NOTICE RELATING TO A REQUIREMENT TO DISCNOTICE RELATING TO A REQUIREMENT TO DISCLOSE INFORMATION TO THE COMMISSION

NOTICE RELATING TO A REQUIREMENT TO DISCLOSE INFORMATION TO THE COMMISSION

TAKE NOTICE that, in relation to a requirement made of a person under subsection (4) of section 18 of the Futures Industry Act 1986 to disclose information to the National Companies and Securities Commission, the terms of subsections (5) and (6) of that section are as follows:

“(5) A person is not excused from disclosing information to the Commission pursuant to a requirement made of the person under subsection (4) on the ground that the disclosure of the information might tend to incriminate the person.

“(6) Where a person claims, before making an oral statement disclosing information that the person is required to disclose by a requirement made of the person under subsection (4), that the statement might tend to incriminate the person, evidenced of that statement is not admissible in evidence against the person in criminal proceedings other than proceedings under this section.”.

*Dated 19 . Signature of person giving notice:

*Given under the Seal of the National Companies and Securities Commission at on this day of 19 .

*Strike out whichever is inapplicable.

Form 2 Futures Industry

(subsection 25 (1))

(subregulation 14 (1))