Schedule NOTICE OF DISALLOWANCE OF A CLAIM AGAINS - Futures Industry Regulations - NOTICE OF DISALLOWANCE OF A CLAIM AGAINST THE FIDELITY FUND OF A RELEVANT ORGANISATION

NOTICE OF DISALLOWANCE OF A CLAIM AGAINSNOTICE OF DISALLOWANCE OF A CLAIM AGAINST THE FIDELITY FUND OF A RELEVANT ORGANISATION

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NOTICE OF DISALLOWANCE OF A CLAIM AGAINST THE FIDELITY FUND OF A RELEVANT ORGANISATION

In the matter of ...............................................

...........................................................

the committee of (1) ...........................................

has considered your claim against the relevant organisation,

namely: (1) ..................................................

for compensation from the fidelity fund of that relevant organisation in respect of pecuniary loss alleged to have been suffered from a defalcation or fraudulent misuse of money or other property by the above-named *member/*partner in a member firm of this organisation of by any of the *member’s/*partner’s employees.

The committee has decided, that having regard to all available evidence, the claim should be *disallowed/*partly disallowed to the extent set out below and you are notified accordingly.

Dated 19 .

Signed ..........................

for the relevant organisation. (1)

(Include further details as appropriate)

........................................................

* Strike out whichever is inapplicable.

NOTE

(1) insert the name and address of the relevant organisation.

Form 19 Futures Industry

(subsection 149 (1))

(subregulation 33 (2))