the day or night; and
(b) using such personal and material assistance as the investigator reasonably considers necessary.
(4) The power under subregulation (2) may only be exercised by an investigator if the investigator –
(a) has the consent of the responsible person in respect of the vessel, or premises, to be inspected; or
(b) reasonably believes that –
(i) the vessel to be inspected is likely to leave the State before a consent can be obtained; or
(ii) the evidence located in the vessel, or premises, to be inspected is in danger of being removed, destroyed or interfered with before a consent can be obtained.
(5) If a responsible person has given consent under subregulation (4)(a) , the investigator who obtained the consent must request a written acknowledgment from the responsible person specifying –
(a) that the consent was given voluntarily; and
(b) that the responsible person was aware that he or she could refuse to give the consent; and
(c) the time and date at or on which the consent was given.
13
Powers of inspection by investigator
13 Powers of inspection by investigator
An inspector who is investigating a maritime incident may, after boarding a vessel or entering premises under regulation 12 , do any one or more of the following:
(a) inspect any object or document found on the vessel or premises;
(b) take copies of, and make extracts from, any document found on the vessel or premises;
(c) take measurements;
(d) make notes and sketches;
(e) take photographs and make video and audio recordings;
(f) take samples of substances away for analysis;
(g) require a person on the vessel or premises to provide a demonstration, furnish information or answer questions;
(h) require a person on the vessel or premises to open and, if necessary, unlock any –
(i) door, gate, hatch, bulkhead or other kind of barrier; or
(ii) locker, hold or other kind of container;
(i) require a person on the vessel or premises to undo and, if necessary, move any tarpaulin, sheeting or other covering.
14
Use of force during investigation
14 Use of force during investigation
Nothing in regulation 12 or 13 authorises an investigator to use physical force in respect of any person or object.
15
Offence to obstruct, &c., investigator
15 Offence to obstruct, &c., investigator
(1) A person must not –
(a) obstruct or hinder; or
(b) threaten; or
(c) attempt to intimidate; or
(d) attempt to improperly influence –
an investigator who is carrying out an investigation.
Penalty: Fine not exceeding 20 penalty units.
(2) For the avoidance of doubt, the withholding of a consent under regulation 12 does not constitute obstruction or hindrance of an investigation for the purposes of this regulation.
16
Reports
16 Reports
(1) An investigator must give MAST an interim report at any time during an investigation if –
(a) MAST requests such a report; or
(b) the investigator considers that urgent or special circumstances make the preparation of such a report necessary or advisable.
(2) As soon as practicable after an investigation into a maritime incident is complete, the investigator is to –
(a) prepare a report setting out the results of the investigation; and
(b) subject to subregulation (3) , give the investigation report to MAST.
(3) If an investigation report prepared under subregulation (2) relates to a person's affairs to a material extent –
(a) the investigator is to give the person a copy of the investigation report; and
(b) within 30 days after being given that copy, the person may give the investigator written information or comments on the investigation report; and
(c) the investigator, at his or her discretion, may amend the investigation report consequent on the receipt of any such information or comments.
(4) MAST may cause a report prepared under this regulation to be printed and published in such ways as it considers appropriate.
(5) In this regulation –
report includes part of a report.
17
Conclusion of investigation
17 Conclusion of investigation
(1) For the purposes of regulation 16(2) , an investigation into a maritime incident is taken to be completed once –
(a) the investigator has completed his or her collection of evidence in relation to the maritime incident; or
(b) the Minister has appointed a court of inquiry to inquire into the maritime incident; or
(c) the Minister or MAST directs the investigator to conclude the investigation.
(2) An investigation into a maritime incident is taken to have concluded once MAST has received a report in accordance with regulation 16(2)(b) in respect of that incident.
18
MAST may recommend court of inquiry
18 MAST may recommend court of inquiry
If MAST decides that a maritime incident that it has investigated under this Part requires further inquiry, it is to recommend to the Minister that a court of inquiry be established for that purpose.
Part 3
Courts of Inquiry
Part 3 Courts of Inquiry
19
Establishment of courts of inquiry
19 Establishment of courts of inquiry
(1) The Minister may establish a court of inquiry to inquire into a maritime incident.
(b) on the recommendation of MAST under regulation 18 .
(3) The court of inquiry is to consist of 3 persons appointed by the Minister as follows:
(a) a magistrate;
(b) 2 persons who, in the Minister's opinion, have expertise relevant to the subject of the inquiry.
(4) The magistrate is the chairperson of the court of inquiry.
20
Appearance before courts of inquiry
20 Appearance before courts of inquiry
(1) Any person may appear before a court of inquiry if the court is satisfied that the person has an interest in the subject of the inquiry.
(2) A person without an interest in the subject of an inquiry may appear before a court of inquiry by leave of the court of inquiry.
21
Parties to proceedings
21 Parties to proceedings
The following are parties to proceedings before a court of inquiry:
(a) a person on whom a notice of inquiry is served under regulation 22 ;
(b) a person who appears before the court of inquiry in accordance with regulation 20 ;
(c) MAST.
22
Notice of inquiries
22 Notice of inquiries
(1) If a court of inquiry is established, the court of inquiry is to serve or cause to be served a notice of inquiry on –
(a) persons likely to be affected by the inquiry; and
(b) such other persons as the court may direct.
(2) A notice of inquiry is to specify at least –
(a) the subject of the inquiry; and
(b) the time and place of the hearing of the inquiry; and
(c) the matter or matters to be raised at the hearing.
(3) The court of inquiry may amend the notice of inquiry before or during the hearing of the inquiry by adding to, or omitting, any matter specified in that notice.
23
Powers of court of inquiry
23 Powers of court of inquiry
A court of inquiry may –
(a) proceed with an inquiry, at the time and place fixed for the hearing in the notice of inquiry served under regulation 22 in respect of the inquiry, whether or not all the parties are present; and
(b) adjourn an inquiry for any reason, and for any duration, that it considers appropriate; and
(c) authorise any person to board and inspect any vessel, and any machinery and equipment on that vessel, relevant to its inquiry; and
(d) authorise any person to enter and inspect any premises and any machinery and equipment on those premises, relevant to its inquiry.
24
Investigator to give information to court of inquiry
24 Investigator to give information to court of inquiry
If an investigator has investigated a maritime incident in relation to which a court of inquiry has been established, the investigator, as soon as practicable, is to give the court of inquiry –
(a) all information that the investigator has obtained concerning the maritime incident; and
(b) copies of all reports prepared under regulation 16 in relation to the maritime incident.
25
Procedure of courts of inquiry
25 Procedure of courts of inquiry
(1) A court of inquiry is to be open to the public.
(a) the court were a Commission established under that Act; and
(b) the inquiry were conducted by that Commission; and
(c) a member of a court of inquiry were a Commissioner appointed under that Act.
(3) Except as provided by these regulations, a court of inquiry may regulate its own proceedings.
26
Representation
26 Representation
A party to, or a person appearing at, any proceedings before a court of inquiry may –
(a) appear personally; or
(b) be represented by another person appointed by the party or person in that behalf.
27
Subpoenas
27 Subpoenas
The court of inquiry may issue a subpoena in an inquiry summoning a witness to –
(a) give evidence; and
(b) produce documents.
28
Production of documents
28 Production of documents
(1) A party to any proceedings before a court of inquiry may give another party to those proceedings a notice in writing –
(a) to produce any document relating to the subject matter of the proceedings that is in the possession or under the control of that other party; or
(b) to admit any documents.
(2) If a party to whom notice under subregulation (1) is given does not comply with that notice, the party that gave the notice may give secondary evidence of the contents of any document to which the notice relates.
29
Service in absence of person
29 Service in absence of person
If a notice or other document is to be served on a person in relation to a court of inquiry in respect of the incompetence or misconduct of the person and the person is absent from the State or cannot be found, the court of inquiry may –
(a) place a copy of the notice or document in an envelope addressed to the person and send it and a notification of its contents to the owner of the appropriate vessel with a request that it be forwarded to the person; or
(b) if the owner cannot be found, notify, by notice in the Gazette or in a daily newspaper circulating in the State, that the notice or document is thereby taken to be served on the person.
30
Orders of courts of inquiry
30 Orders of courts of inquiry
(1) If it considers it appropriate to do so, having regard to its finding or decision, a court of inquiry may request in writing that MAST do any one or more of the following under the Act:
(a) cancel a marine authorisation;
(b) suspend a marine authorisation for a specified time;
(c) replace a marine authorisation with a marine authorisation of a lower grade;
(d) detain a vessel for a specified period;
(e) release a vessel from detention, if that vessel is detained by MAST.
(2) If it considers it appropriate to do so, having regard to its finding or decision, a court of inquiry may, by written notice, require a party to proceedings before the court of inquiry to pay all or any part of the costs reasonably incurred by MAST in investigating the maritime incident under inquiry.
(3) An amount ordered to be paid to MAST under subregulation (2) is recoverable in a court of competent jurisdiction as a debt due to MAST.
(4) In this regulation –
marine authorisation means a certificate, licence or permit issued under the authority of the Act or by the National Regulator.
31
Findings or decisions of courts of inquiry
31 Findings or decisions of courts of inquiry
(1) A finding or decision of any 2 members of a court of inquiry is the finding or decision of the court of inquiry.
(2) Each member of a court of inquiry is to sign the finding or decision of the court as concurring or dissenting.
32
Appeal against finding or decision
32 Appeal against finding or decision
(1) A person aggrieved by a finding or decision of a court of inquiry made under regulation 31 may apply to the Magistrates Court (Administrative Appeals Division) for a review of that decision.
(a) has the custody of its records, minutes and proceedings; and
(b) is to keep a minute book to record its findings, decisions and orders.
34
Reports of findings or decisions
34 Reports of findings or decisions
(1) A court of inquiry is to give the Minister –
(a) a report of its finding or decision, and any orders made as part of that finding or decision; and
(b) the evidence and reasons for that finding or decision; and
(c) any observations relating to the inquiry or its finding or decision.
(2) The Minister is to cause the finding or decision to be published in the Gazette and such other ways, if any, as the Minister considers appropriate.
(3) Without limiting subregulation (2) , the Minister may refer the finding or decision to –
(a) any Minister, Authority or Agency of the Commonwealth or of any State or Territory; or
(b) any international maritime organisation.
Part 4
Assessors
Part 4 Assessors
35
Authorisation of assessors
35 Authorisation of assessors
(1) The Minister may authorise a person to assist a court of inquiry (an assessor).
(2) The assessor may be –
(a) a person employed or engaged under section 19 of the Act; or
(b) a State Service officer or State Service employee, if the Head of the State Service Agency by which the officer or employee is employed agrees to the authorisation; or
(c) a person with relevant expertise.
(3) If subregulation (2)(a) applies, the assessor may perform that role in conjunction with State Service employment.
(4) In the performance of his or her functions, the assessor is subject to the direction and control of the court of inquiry.
(5) An authorisation under this regulation may be revoked by the Minister for reasonable cause at any time.
36
Restrictions on assessors
36 Restrictions on assessors
(1) A person must not act as an assessor in any proceedings before a court of inquiry if the person –
(a) has acted in the capacity of marine surveyor of a vessel relevant to the inquiry; or
(b) is retained as a marine surveyor by a person who is a party to the proceedings; or
(c) has a pecuniary interest in any subject matter of the proceedings.
Penalty: Fine not exceeding 10 penalty units.
(2) Despite subregulation (1) , the proceedings of a court of inquiry are not invalid or ineffectual by reason only of the fact that an assessor has acted in contravention of that subregulation.
Sourced from Tasmanian Legislation Online (legislation.tas.gov.au), CC BY 4.0.
Part 1 Preliminary
Part 1 Preliminary
1 Short title
1 Short title
These regulations may be cited as the Marine and Safety (Maritime Incidents) Regulations 2017 .
2 Commencement
2 Commencement
These regulations take effect on 29 November 2017.
3 Interpretation
3 Interpretation
In these regulations –
Act means the Marine and Safety Authority Act 1997 ;
approved means approved by MAST;
assessor means a person who is authorised by the Minister under regulation 35 to assist a court of inquiry;
inquiry means an inquiry under Part 3 ;
investigation means an investigation under Part 2;
investigator means a person who is authorised as an investigator under regulation 8 ;
magistrate means a magistrate within the meaning of the Magistrates Court Act 1987;
maritime incident – see regulation 4;
MAST means the Marine and Safety Authority established under the Act;
serious injury means any injury other than –
(a) an injury that is merely superficial, such as a scratch or graze; or
(b) an injury that, though more than superficial, is one for which a reasonably healthy and robust person would not ordinarily seek or require medical attention of any kind or medical attention beyond very basic and immediate first aid.
Regulate confidentiality of investigation records (reg 11), prevention of obstruction (reg 15), reporting by investigators (reg 16) and the circumstances in which an investigation is concluded (reg 17).
Provide for MAST to recommend a court of inquiry and empower the Minister to establish a court of inquiry composed of a magistrate (chair) and two experts (reg 18-19). Courts of inquiry may summon witnesses, authorise inspections, make findings and request MAST take regulatory actions (regs 23, 27, 30).
Allow courts to publish their findings and for the Minister to publish decisions in the Gazette (reg 34). Courts are open to the public and largely governed by the Commissions of Inquiry Act (reg 25(2)).
The regulations also authorise the Minister to appoint assessors to assist courts of inquiry (regs 35-36), and impose conduct restrictions on assessors (reg 36). Criminal penalties are modest and expressed in penalty units (regs 6, 15, 36). The instrument commenced on 29 November 2017 and was notified in the Gazette on that date.
Main concepts
The regulations rest on a small number of legal and operational concepts that determine scope, rights, duties and processes.
"Maritime incident" (reg 4). This is the central definitional concept. It combines: (a) a list of discrete events (death or serious injury on board, death/serious injury caused by a vessel, loss overboard, loss/presumed loss/abandonment/theft/hijacking of a vessel); and (b) a non-exhaustive catalogue of occurrences that, if they occur "to a serious degree", qualify (collisions, grounding, flooding/swamping, capsizing, loss of stability, loss of steerage/propulsion, disablement, structural failure, damage, dangerous substances incidents, loss overboard of major cargo or equipment, and fishing-gear losses). "Serious degree" is defined to capture navigation hazard, non-superficial damage, serious environmental harm, or serious risk to safety (reg 4(1)-(3)). The definition is applied only in navigable waters and is expressly made independent of whether a vessel is underway or secured (reg 4(2)-(3)).
Reporting duty (reg 6). The master must report any maritime incident "by the quickest practicable means"; the owner must report loss/presumption of loss/abandonment as soon as practicable after becoming aware. Both duties carry penalties expressed in penalty units.
MAST's investigatory authority and discretion (regs 5-7). MAST may investigate incidents whether or not they were directly reported (reg 5). MAST's decision to investigate is to be guided by its statutory functions, the apparent nature and seriousness of the incident, and whether other agencies are already taking action, among other matters (reg 7(2)). This introduces administrative discretion to prioritise inquiries.
Investigator authorisation and powers (regs 8, 10-13). Investigators must be authorised in writing by MAST (reg 8(4)), and may include MAST staff, State Service officers with agency head agreement, or persons with relevant expertise (reg 8(2)). Investigators are not bound by formal rules or rules of evidence (reg 10), may make records of evidence (reg 10(d)), and have detailed powers to board, inspect, copy documents, take samples, require demonstrations or answers and take photographs/audio/video (regs 12-13). Entry and inspection require either consent from the "responsible person" or one of two exigent circumstances (likely to leave the State or risk of evidence being removed/destroyed) (reg 12(4)).
Confidentiality limitations (reg 11). Investigators must not divulge recorded evidence except to the person who provided it, to a court of inquiry, or to MAST, unless necessary to exercise their powers or functions (reg 11(1)). Persons given evidence assume the same rights and obligations as investigators (reg 11(2)).
Obstruction and consent (regs 12(5), 14-15). Obstructing or improperly influencing an investigator is an offence (reg 15). However, the regulations explicitly state that withholding consent to an inspection does not constitute obstruction (reg 15(2)). Where a responsible person gives consent to boarding, the investigator must seek a written acknowledgment that the consent was voluntary and that the person knew they could refuse (reg 12(5)). Investigators are not authorised to use force (reg 14).
Reporting, publication and administrative follow-through (regs 16, 18, 30, 34). Investigators prepare interim and final reports for MAST; where a report materially affects a person's affairs, a copy must be given and a 30-day right to comment afforded (reg 16(2)-(3)). MAST may publish reports (reg 16(4)). MAST may recommend a court of inquiry (reg 18), and a court can request MAST to take regulatory actions such as cancelling, suspending, downgrading authorisations, or detaining vessels (reg 30(1)). Courts may also require parties to pay MAST's investigative costs (reg 30(2)-(3)).
Courts of inquiry (regs 19-34). A court of inquiry is a tripartite body chaired by a magistrate with two subject-matter experts (reg 19). The court has powers under the Commissions of Inquiry Act for the conduct of proceedings (reg 25(2)) and may subpoena witnesses and documents (reg 27). Findings are determined by two members (reg 31), and decisions are reviewable to the Magistrates Court (Administrative Appeals Division) (reg 32).
Assessors (regs 35-36). The Minister may authorise assessors to assist courts. Assessors must not act if they have served as a marine surveyor for a relevant vessel, are retained as a surveyor by a party, or have a pecuniary interest in the subject matter; contravention attracts a penalty in penalty units but does not automatically invalidate proceedings (reg 36).
These concepts embed administrative discretion, investigatory breadth for fact-gathering, limited but non-trivial sanctions for non-compliance, and procedural protections such as confidentiality and a right to comment on reports affecting personal affairs.
Who it affects
The regulations create obligations and exposure for a defined set of actors connected to vessels and maritime activity in navigable waters.
Masters of vessels. Masters have the primary reporting duty when a maritime incident occurs in respect of their vessel and must report "by the quickest practicable means" to MAST (reg 6(1)). Failure exposes the master to a fine (reg 6(1)).
Owners. Owners must report the loss, presumed loss or abandonment of a vessel as soon as practicable after becoming aware (reg 6(2)). Owners are parties to inquiries where notices are served (reg 21(a)) and may be required to pay MAST's investigation costs if the court so orders (reg 30(2)-(3)).
Responsible persons for vessels and premises. The investigator's entry and inspection powers operate against responsible persons, defined as the owner or master for vessels, and the owner or occupier for premises (reg 12(1)). Those persons must be asked for consent before entry except in specified exigent circumstances (reg 12(4)-(5)), and if consent is given, the investigator must take a written acknowledgement that consent was voluntary (reg 12(5)).
Persons present on vessels or premises. Investigators may "require" a person to provide a demonstration, furnish information or answer questions (reg 13(g)), require opening of doors, lockers and containers (reg 13(h)), and undo coverings (reg 13(i)). The regulations do not specify a direct penalty for refusal to answer investigators, but obstruction, hindrance, threats or attempts to improperly influence an investigator are offences (reg 15(1)). Withholding consent to allow entry is explicitly not obstruction (reg 15(2)).
Third-party agencies and the National Regulator. The regulations recognise that other State, Commonwealth or interstate agencies may have concurrent interests (reg 7(2)(c)-(d)). "Marine authorisation" is defined to include certificates, licences or permits issued under the Act or by the National Regulator (reg 30(4)). Courts of inquiry may refer findings to other Ministers, Authorities or international organisations (reg 34(3)).
Parties to a court of inquiry. Those who receive a notice of inquiry under reg 22, anyone the court allows to appear, and MAST are parties to proceedings (reg 21). Parties may be represented or appear in person (reg 26), and may be ordered to pay costs to MAST (reg 30(2)).
Assessors and investigators. Persons authorised as investigators (reg 8) or assessors (reg 35) are subject to appointment and revocation by MAST or the Minister (regs 8(6), 35(5)). Assessors face conduct restrictions (reg 36) and investigators have investigatory constraints such as confidentiality obligations (reg 11) and a prohibition on using force (reg 14).
The public and media. Courts of inquiry are required to be open to the public (reg 25(1)), and the Minister must cause findings to be published in the Gazette (reg 34(2)). MAST may also publish investigation reports (reg 16(4)). This creates reputational exposure for affected persons.
Entities that contract with owners or operators (marine surveyors, consultants) are indirectly affected by assessor restrictions (reg 36) and by court powers to require production of documents (regs 27-28). The regulations therefore create direct obligations for vessel masters and owners, substantive investigatory exposure for responsible persons and other witnesses, and potential administrative and reputational consequences for parties to inquiries.
Key duties and rights
The Regulations set out discrete duties, investigatory powers and procedural rights. Below are the practical items that parties must observe and the protections they may rely on.
Key duties:
Immediate reporting duty on masters. A master must report a maritime incident "by the quickest practicable means" to MAST (reg 6(1)). Non-compliance attracts a monetary penalty (reg 6(1)). The reporting standard is operationally urgent but legally imprecise, which imposes a compliance judgement on masters about what "quickest practicable means" and "as soon as practicable" entail (reg 6(1)-(2)).
Owners to report loss/presumption/abandonment. Owners must report loss, presumed loss or abandonment of a vessel as soon as practicable after awareness (reg 6(2)). There is a statutory defence where the master has already reported (reg 6(3)).
Cooperation with investigators. Investigators have express powers to request demonstrations, information and answers from persons on the vessel or premises (reg 13(g)). Investigators can also copy documents, take samples and make recordings (reg 13(a)-(f)). While the regulations empower investigators to "require" responses, the enforcement mechanism for refusal in an investigatory context is not specified in the regulations themselves; the regulations criminalise obstruction of investigators (reg 15(1)) but explicitly exclude withholding of consent to entry as obstruction (reg 15(2)).
Key rights and protections:
Consent and its documentation. Entry onto a vessel or premises requires consent of the responsible person unless one of two exigencies applies (imminent departure from the State or risk of evidence removal/destruction) (reg 12(4)(a)-(b)). If consent is given, the investigator must request a written acknowledgement that it was voluntary and that the person knew they could refuse (reg 12(5)). This creates a record that may be relevant in later proceedings or challenges.
Confidentiality of evidence. Investigators must not divulge evidence they record except to the person who provided it, to a court of inquiry, or to MAST, unless necessary for exercising a power or function under the regulations (reg 11(1)). Recipients of evidence have the same rights and obligations as the investigator (reg 11(2)).
Procedural rights in relation to reports. If an investigation report relates to a person's affairs "to a material extent", that person must be given a copy and has 30 days to make written submissions; the investigator may amend the report at their discretion to reflect those submissions (reg 16(3)(a)-(c)). This provides a formal opportunity to respond before MAST receives the final report (reg 16(2)(b)).
Court process rights. Persons with an interest may appear before a court of inquiry (reg 20(1)); others may be granted leave (reg 20(2)). Parties may be represented (reg 26). Courts are open to the public (reg 25(1)), and their procedures are largely governed by the Commissions of Inquiry Act provisions specified (reg 25(2)), which will carry statutory procedural protections from that Act.
Appeal and review. A person aggrieved by a court of inquiry finding may apply for review to the Magistrates Court (Administrative Appeals Division) (reg 32(1)-(2)). Findings under reg 31 are reviewable decisions as defined by the Magistrates Court Act (reg 32(2)).
Limits on use of force. Investigators are expressly not authorised to use physical force in respect of any person or object in carrying out entries, inspections or other functions (reg 14).
Operational constraints and discretions:
MAST’s discretion to investigate is structured but broad; it must have regard to listed matters (its functions, seriousness, other agencies' actions, foreign agency interests, pending civil/coronial/criminal proceedings) but is not required to investigate every incident (reg 7(2)). MAST may also investigate incidents even if they were not reported directly to it (reg 5).
Courts of inquiry cannot themselves directly cancel or suspend authorisations but may "request in writing" that MAST take such actions under the Act (reg 30(1)). This is an administrative referral mechanism rather than a direct regulatory sanction by the court.
Finally, assessors may be appointed to assist courts (reg 35) but must not act where they have prior surveyor roles, are retained by a party, or have pecuniary interests in the subject matter; breach is criminalised but does not automatically void proceedings (reg 36).
Penalties and enforcement
The regulations create both criminal offences (with fines) and administrative enforcement mechanisms. The primary enforcement levers are criminal penalties in penalty units, investigator powers of inspection and evidence collection, court of inquiry procedural powers including subpoenas, and courts' ability to require parties to pay MAST's costs and to request administrative sanctions.
Monetary penalties:
Reporting offences. A failure by a master to report a maritime incident to MAST is an offence with a maximum fine of 20 penalty units (reg 6(1)). Failure by an owner to report loss/presumed loss/abandonment is also an offence punishable by a fine not exceeding 20 penalty units (reg 6(2)). The owner has a defence if they reasonably believed the master had already reported (reg 6(3)).
Obstruction and improper influence. A person must not obstruct, hinder, threaten, attempt to intimidate, or attempt to improperly influence an investigator. Contravening reg 15(1) carries a penalty of up to 20 penalty units. The regulations clarify that withholding consent for an inspection is not obstruction (reg 15(2)), which narrows the reach of the obstruction offence in practice.
Restrictions on assessors. A person acting as an assessor in proceedings where they have acted as marine surveyor, are retained as surveyor by a party, or have a pecuniary interest faces a penalty of up to 10 penalty units (reg 36(1)). Despite the penalty, reg 36(2) provides that proceedings are not invalidated solely because an assessor contravened the prohibition.
Administrative enforcement and remedies:
Investigators’ powers. Investigators authorised by MAST (reg 8) have powers to board and inspect vessels and premises (reg 12), copy documents, take samples, require demonstrations and answers (reg 13). Those powers are primarily fact-gathering tools. The regulations do not specify direct fines for refusing to answer an investigator’s questions; the enforcement route for obtaining testimony would be via a subpoena from a court of inquiry (reg 27) or potentially through obstruction charges if conduct amounts to obstruction under reg 15.
Subpoenas and production orders. Courts of inquiry can issue subpoenas to compel attendance and production of documents (reg 27). Parties may issue notices to other parties to produce documents or admit documents, and failure to comply permits the issuing party to give secondary evidence (reg 28). The court may also authorise persons to inspect vessels and premises relevant to its inquiry (reg 23(c)-(d)).
Orders and costs. A court of inquiry may, in its findings and decisions, request in writing that MAST take administrative actions available under the Act (cancellation, suspension, downgrading of marine authorisations, detention or release of vessels) (reg 30(1)). The court may also require a party to pay "all or any part of the costs reasonably incurred by MAST in investigating the maritime incident" (reg 30(2)) and such amounts are recoverable as a debt (reg 30(3)). The request for administrative actions is a non-binding referral in form; it asks MAST to exercise statutory powers under the Act.
Publication and reputational enforcement:
MAST may publish investigation reports (reg 16(4)). The Minister must cause court findings and decisions to be published in the Gazette and may publish them by other means (reg 34(2)). The Minister may also refer findings to other Ministers, authorities or international bodies (reg 34(3)), creating further regulatory or diplomatic exposure beyond fines and administrative measures.
Enforcement mechanics and limits:
The regulations use penalty units for monetary sanctions but do not specify the dollar amount for a penalty unit; that is governed by separate statutes and is not set out in the regulations provided. The regulations therefore set maximum exposure in penalty units but not directly in dollars.
Investigators lack statutory powers to use physical force (reg 14) and may only enter without consent under very limited circumstances (risk of leaving the State or destruction of evidence, reg 12(4)(b)(i)-(ii)). This constrains enforcement tactics.
The principal enforcement against non-cooperative witnesses appears to be the court of inquiry's subpoena powers and the potential for obstruction charges; the investigator's day-to-day tools are primarily investigatory rather than coercive.
How it interacts with other laws
The regulations are an instrument under the Marine and Safety Authority Act 1997 (the Act), and they interact with multiple other statutes and administrative frameworks. The instrument references specific statutory materials and embeds cross-references to other Acts for procedural and appeal mechanisms.
Primary statutory relationship:
Marine and Safety Authority Act 1997. The regulations define terms by reference to the Act (reg 3), authorise MAST to investigate maritime incidents under the regulations (reg 5) and provide that courts of inquiry may request MAST to exercise powers available to it under the Act (reg 30(1)). The regulations therefore operate as subsidiary regulatory detail to the Act’s statutory framework.
Administrative law and procedural statutes:
Commissions of Inquiry Act 1995. The regulations apply, except where the regulations provide otherwise, Parts of the Commissions of Inquiry Act to courts of inquiry as if the court were a Commission under that Act, and specified sections (8, 33, 36, 37) apply (reg 25(2)). This imports established inquiry procedures, including powers to summon witnesses and procedural rules, subject to the modifications the regulations make.
Magistrates Court (Administrative Appeals Division) Act 2001. The regulations make decisions of courts of inquiry reviewable by the Magistrates Court (Administrative Appeals Division) and declare such findings to be reviewable decisions for that Act (reg 32(1)-(2)). That provides a statutory appellate avenue.
Cross-jurisdiction and agency interfaces:
Commonwealth, State and Territory agencies. In deciding whether to investigate, MAST must consider whether another State or Commonwealth agency is taking or is likely to take appropriate action (reg 7(2)(c)). MAST must also consider interests of equivalent agencies in other jurisdictions (reg 7(2)(d)). Courts may refer findings to any Minister, Authority or Agency of the Commonwealth, State or Territory, and to international maritime organisations (reg 34(3)). This creates pathways for coordination and referral across jurisdictions.
National Regulator and marine authorisations. The definition of "marine authorisation" includes certificates, licences or permits issued under the Act or by the National Regulator (reg 30(4)). Courts can request that MAST take action under the Act in relation to such authorisations (reg 30(1)). This means decisions may trigger follow-on action by the National Regulator or domestic bodies administering national credentials, to the extent these are captured by the Act and administered in practice.
Evidence and legal procedure:
Evidence rules and tribunal process. Investigators are not bound by rules of evidence or formal procedures while fact-gathering (reg 10). By contrast, courts of inquiry operate under the Commissions of Inquiry Act provisions, which supply a structured process for hearings. Findings in courts of inquiry are subject to administrative review (reg 32).
Publication and Gazette requirements:
The Minister must publish findings or decisions in the Gazette (reg 34(2)), and the instrument itself was notified in the Gazette on its commencement date. Publication requirements may trigger other legal or commercial consequences, including statutory reporting obligations or standing in civil or criminal proceedings.
Limitations and unresolved interactions:
The regulations use terms such as "navigable waters" and "penalty units" that are contextsensitive and defined elsewhere. The regulations do not define the quantum of a penalty unit or the precise geographic bounds of navigability; those definitions must be sought in other statutory instruments (for example, the Interpretation Act or other maritime statutes).
Where the regulations oblige investigators to "require" answers or demonstrations (reg 13(g)) but do not set out compulsion mechanisms at the investigator stage, the practical mechanism to compel evidence may be the court of inquiry's subpoena power (reg 27) and the general coercive apparatus of the Commissions of Inquiry Act, as applied by reg 25(2). The regulations do not create additional criminal penalties for non-cooperation beyond the obstruction offence (reg 15).
Overall, the regulations are designed to function within an ecosystem of administrative, prosecutorial and tribunal statutes; their operative effect depends on the complementary powers of MAST under the Act, the Commissions of Inquiry Act procedures, and the capacity of courts to enforce subpoenas and make findings that lead to administrative action.
Amendment history
The text provided contains the original enactment and commencement information but does not list subsequent amendments. What the regulations record is:
Short title and commencement. The instrument is cited as the Marine and Safety (Maritime Incidents) Regulations 2017 and took effect on 29 November 2017 (regs 1-2).
Gazette notification. The instrument was notified in the Gazette on 29 November 2017 (final line of the instrument).
No amending provisions, schedules of amendments, or later dates of assent/variation are included in the text supplied. Therefore, based solely on the material provided, the regulations should be treated as the 2017 instrument commencing 29 November 2017 without recorded amendments in this text.
Practically, users must be aware that:
Penalty units and definitions such as "navigable waters" and references to other Acts could be affected by later legislative changes. The instrument uses penalty units but does not specify the monetary value; changes to the value of a "penalty unit" or to the Interpretation Act generally would affect the financial exposure under regs 6, 15 and 36 without any change to this instrument itself.
References to other Acts (the Marine and Safety Authority Act 1997, the Commissions of Inquiry Act 1995, the Magistrates Court (Administrative Appeals Division) Act 2001) mean that amendments to those statutes will change the operation of these regulations. For example, changes to the Commissions of Inquiry Act’s specified sections would change how courts of inquiry operate under reg 25(2).
Administrative practice changes , for example, MAST’s internal authorisation and publication practices , will affect how the regime operates in practice without changing the text of the regulations. The regulations give MAST discretionary roles (reg 7) and publication powers (reg 16(4)), which can be exercised differently over time.
Because the provided instrument does not include any later amending instruments or a consolidated version with amendment notes, anyone relying on this analysis for contemporary compliance should check the current consolidated text on the official statutes register and any subordinate instruments or practice directions issued by MAST or the Minister since 2017.
Litigation history
The provided text of the regulations contains no references to litigation, case law, or judicial decisions interpreting the instrument. It does cite other statutes governing appeals and inquiry processes (notably the Magistrates Court (Administrative Appeals Division) Act 2001 and the Commissions of Inquiry Act 1995) but the instrument itself does not identify any cases, judicial interpretations, or contested decisions.
Consequently, based solely on the materials given:
There is no litigated history recorded in the instrument for the regulations themselves.
No judicial precedents are identified that construe key definitions (such as "maritime incident", "serious injury", "serious degree", or "navigable waters") or the scope of investigatory powers under regs 12-13.
There are no reported disputes in the text about the operation of consent, the voluntariness acknowledgment requirement (reg 12(5)), or the interplay between investigator powers and the Commissions of Inquiry Act.
For legal practice:
Interpreting uncertain provisions (for example, the threshold for "serious degree", the meaning of "the quickest practicable means" for reporting, or the extent of a person’s obligation to answer an investigator) will require checking case law after 2017, guidance published by MAST, or official policy statements. Such materials are not in the provided text and therefore are beyond the scope of this analysis.
Users who need to know how courts have treated these regulations should perform a targeted search of Tasmanian and Australian case law databases for decisions that reference the Marine and Safety (Maritime Incidents) Regulations 2017, the Marine and Safety Authority Act 1997, or decisions of the Magistrates Court in its Administrative Appeals Division involving courts of inquiry under this instrument. This step is necessary because the instrument alone does not disclose any adjudicative history.
Gotchas
The regulations include several provisions where operational or legal surprises may arise. Below are discrete "gotchas" grounded in the text that parties should note.
Reporting thresholds hinge on "serious injury" and "serious degree". The definition of "serious injury" explicitly excludes superficial injuries and injuries for which a reasonably healthy person would not seek medical care beyond basic first aid (reg 3). Similarly, "serious degree" captures risks of navigation hazard, non-superficial damage, serious environmental harm, or safety at serious risk (reg 4(3)). This means many incidents that feel serious to lay participants (for example, minor collisions or injuries treated with basic first aid) may fall outside the reporting obligation. The determination is fact-specific and the regulations place the reporting burden on masters and owners (reg 6).
"By the quickest practicable means" and "as soon as practicable" are imprecise legal standards. Masters and owners must judge urgency (reg 6(1)-(2)). That imprecision creates compliance risk: a prosecution for failure to report will likely turn on what was practicable in the circumstances, but the regulation gives no checklist or time-stamping requirement. However, MAST’s investigative letter requirement for consent (reg 12(5)) creates a contemporaneous documentary hook that may be relevant in disputes.
Investigators may "require" persons to answer questions (reg 13(g)) but the regulations do not give investigators coercive powers equivalent to a court’s subpoena. Practical compulsion likely depends on using a court of inquiry to issue a subpoena (reg 27). The regulator’s day-to-day investigatory role is strong in terms of fact-gathering powers but, absent judicial compulsion, may rely on cooperation or follow-up legal processes.
Consent for entry is safeguarded but not balanced by a clear power to enter without consent. Investigators may board vessels or enter premises only with the responsible person's consent, or where they reasonably believe the vessel will leave the State or evidence is in danger of removal or interference (reg 12(4)). This means timing and evidence-preservation are crucial. The requirement that investigators obtain a written acknowledgment if consent is given (reg 12(5)) is an operational detail that can create evidentiary leverage later.
Withholding consent is not obstruction (reg 15(2)). Parties may refuse consent without committing the obstruction offence, but refusal can still result in investigators seeking a court of inquiry and subpoenas. The regulation thus separates the choice to refuse immediate entry from later legal consequences, but a refusal may delay investigative access and raise suspicion.
Investigators are not bound by rules of evidence and may "inform themselves in any way" (reg 10). That gives broad investigatory discretion to collect and compile materials, but confidentiality rules limit dissemination to the person who provided evidence, MAST, or a court of inquiry (reg 11). Parties should be aware that investigatory records may be used in administrative or court proceedings and that investigators’ fact-finding is admissible subject to the process that follows.
Courts of inquiry cannot themselves directly cancel or suspend authorisations; they can only request MAST do so (reg 30(1)). A court's request is not an automatic administrative action; it triggers an administrative exercise of power by MAST under the Act. Parties relying on a court to produce immediate regulatory relief should plan for the additional step of MAST action.
Public hearings and Gazette publication. Courts of inquiry must be open to the public (reg 25(1)) and the Minister must publish findings in the Gazette (reg 34(2)). Investigations and inquiries may therefore have significant reputational consequences even if they result only in recommendations. The regulations permit MAST to publish investigation reports too (reg 16(4)).
Penalties measured in penalty units. Monetary exposure is expressed in penalty units (regs 6, 15, 36). Users must check the current statutory value of a penalty unit and any inflation-linked adjustments in separate legislation. The instrument itself does not give dollar amounts.
Assessors' conflict rules have criminal sanctions but do not void proceedings. An assessor who has acted as a vessel’s marine surveyor, is retained by a party, or has a pecuniary interest faces a penalty (reg 36(1)) yet reg 36(2) states that proceedings are not necessarily invalid because of such a contravention. This preserves finality of inquiries but leaves open remedies such as costs or damages in separate proceedings.
Being alive to these practical and legal traps will help owners, masters and advisers manage regulatory risk under the regulations.
How to comply
Compliance under these regulations is primarily about reporting, preserving evidence, cooperating with properly authorised investigations while protecting legal rights, and responding to inquiry processes. The following is a practical, text-grounded checklist for those who own, operate or manage vessels in navigable waters.
Risk assessment and internal reporting protocols
Establish and document an incident-response protocol that identifies events likely to meet the "maritime incident" definition (reg 4). Pay particular attention to deaths, serious injuries (as narrowly defined at reg 3), loss or abandonment of vessels, and any occurrence that might be a "serious degree" event as described at reg 4(1)(b)-(3).
Train masters and key crew to understand the "quickest practicable means" reporting obligation and to log the moment of awareness. The regulations impose reporting obligations on masters and owners (reg 6(1)-(2)), and a defensive contemporaneous record will be useful if compliance is questioned.
Reporting mechanics
Ensure the master has clear instructions on how to contact MAST immediately after an incident. The regulations require the master to report by the quickest practicable means (reg 6(1)) and the owner to report loss/presumed loss/abandonment as soon as practicable after awareness (reg 6(2)).
If the owner becomes aware that the vessel is lost or abandoned, report promptly and keep documentary evidence of the time and manner of reporting. If the master has already reported, the owner can rely on the statutory defence in reg 6(3).
Evidence preservation
Secure the vessel and any relevant equipment to avoid evidence loss or destruction. Investigators may only enter without consent if they reasonably believe the vessel will leave the State or evidence is at risk of removal or destruction (reg 12(4)(b)(i)-(ii)). Preventing loss of evidence reduces the risk of investigators invoking exigent-entry powers.
Create a chain-of-custody process for photographs, logbooks, electronic data recorders, time stamps, witness statements and medical reports. Investigators are authorised to take copies, measurements and samples (reg 13); capturing contemporaneous, verifiable records helps protect your position.
Dealing with investigators
Verify the investigator’s letter of authority before cooperating. MAST must provide investigators with a letter specifying their authority in an approved form (reg 8(4)). Ask to see and retain a copy.
If asked for consent to board or inspect, consider whether to grant consent. If consent is granted, provide the written acknowledgement requested by the investigator that consent was voluntary and that the person knew they could refuse (reg 12(5)).
Be aware that withholding consent is not an offence per reg 15(2). Nonetheless, refusal may lead to investigators seeking a court of inquiry and subpoenas. Balance operational needs against the potential for delay or a court process.
Handling requests for information or demonstrations
If an investigator "requires" demonstrations, information or answers (reg 13(g)), consider immediate legal advice. The regulations do not specify a direct criminal penalty for refusing to answer an investigator, and the appropriate mechanism for compulsion may be a subpoena from a court of inquiry (reg 27).
Record all interactions with investigators, including what was requested, how you responded, and whether any documents were copied or samples taken (reg 13(a)-(f)). Preserve originals where possible.
Confidentiality and publicity management
Recognise that investigators must not divulge recorded evidence except to the person who provided it, a court of inquiry, or MAST, unless necessary to exercise powers (reg 11). However, MAST may publish reports (reg 16(4)) and the Minister must publish court findings in the Gazette (reg 34(2)). Prepare a communications strategy in advance for potential public disclosure.
Responding to an investigation report
If an investigation report relates to your affairs "to a material extent", you must be given a copy and you have 30 days to provide written information or comments (reg 16(3)(a)-(b)). Use this statutory right: collate submissions, correct factual errors, and ask for amendments where appropriate (reg 16(3)(c)).
If a court of inquiry is convened
If you receive a notice of inquiry, treat it as a formal process. The notice must specify the subject, time and place, and matters to be raised (reg 22(2)). You are entitled to appear if you have an interest (reg 20(1)) and to be represented (reg 26).
Anticipate subpoenas (reg 27), requests for production of documents from other parties (reg 28), and potential orders that you pay MAST’s investigative costs (reg 30(2)). Ensure lawyers are prepared for administrative hearings governed by the Commissions of Inquiry Act as applied by reg 25(2).
Assessors and conflicts
If you are an assessor or intend to propose an assessor, avoid conflicts described in reg 36. Acting as an assessor where you are a marine surveyor for a relevant vessel, are retained by a party, or have a pecuniary interest will incur a penalty (reg 36(1)) and may expose you to other professional consequences.
Record-keeping and policy updates
Maintain incident logs, communications with MAST, and all evidence gathered during incidents. Good records underpin compliance with reporting obligations and facilitate responses to investigators or courts.
Review policies periodically, especially if the definitions or penalty-unit values change in other legislation.
In short, compliance is about rapid, documented reporting; preserving and documenting evidence; measured cooperation with investigators while protecting legal rights; using the 30-day comment right on reports; and preparing for public exposure if an inquiry is called. Legal advice should be sought early in any significant incident to manage investigatory risk and the court/inquiry process.
(1) For the purposes of these regulations, a maritime incident is –
(a) the occurrence, in waters that are navigable, of any of the following:
(i) the death or serious injury of a person on board a vessel;
(ii) the death or serious injury of a person caused by a vessel;
(iii) the loss overboard, or presumed loss overboard, of a person from a vessel;
(iv) the loss, or presumed loss, of a vessel (whether from sinking, structural failure, explosion, fire or otherwise);
(v) the abandonment of a vessel;
(vi) the theft, hijacking or suspicious disappearance of a vessel; or
(b) the occurrence, in waters that are navigable, of any of the following to a serious degree:
(i) the collision, or near collision, of a vessel with another vessel or any object;
(ii) the grounding or stranding of a vessel;
(iii) the flooding or swamping of a vessel;
(iv) the capsizing or complete roll-over of a vessel;
(v) a loss of stability of a vessel affecting the safety of the vessel (whether from shifting cargo or ballast or other causes);
(vi) a loss of steerage or propulsion on a vessel;
(vii) the disablement of a vessel to the extent that it requires assistance;
(viii) a structural failure in the hull or superstructure of a vessel;
(ix) damage caused to or by a vessel;
(x) a fire, explosion or emergency involving dangerous substances on a vessel;
(xi) the loss overboard of a shipping container, or other major item or quantity of cargo, from a commercial vessel;
(xii) the loss overboard of spars, or rigging or other major items of equipment, from a sailing vessel;
(xiii) the loss overboard of nets, dredges, cables or other major items of equipment, from a commercial fishing vessel.
(2) For the purposes of subregulation (1) , it is immaterial whether the relevant vessel is under way or secured at the time of the relevant occurrence.
(3) In this regulation –
secured, in relation to a vessel, means –
(a) riding at anchor (other than a sea anchor); or
(b) tied up to a mooring, moored raft or moored pontoon; or
(c) tied up to a jetty, wharf or breakwater; or
(d) berthed in a marina; or
(e) secured to a vessel to which paragraph (a) , (b) , (c) or (d) applies; or
(f) connected up to something such as a crane, slipway cradle or trailer winch in order to be put into or taken out of the water;
serious degree, in relation to an occurrence, means to such a degree that –
(a) a navigation hazard is or is realistically likely to be created as a result of the occurrence; or
(b) a vessel sustains, or is realistically in danger of sustaining, damage that is not merely superficial as a result of the occurrence; or
(c) the environment sustains, or is realistically in danger of sustaining, serious harm as a result of the occurrence; or
(d) the safety of any person is at serious risk as a result of the occurrence.
5 Power to investigate maritime incident
5 Power to investigate maritime incident
For the purposes of these regulations, MAST may investigate a maritime incident under these regulations whether or not the maritime incident is directly reported to MAST.
Part 2 Reporting and Investigation of Maritime Incidents
Part 2 Reporting and Investigation of Maritime Incidents
6 Masters, &c., to report maritime incidents
6 Masters, &c., to report maritime incidents
(1) If a maritime incident occurs in respect of a vessel, the master of the vessel must report the maritime incident to MAST by the quickest practicable means.
Penalty: Fine not exceeding 20 penalty units.
(2) If a vessel is lost, presumed lost or abandoned, the owner of the vessel must report this situation to MAST by the quickest practicable means as soon as practicable after the owner becomes aware of the situation.
Penalty: Fine not exceeding 20 penalty units.
(3) It is a defence in proceedings for an offence under subregulation (2) if the defendant establishes that he or she knew, or reasonably believed, that the master of the vessel had already reported the situation to MAST.
7 MAST may investigate maritime incidents
7 MAST may investigate maritime incidents
(1) MAST may investigate any maritime incident –
(a) reported to it under regulation 6 ; or
(b) on its own motion.
(2) In deciding whether to investigate a maritime incident, MAST is to have regard to –
(a) its statutory functions; and
(b) the apparent nature and seriousness of the maritime incident; and
(c) whether appropriate and adequate investigative action has been, is being or is likely to be taken in respect of the maritime incident by another agency of the State or an agency of the Commonwealth; and
(d) any interest that an agency in another jurisdiction that is equivalent to MAST may have in the matter; and
(e) whether any civil, coronial or criminal proceedings have been instituted in the matter; and
(f) any other matters it considers relevant.
8 Authorisation of investigator
8 Authorisation of investigator
(1) If MAST decides to investigate a maritime incident under regulation 7 , MAST is to authorise a person as an investigator for the purposes of that investigation.
(2) A person authorised as an investigator under subregulation (1) may be –
(a) a person employed or engaged under section 19 of the Act; or
(b) a State Service officer or State Service employee, if the Head of the State Service Agency by which the officer or employee is employed agrees to the authorisation; or
(c) a person that MAST is satisfied holds relevant expertise.
(3) If subregulation (2)(b) applies, the investigator may perform the role of investigator in conjunction with State Service employment.
(4) For the purposes of the investigation, MAST is to furnish the investigator with a letter, specifying the authority of the investigator, in an approved form.
(5) The investigator is to investigate the maritime incident that he or she is authorised to investigate so as to establish –
(a) the circumstances in which the maritime incident occurred; and
(b) the cause of the maritime incident.
(6) An authorisation under this regulation may be revoked by MAST on reasonable grounds at any time.
9 Preliminary notice of investigation
9 Preliminary notice of investigation
Before investigating a maritime incident, an investigator, by written notice, is to notify or make a reasonable attempt to notify the following persons of the investigation:
(a) the master of each vessel known, or believed, by MAST to have been involved in the maritime incident;
(b) the owner of each vessel known, or believed, by MAST to have been involved in the maritime incident, or such owner's agent.
10 General conduct of investigation
10 General conduct of investigation
In investigating a maritime incident, an investigator –
(a) is not bound to act formally; and
(b) is not bound by the rules of evidence; and
(c) may inform himself or herself on any matter in any way he or she thinks fit; and
(d) may make a record of evidence given by a person.
11 Confidentiality of evidence
11 Confidentiality of evidence
(1) An investigator who makes a record of evidence under regulation 10(d) must not, except as may be necessary to exercise a power or perform a function under these regulations, divulge that evidence or any part of it to any person other than –
(a) the person who provided the evidence; or
(b) a court of inquiry in respect of the maritime incident; or
(c) MAST.
(2) A person to whom evidence is divulged under this regulation has the same rights and obligations as if the person were the investigator.
12 Powers of entry by investigator
12 Powers of entry by investigator
(1) In this regulation –
responsible person means –
(a) in the case of a vessel, the owner or master of the vessel; and
(b) in the case of premises, the owner or occupier of the premises.
(2) An investigator who is investigating a maritime incident may, on production of his or her letter of authority –
(a) board and inspect any vessel that he or she has reasonable grounds to believe was, or may have been, involved in the maritime incident; and
(b) enter and inspect any premises where he or she has reasonable grounds to believe there is, or may be, evidentiary material that is relevant to the maritime incident.
(3) The power under subregulation (2) may be exercised –
(a) at any reasonable time of the day or night; and
(b) using such personal and material assistance as the investigator reasonably considers necessary.
(4) The power under subregulation (2) may only be exercised by an investigator if the investigator –
(a) has the consent of the responsible person in respect of the vessel, or premises, to be inspected; or
(b) reasonably believes that –
(i) the vessel to be inspected is likely to leave the State before a consent can be obtained; or
(ii) the evidence located in the vessel, or premises, to be inspected is in danger of being removed, destroyed or interfered with before a consent can be obtained.
(5) If a responsible person has given consent under subregulation (4)(a) , the investigator who obtained the consent must request a written acknowledgment from the responsible person specifying –
(a) that the consent was given voluntarily; and
(b) that the responsible person was aware that he or she could refuse to give the consent; and
(c) the time and date at or on which the consent was given.
13 Powers of inspection by investigator
13 Powers of inspection by investigator
An inspector who is investigating a maritime incident may, after boarding a vessel or entering premises under regulation 12 , do any one or more of the following:
(a) inspect any object or document found on the vessel or premises;
(b) take copies of, and make extracts from, any document found on the vessel or premises;
(c) take measurements;
(d) make notes and sketches;
(e) take photographs and make video and audio recordings;
(f) take samples of substances away for analysis;
(g) require a person on the vessel or premises to provide a demonstration, furnish information or answer questions;
(h) require a person on the vessel or premises to open and, if necessary, unlock any –
(i) door, gate, hatch, bulkhead or other kind of barrier; or
(ii) locker, hold or other kind of container;
(i) require a person on the vessel or premises to undo and, if necessary, move any tarpaulin, sheeting or other covering.
14 Use of force during investigation
14 Use of force during investigation
Nothing in regulation 12 or 13 authorises an investigator to use physical force in respect of any person or object.
15 Offence to obstruct, &c., investigator
15 Offence to obstruct, &c., investigator
(1) A person must not –
(a) obstruct or hinder; or
(b) threaten; or
(c) attempt to intimidate; or
(d) attempt to improperly influence –
an investigator who is carrying out an investigation.
Penalty: Fine not exceeding 20 penalty units.
(2) For the avoidance of doubt, the withholding of a consent under regulation 12 does not constitute obstruction or hindrance of an investigation for the purposes of this regulation.
16 Reports
16 Reports
(1) An investigator must give MAST an interim report at any time during an investigation if –
(a) MAST requests such a report; or
(b) the investigator considers that urgent or special circumstances make the preparation of such a report necessary or advisable.
(2) As soon as practicable after an investigation into a maritime incident is complete, the investigator is to –
(a) prepare a report setting out the results of the investigation; and
(b) subject to subregulation (3) , give the investigation report to MAST.
(3) If an investigation report prepared under subregulation (2) relates to a person's affairs to a material extent –
(a) the investigator is to give the person a copy of the investigation report; and
(b) within 30 days after being given that copy, the person may give the investigator written information or comments on the investigation report; and
(c) the investigator, at his or her discretion, may amend the investigation report consequent on the receipt of any such information or comments.
(4) MAST may cause a report prepared under this regulation to be printed and published in such ways as it considers appropriate.
(5) In th
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