PROFIT AND LOSS ACCOUNT AND BALANCE SHEEPROFIT AND LOSS ACCOUNT AND BALANCE SHEET OF A FUTURES BROKER WHO IS NOT A BODY CORPORATE

PROFIT AND LOSS ACCOUNT AND BALANCE SHEET OF A FUTURES BROKER WHO IS NOT A BODY CORPORATE

Where the futures broker is a natural person, give —

(a) full name of the person: .................................

(b) futures broker’s licence number: ..........................

Where the futures broker is a partnership, give —

(a) full name of the partnership: .............................

(b) full names of each member of the partnership: ...............

......................................................

(c) futures broker’s licence number of each member of the partnership:

......................................................

DIRECTIONS

1. In addition to the information specifically required, include any other information and explanations necessary to present a true and fair view of the financial position of each person concerned or of the partnership concerned.

2. Full disclosure is required under Notes 1 to 11 (inclusive). Where necessary annex a supporting schedule.

3. The term “associated person” means a person who is, within the meaning of section 6 of the Futures Industry Act 1986, associated with the futures broker.

4. The term “immediate family” means the spouse and children of the futures broker.

5. The term “current asset” means an asset that, in the ordinary course of events, is expected to be realised within 12 months after the end of the financial year to which the accounts relate.

6. The term “current liability” means a liability that would, in the ordinary course of events, be payable within 12 months after the end of the financial year to which the accounts relate.

7. The term “secured amounts” includes amounts secured by equitable charges and charges whether registered or unregistered.

8. The term “independently valued”, in relation to freehold property, means valued by a person who is skilled in the valuation of freehold property, not being a person who is, within the meaning of section 6 of the Futures Industry Act 1986, associated with the futures broker.

9. Where persons are carrying on the business of futures broker in partnership under one licence, give the particulars required by this form in respect of each of those persons.

BALANCE SHEET AS AT 30 JUNE 19..

<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><thead><tr><td colspan="2" style="width:164.7pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; text-align:center"><span></span></p></td><td style="width:31.75pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:14pt; margin-bottom:3pt"><span>Notes</span></p></td><td style="width:74.25pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; text-align:center"><span>Last financial year 19</span><span style="width:3.71pt; display:inline-block"></span></p></td><td colspan="2" style="width:67.8pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; text-align:center"><span>This financial year 19</span><span style="width:3.04pt; display:inline-block"></span></p></td></tr><tr style="height:16pt"><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:justify"><span></span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:justify"><span></span></p></td><td style="width:74.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:center"><span>$</span></p></td><td colspan="2" style="width:67.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:center"><span>$</span></p></td></tr></thead><tbody><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span>Proprietors’ funds</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:74.25pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td colspan="2" style="width:67.85pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td></tr><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span>Represented by:</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:74.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td colspan="2" style="width:67.85pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td></tr><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span>Current assets</span><span> </span><span>—</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:74.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td colspan="2" style="width:67.85pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td></tr><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Government and semi-government securities (market value this financial year $</span><span> </span><span></span><span>last financial year $</span><span> </span><span>)</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:74.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td colspan="2" style="width:67.85pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td></tr><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Certificates of deposit at a bank</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:74.25pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td colspan="2" style="width:67.85pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td></tr><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Securities listed on a stock exchange (market value this financial year $</span><span style="width:2.26pt; text-indent:0pt; display:inline-block"> </span><span>last financial year $</span><span> </span><span>)</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:40pt; text-align:justify"><span>1</span></p></td><td style="width:74.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td colspan="2" style="width:67.85pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td></tr><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Bills of exchange</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span>2</span></p></td><td style="width:74.25pt; border-top:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td colspan="2" style="width:67.85pt; border-top:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td></tr><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt; page-break-after:avoid"><span>Amounts owed by</span><span> </span><span>—</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-after:avoid"><span>3</span></p></td><td style="width:74.25pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-after:avoid"><span></span></p></td><td colspan="2" style="width:67.85pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-after:avoid"><span></span></p></td></tr><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt; page-break-inside:avoid; page-break-after:avoid"><span>Futures brokers (after providing for doubtful debts this financial year $</span><span style="width:5.22pt; text-indent:0pt; display:inline-block"> </span><span>last financial year $</span><span> </span><span>)</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid"><span></span></p></td><td style="width:74.25pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid"><span></span></p></td><td colspan="2" style="width:67.85pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid"><span></span></p></td></tr><tr><td colspan="2" style="width:164.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Clients (after providing for doubtful debts this financial year $</span><span style="width:10.21pt; text-indent:0pt; display:inline-block"> </span><span>last financial year $</span><span> </span><span>)</span></p></td><td style="width:31.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:74.25pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td colspan="2" style="width:67.85pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Partners’ immediate families, family companies and trusts (after providing for doubtful debts this financial year $</span><span> </span><span></span><span>last financial year $</span><span> </span><span>)</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="border-top:0.75pt solid #000000; vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Employees, employees’ immediate families, family companies and trusts (after providing for doubtful debts this financial year $</span><span> </span><span></span><span>last financial year $</span><span> </span><span>)</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span style="width:7.1pt; text-indent:0pt; display:inline-block"></span><span>Other associated persons (after providing for doubtful debts this financial year $</span><span> </span><span>.......... last financial year $</span><span> </span><span>..........)</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-21.3pt"><span style="width:7.1pt; text-indent:0pt; display:inline-block"></span><span>Loans and deposits—</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>4</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Cash at bank and in hand (excluding balances held in clients’ segregated accounts)</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:30pt"><span>5</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Sundry debtors (after providing for doubtful debts)</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Prepayments</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-21.3pt; page-break-inside:avoid; page-break-after:avoid"><span style="width:7.1pt; text-indent:0pt; display:inline-block"></span><span>Other current assets</span><span> </span><span>— specify</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid"><span></span></p></td><td style="width:77.05pt; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt; page-break-inside:avoid; page-break-after:avoid"><span></span></p></td><td style="width:69.95pt; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt; page-break-inside:avoid; page-break-after:avoid"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span></span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Total current assets</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; margin-bottom:3pt; text-indent:-21.3pt"><span>Current liabilities—</span></p><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Bank overdraft and other bank facilities</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:26pt"><span>6</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Bills of exchange</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>2</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Amounts owed to—</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span style="width:7.1pt; text-indent:0pt; display:inline-block"></span><span>Futures brokers</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span style="width:7.1pt; text-indent:0pt; display:inline-block"></span><span>Clients</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>5</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:28.35pt; text-indent:-7.05pt"><span>Partners’ immediate families, family companies and trusts</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:28.35pt; text-indent:-7.05pt"><span>Employees, employees’ immediate families, family companies and trusts</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:28.35pt; text-indent:-7.1pt"><span>Other associated persons</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Loans and deposits</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>4, 6</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Sundry creditors</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Sundry provisions</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>7</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Other current liabilities—specify</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>6</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:35.45pt; text-indent:-7.1pt"><span style="width:7.1pt; text-indent:0pt; display:inline-block"></span><span>Total current liabilities</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:35.45pt; text-indent:-7.1pt"><span style="width:7.1pt; text-indent:0pt; display:inline-block"></span><span>Net current assets</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; margin-bottom:3pt; text-indent:-7.1pt"><span>Non-current assets:</span></p><p style="margin-top:3pt; margin-left:28.35pt; margin-bottom:3pt; text-indent:-7.1pt"><span>Investments:</span></p><p style="margin-top:3pt; margin-left:35.45pt; text-indent:-7.1pt"><span>Securities quoted on a stock exchange (market value this financial year $</span><span> </span><span></span><span>last</span></p><p style="margin-left:35.45pt"><span>financial year $ </span><span style="width:14.52pt; font-family:'Lucida Console', monospace; display:inline-block">..</span><span>)</span><span> </span><span>— at cost</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:60pt"><br><br><span>1</span></p></td><td style="width:77.05pt; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:35.45pt; text-indent:-7.1pt"><span>Securities not quoted on a stock exchange</span><span> </span><span>— at cost</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:35.45pt; text-indent:-7.1pt"><span>Furniture, fittings, equipment, motor vehicles, etc.</span><span> </span><span>— at cost, less provision for depreciation (provision for depreciation this financial year $ .... last financial year $</span><span> </span><span>)</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:28.35pt; text-indent:-7.1pt"><span>Freehold property—at cost, less provision for depreciation on building (provision for depreciation this financial year $</span><span> </span><span></span><span>last financial year $</span><span> </span><span></span><span></span><span>) (value if independently valued this financial year</span><br><span>$ </span><span style="width:26.45pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">...</span><span> last financial year</span><br><span>$ </span><span style="width:26.45pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">...</span><span> )</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt; page-break-after:avoid"><span>Amounts owed by—</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>3</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:28.35pt; text-indent:-7.1pt"><span>Partners’ immediate families, family companies and trusts</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:28.35pt; text-indent:-7.1pt"><span>Employees, employee’s immediate families, family companies and trusts</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:28.35pt; text-indent:-7.1pt"><span>Other associated persons</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:28.35pt; text-indent:-7.1pt"><span>Loans and deposits</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>4</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; margin-bottom:3pt; text-indent:-7.1pt"><span>Other non-current assets—specify</span></p><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span style="width:7.1pt; text-indent:0pt; display:inline-block"></span><span>Total non-current assets</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; margin-bottom:3pt; text-indent:-21.3pt"><span>Non-current liabilities—</span></p><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-14.2pt"><span>Bank loans</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:18pt"><span>6</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-14.2pt"><span>Other loans and deposits</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>4, 6</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-14.2pt"><span>Partners’ immediate families, family companies and trusts</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-14.2pt"><span>Employees, employees’ immediate families, family companies and trusts</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-14.2pt"><span>Other associated persons</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span>3</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-14.2pt"><span>Other non-current liabilities—specify</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><br><span>6</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Total non-current liabilities</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Net non-current assets</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:21.3pt; text-indent:-7.1pt"><span>Total net assets</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt"><span></span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td style="width:166.1pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:14.2pt; text-indent:-14.2pt"><span>Contingent liabilities and capital commitments</span></p></td><td style="width:34.55pt; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:14pt"><span>8</span></p></td><td style="width:77.05pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="width:69.95pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:4pt; padding-left:4pt; vertical-align:top"><p style="margin-top:3pt; text-indent:21.3pt"><span></span></p></td><td style="vertical-align:top"></td></tr><tr style="height:0pt"><td style="width:1.4pt"></td><td style="width:174.1pt"></td><td style="width:42.55pt"></td><td style="width:85.05pt"></td><td style="width:77.95pt"></td><td style="width:0.75pt"></td></tr></tbody></table>