Foreign Takeovers (Notices) Regulations (Amendment)
Commonwealth Coat of Arms of Australia
Statutory Rules 1989 No. 1781
_________
Foreign Takeovers (Notices) Regulations2
(Amendment)
I, THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice of the Federal Executive Council and under section 4 of the Acts Interpretation Act 1901, hereby make the following Regulations under the Foreign Acquisitions and Takeovers Act 1975.
Dated 28 June 1989.
BILL HAYDEN
Governor-General
By His Excellency's Command,
Paul Keating
Treasurer
______
Principal Regulations
- In these Regulations, "Principal Regulations" means the Foreign Takeovers Regulations.
Citation
- Regulation 1 of the Principal Regulations is amended by inserting "Acquisitions and" after "Foreign".
Interpretation
- Regulation 3 of the Principal Regulations is amended by omitting "Foreign Takeovers Act 1975" and substituting "Foreign Acquisitions and Takeovers Act 1975".
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(S.R. 377/88)—Cat. No. 14/2.5.1989
Prescribed forms of notice
- Regulation 4 of the Principal Regulations is amended by adding at the end the following sub regulation:
"(3) The prescribed form of notice under section 26a of the Act is Form 3 in the Schedule.".
Documents relating to agreement or arrangement
- Regulation 6 of the Principal Regulations is amended by inserting in paragraph (b) "or 26a" after "section 26".
Person signing notice
- Regulation 8 of the Principal Regulations is amended by omitting from subregulations (1) and (2) "or 26" and substituting “, 26 or 26a”.
Schedule
- The Schedule to the Principal Regulations is repealed and the following Schedule substituted:
SCHEDULE
FORM 1 Subregulation 4 (1)
Foreign Acquisitions and Takeovers Act 1975
NOTICE UNDER SECTION 25
General Directions
-
The person furnishing this Notice must annex to the Notice such documents (if any) as are required under regulations 5, 6 and 7 of the Foreign Acquisitions and Takeovers (Notices) Regulations to be annexed to this Notice.
-
Where, in relation to any matter, the space provided in this Notice is insufficient to insert the required particulars, show the particulars in a separate annexure to this Notice.
-
This Notice must be signed in the manner prescribed by regulation 8 of the Foreign Acquisitions and Takeovers (Notices) Regulations.
_________
To the Treasurer.
Notice is given under section 25 of the Foreign Acquisitions and Takeovers Act 1975 that
(a)(1).................................................................. being the person particulars in relation to whom are set out in Part I of this Notice,
– proposes (or has an option or proposes to acquire an option) to acquire shares in(2)........... being the corporation particulars in relation to which are set out in Part II of this Notice.
or
– proposes (or has an option or proposes to acquire an option) to acquire assets of an Australian business carried on by(3) being the person particulars in relation to whom are set out in Part II of this Notice.
or
– proposes to enter into an agreement with(4) ......................................
–––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––
(1) Insert name of natural person, corporation or trustee giving notice.
(2) Insert name of corporation in which person giving notice proposes to acquire shares.
(3) Insert name of person who carries on Australian business.
(4) Insert name of other party to agreement.
SCHEDULE—continued
in relation to the affairs of(5)................................................ being the corporation particulars in relation to which are set out in Part II of this Notice.
or
– proposes to enter into an agreement in relation to that person's affairs with(6)................. being the person particulars of whom are set out in Part II of this Notice.
or
proposes to enter into an arrangement (or to terminate an arrangement entered into) with(7)
...................................................................
being the person particulars in relation to whom are set out in Part II of this Notice, in relation to an Australian business carried on by(8) .....,
or
– proposes (or has an option or proposes to acquire an option) to acquire an interest in(9)............... being an interest in Australian urban land, the details of which are set out in Part II of this Notice.
or
– proposes to issue shares.
or
(b) it is proposed to alter a constituent document of(10)............................................................................... being the corporation particulars in relation to which are set out in Part I of this Notice.
Particulars relating to the relevant shares (or assets, or agreement, or arrangement, or issue of shares, or interest in Australian urban land, or constituent document) are set out in Part III of this Notice.
The particulars specified in so much of Parts I, II and III of this Notice as is applicable in accordance with the directions relating to those Parts are, to the best of my knowledge, information and belief, true and correct.
Signed by(11)...............................................................
Full name .................................................................
PART I
PARTICULARS RELATING TO PERSON GIVING NOTICE
Directions relating to Part I
-
Division 1 of this Part is to be completed where the person giving notice is a natural person.
-
Division 2 of this Part is to be completed where the person giving notice is a corporation.
-
Division 3 of this Part is to be completed where the person giving notice is a trustee.
DIVISION 1
PARTICULARS RELATING TO NATURAL PERSON GIVING NOTICE
<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><tbody><tr style="height:8.1pt"><td colspan="2" style="width:476.1pt; border-top:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="font-size:11pt"><span>Full name</span><span style="width:428.2pt; font-family:'Lucida Console', monospace; display:inline-block">................................................................</span></p></td></tr><tr><td colspan="2" style="width:476.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="font-size:11pt"><span>Country where ordinarily resident</span><span style="width:323.12pt; font-family:'Lucida Console', monospace; display:inline-block">................................................</span></p></td></tr><tr><td colspan="2" style="width:476.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="font-size:11pt"><span>Address in that country</span><span style="width:369.55pt; font-family:'Lucida Console', monospace; display:inline-block">.......................................................</span></p></td></tr><tr><td colspan="2" style="width:476.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="font-size:11pt"><span>Address for service in Australia</span><span style="width:332.6pt; font-family:'Lucida Console', monospace; display:inline-block">..................................................</span></p></td></tr><tr style="height:6.3pt"><td style="width:329.85pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="font-size:11pt"><span>State or Territory</span><span style="width:247.64pt; font-family:'Lucida Console', monospace; display:inline-block">.....................................</span></p></td><td style="width:135.45pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="font-size:11pt"><span>Postcode </span><span style="width:89.38pt; font-family:'Lucida Console', monospace; display:inline-block">.............</span></p></td></tr></tbody></table>
(5) Insert name of Australian corporation to the affairs of which the agreement relates.
(6) Insert name of other party to agreement.
(7) Insert name of other party to arrangement.
(8) Insert name of person by whom Australian business is carried on.
(9) Insert name of property in which an interest is to be acquired.
(10) Insert name of corporation a constituent document of which is to be altered.
(11) To be signed by a natural person giving notice or his or her Australian agent (if natural person not ordinarily resident in Australia) or person authorised in writing to sign this Notice on behalf of a corporation or trust estate.
SCHEDULE—continued
| Telephone No……………………………………………………………………………(Specify STD Code)Telex No ........................... Facsimile No ............................ |
|---|
| Particulars of Australian agent (if any):..............................................Full name.................................................................Address ..................................................................State or Territory ............................... Postcode........................................Telephone No ............................................... (Specify STD Code)Telex No ........................... Facsimile No ............................ |
| DIVISION 2PARTICULARS RELATING TO CORPORATION GIVING NOTICE |
| Name of corporation..........................................................Place of incorporation .........................................................Address of Head Office ........................................................Address of registered office in Australia .............................................Address for service in Australia ...................................................State or Territory ................................... Postcode..................Telephone No................................................ (Specify STD Code)Telex No ........................... Facsimile No ............................ |
| If corporation giving Notice is an Australian subsidiary of a foreign corporation, give details of foreign person(s) holding a substantial shareholding in Australian corporation giving notice........................................................................ |
| Particulars of corporation's * agent (or principal officer) in Australia: |
| Full name .................................................................Title of principal officer ........................................................Address ..................................................................State or Territory....................................Postcode ..................Telephone ..................................................(Specify STD Code)Telex No ........................... Facsimile No.............................* (Delete whichever is inapplicable.) |
| DIVISION 3PARTICULARS RELATING TO TRUSTEE GIVING NOTICE |
| Name of trust ...............................................................Name of trustee .............................................................Address of trustee ............................................................Address for service in Australia ...................................................State or Territory ................................... Postcode ..................Telephone No ...............................................(Specify STD Code)Telex No ............................ Facsimile No ...........................(Please attach a copy of trust deed to this Notice.) |
SCHEDULE—continued
| Particulars of Australian agent (if any):Full name Address ...........................................................State or Territory ....................................... Postcode..............................Telephone No ...............................................(Specify STD Code)Telex No ............................ Facsimile No............................ |
|---|
PART II
PARTICULARS RELATING TO PERSONS OTHER THAN PERSON GIVING NOTICE
Directions relating to Part II
-
Where the person giving notice states that the person proposes to acquire shares in a corporation. Division 2 of this Part is to be completed in relation to that corporation.
-
Where the person giving notice states that the person proposes to acquire the assets of an Australian business:
(a) if the person carrying on the Australian business is a natural person—Division 1 of this Part is to be completed in relation to that natural person; or
(b) if the person carrying on the Australian business is a corporation—Division 2 of this Part is to be completed in relation to that corporation.
-
Where the person giving notice states that the person proposes to enter into an agreement in relation to the affairs of an Australian corporation (not being the person giving notice) that carries on an Australian business, Division 2 of this Part is to be completed in relation to that corporation.
-
Where the person giving notice, being an Australian corporation that carries on an Australian business, states that it proposes to enter into an agreement with another person in relation to the affairs of the corporation:
(a) if that other person is a natural person—Division 1 of this Part is to be completed in relation to that natural person; or
(b) if that other person is a corporation—Division 2 of this Part is to be completed in relation to that corporation.
- Where the person giving notice states that the person proposes to enter into an arrangement, or terminate an arrangement entered into, with another person in relation to an Australian business carried on by that other person:
(a) if that other person is a natural person—Division 1 of this Part is to be completed in relation to that natural person; or
(b) if that other person is a corporation — Division 2 of this Part is to be completed in relation to that corporation.
- Where the person giving notice, being a person carrying on an Australian business, states that the person proposes to enter into an arrangement, or terminate an arrangement entered into, with another person in relation to the Australian business carried on by the person giving notice:
(a) if that other person is a natural person—Division 1 of this Part is to be completed in relation to that natural person; or
(b) if that other person is a corporation—Division 2 of this Part is to be completed in relation to that corporation.
- This Part need not be completed where:
(a) a corporation giving notice states that:
(i) it proposes to issue shares; or
(ii) it is proposed to alter a constituent document of the corporation; or
(b) a person, corporation or trustee giving notice states that he, she or it proposes (or has an option or proposes to acquire an option) to acquire an interest in Australian urban land.
DIVISION 1
PARTICULARS RELATING TO NATURAL PERSON
–––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––
Full name .................................................................
Country where ordinarily resident .................................................
Address in that country.........................................................
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SCHEDULE—continued
DIVISION 2
PARTICULARS RELATING TO CORPORATION
Name of corporation ..........................................................
State, Territory or country where incorporated .........................................
Address of registered or head office in that State, Territory or country .........................
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PART III
PARTICULARS RELATING TO RELEVANT SHARES, ASSETS, AGREEMENT, ARRANGEMENT, CONSTITUENT DOCUMENT OR AUSTRALIAN URBAN LAND
Directions relating to Part III
-
Where the person giving notice states that the person proposes (or has an option, or proposes to acquire an option) to acquire shares in the corporation referred to in Division 2 of Part II, Division 1 of this Part is to be completed.
-
Where the person giving notice states that the person proposes (or has an option, or proposes to acquire an option) to acquire assets of an Australian business carried on by the person referred to in Division 1 or 2 of Part II, Division 2 of this Part is to be completed.
-
Where:
(a) the person giving notice states that the person proposes to enter into an agreement in relation to the affairs of an Australian corporation that carries on an Australian business, being the corporation referred to in Division 2 of Part II; or
(b) the person giving notice, being an Australian corporation that carries on an Australian business, states that it proposes to enter into an agreement with the person referred to in Division 1 or 2 of Part II in relation to the affairs of the corporation;
Division 3 of this Part is to be completed.
- Where:
(a) the person giving notice states that the person proposes to enter into an arrangement, or terminate an arrangement entered into, with the person referred to in Division 1 or 2 of Part II in relation to an Australian business carried on by that person referred to in Part II: or
(b) the person giving notice, being a person carrying on an Australian business, states that the person proposes to enter into an arrangement, or terminate an arrangement entered into, with the person referred to in Division 1 or 2 of Part II in relation to the Australian business carried on by the person giving notice;
Division 4 of this Part is to be completed.
-
Where a corporation giving notice states that it proposes to issue shares. Division 5 of this Part is to be completed.
-
Where a corporation giving notice states that it is proposed to alter a constituent document of the corporation, Division 6 of this Part is to be completed.
-
Where a person, corporation or trustee giving notice states that he, she or it proposes (or has an option or proposes to acquire an option) to acquire an interest in Australian urban land, Division 7 of this Part is to be completed.
DIVISION 1
PARTICULARS RELATING TO THE SHARES IN THE CORPORATION REFERRED TO IN DIVISION 2 OF PART II TO WHICH THE PROPOSED ACQUISITION BY THE PERSON GIVING NOTICE RELATES
Directions relating to Division 1
-
Section A is to be completed where the person giving notice states that the person proposes to acquire shares in the corporation.
-
Section B is to be completed where the person giving notice states that the person has an option, or proposes to acquire an option, to acquire shares in the corporation.
SCHEDULE—continued
SECTION A–PARTICULARS RELATING TO SHARES THAT THE PERSON GIVING NOTICE PROPOSES TO ACQUIRE
| Class of shares | Number of votes attaching to shares of that class | Number of shares of that class already held by the person | Number of previously issued shares of that class proposed to be acquired | Number of shares proposed to be acquired from a proposed new issue of shares of that class |
|---|
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SECTION B—PARTICULARS RELATING TO OPTIONS TO ACQUIRE SHARES THAT THE PERSON GIVING NOTICE HAS OR PROPOSES TO ACQUIRE
| Class of shares | Number of votes attaching to shares of that class | Number of shares of that class that the person has options to acquire | Number of previously issued shares of that class in relation to which the person proposes to acquire options | Number of shares in a proposed new issue of shares of that class in relation to which the person proposes to acquire options |
|---|
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DIVISION 2
PARTICULARS RELATING TO THE ASSETS OF THE AUSTRALIAN BUSINESS CARRIED ON BY THE PERSON REFERRED TO IN DIVISION 1 OR 2 OF PART II, TO WHICH THE PROPOSED ACQUISITION BY THE PERSON GIVING NOTICE RELATES
–––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––
Description and value of assets...................................................
DIVISION 3
PARTICULARS RELATING TO THE AGREEMENT THAT THE PERSON GIVING NOTICE PROPOSES TO ENTER INTO
Directions relating to Division 3
-
Section A is to be completed where the person giving notice is a person other than the corporation to the affairs of which the proposed agreement relates.
-
Section B is to be completed where the person giving notice is the corporation to the affairs of which the proposed agreement relates.
Section A—Particulars relating to agreement that person giving notice proposes to enter into in relation to the affairs of the corporation referred to in Division 2 of Part II
–––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––
Particulars of other party to agreement .............................................
Full name ................................................................
Address...................................................................
–––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––
Particulars of proposed agreement:
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Section B—Particulars relating to agreement that the person giving notice, being the Australian corporation referred to in Division 2 of Part I, proposes to enter into with the person referred to in Division 1 or 2 of Part II in relation to the affairs of the corporation
–––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––
Particulars of proposed agreement:
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<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><tbody><tr><td colspan="4" style="width:487.45pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:center"><span style="font-weight:bold">SCHEDULE</span><span>—continued</span></p></td></tr><tr style="height:83.3pt"><td colspan="4" style="width:487.45pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:6pt; text-align:center; font-size:11pt"><span>DIVISION 4</span></p><p style="margin-top:6pt; margin-bottom:3pt; text-align:center; font-size:11pt"><span>PARTICULARS RELATING TO THE ARRANGEMENT THAT THE PERSON GIVING NOTICE PROPOSES TO ENTER INTO OR TERMINATE, BEING AN ARRANGEMENT WITH THE PERSON REFERRED TO IN DIVISION 1 OR 2 OF PART II IN RELATION TO AN AUSTRALIAN BUSINESS CARRIED ON EITHER BY THE PERSON GIVING NOTICE OR BY THE PERSON REFERRED TO IN DIVISION 1 OR 2 OF PART II</span></p></td></tr><tr style="height:35.05pt"><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:11pt"><span>Particulars of proposed arrangement:</span></p></td></tr><tr style="height:48.1pt"><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:11pt"><span>Description and value of the assets (if any) to which the arrangement relates:</span></p></td></tr><tr style="height:20.25pt"><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:6pt; text-align:center; font-size:11pt"><span>DIVISION 5</span></p></td></tr><tr style="height:32.65pt"><td colspan="4" style="width:487.45pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; text-align:center; font-size:11pt"><span>PARTICULARS RELATING TO THE SHARES THAT THE CORPORATION GIVING NOTICE PROPOSES TO ISSUE</span></p></td></tr><tr style="height:29.7pt"><td style="width:129.6pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:11pt"><span>Class of shares</span></p></td><td colspan="2" style="width:182.7pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:11pt"><span>Number of shares of that class that the corporation proposes to issue</span></p></td><td style="width:153.55pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:11pt"><span>Voting rights or restrictions attached to shares of that class</span></p></td></tr><tr style="height:35.55pt"><td colspan="4" style="width:487.45pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="margin-top:6pt; text-align:center; font-size:11pt"><span></span></p></td></tr><tr style="height:19.05pt"><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="margin-top:6pt; text-align:center; font-size:11pt"><span>DIVISION 6</span></p></td></tr><tr style="height:47.15pt"><td colspan="4" style="width:487.45pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:6pt; text-align:center; font-size:11pt"><span>PARTICULARS RELATING TO THE CONSTITUENT DOCUMENT THAT IT IS PROPOSED TO ALTER, BEING A CONSTITUENT DOCUMENT OF THE CORPORATION GIVING NOTICE</span></p></td></tr><tr style="height:18.4pt"><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:middle"><p style="font-size:11pt"><span>Description of document to be altered</span><span style="width:319.53pt; font-family:'Lucida Console', monospace; display:inline-block">................................................</span></p></td></tr><tr style="height:35.95pt"><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:11pt"><span>Particulars of alterations:</span></p></td></tr><tr style="height:3.05pt"><td colspan="2" style="width:243.55pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:middle"><p style="text-align:center; font-size:11pt"><span>Text of parts to be altered</span></p></td><td colspan="2" style="width:233.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:middle"><p style="text-align:center; font-size:11pt"><span>Text of parts to be substituted</span></p></td></tr><tr style="height:57.55pt"><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="margin-top:6pt; text-align:center; font-size:11pt"><span></span></p></td></tr><tr style="height:17.55pt"><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="margin-top:6pt; text-align:center; font-size:11pt"><span>DIVISION 7</span></p></td></tr><tr style="height:26.5pt"><td colspan="4" style="width:487.45pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:bottom"><p style="margin-top:6pt; margin-bottom:6pt; text-align:center; font-size:11pt"><span>PARTICULARS RELATING TO THE PROPOSED ACQUISITION OF AN INTEREST IN AUSTRALIAN URBAN LAND</span></p></td></tr><tr><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:11pt"><span>Nature of interest</span><span style="font-size:7.33pt; vertical-align:super">(1)</span><span> </span><span style="width:388.96pt; font-family:'Lucida Console', monospace; display:inline-block">..........................................................</span></p><p style="font-size:11pt"><span>Postal address of property </span><span style="width:364.19pt; font-family:'Lucida Console', monospace; display:inline-block">......................................................</span></p><p style="font-size:11pt"><span>Lot/Portion </span><span style="width:185.03pt; font-family:'Lucida Console', monospace; display:inline-block">...........................</span><span> Section ..................................Plan ………………</span></p><p style="font-size:11pt"><span>Title reference(s) </span><span style="width:402.72pt; font-family:'Lucida Console', monospace; display:inline-block">............................................................</span></p></td></tr><tr><td colspan="4" style="width:487.45pt; border-top:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-left:13.5pt; text-indent:-13.5pt; font-size:11pt"><span style="font-size:7.33pt; vertical-align:super">(1)</span><span> </span><span style="font-style:italic">Specify whether freehold or leasehold interest or a licence giving rights to occupy Australian urban land or some other interest within the meaning of section 12</span><span style="font-style:italic; font-variant:small-caps">a </span><span style="font-style:italic">of the Act.</span></p><p style="margin-left:18pt; text-indent:-18pt; text-align:center; font-size:11pt"><span>_____________</span></p></td></tr><tr style="height:0pt"><td style="width:140.4pt"></td><td style="width:113.95pt"></td><td style="width:79.55pt"></td><td style="width:164.35pt"></td></tr></tbody></table>
SCHEDULE—continued
FORM 2 Subregulation 4 (2)
Foreign Acquisitions and Takeovers Act 1975
NOTICE UNDER SECTION 26
General Directions
-
The person furnishing this Notice must annex to the Notice such documents (if any) as are required under regulation 6 of the Foreign Acquisitions and Takeovers (Notices) Regulations to be annexed to this Notice.
-
Where, in relation to any matter, the space provided in this Notice is insufficient to insert the particulars required, show the particulars in a separate annexure to this Notice.
-
This Notice must be signed in the manner prescribed by regulation 8 of the Foreign Acquisitions and Takeovers (Notices) Regulations.
____________
To the Treasurer,
Notice is given under section 26 of the Foreign Acquisitions and Takeovers Act 1975, that(1)
........................................................................
being the person particulars in relation to whom are set out in Part I of this Notice, intends to enter into an agreement(2) by virtue of which he, she or it is to acquire a substantial shareholding in(3).....
being the corporation particulars in relation to which are set out in Part II of this Notice. Particulars relating to the proposed acquisition are set out in Part III of this Notice. The particulars specified in so much of Parts I, II and III of this Notice as is applicable in accordance with the directions relating to those Parts are, to the best of my knowledge, information and belief, true and correct.
Signed by(4)................................................................ Full name .....
PART I
PARTICULARS RELATING TO PERSON GIVING NOTICE
Directions relating to Part I
-
Division 1 of this Part is to be completed where the person giving notice is a natural person.
-
Division 2 of this Part is to be completed where the person giving notice is a corporation.
-
Division 3 of this Part is to be completed where the person giving notice is a trustee.
DIVISION 1
PARTICULARS RELATING TO NATURAL PERSON GIVING NOTICE
| Full name ..................................................................Country where ordinarily resident ..................................................Address in that country.........................................................Address for service in Australia ...................................................State or Territory ......................................Postcode.................Telephone No .............................................(Specify STD Code)Telex No ................................ Facsimile No ........................ |
|---|
(1) Insert name of natural person, corporation or trustee giving notice.
(2) A person who enters into an agreement of the kind referred to in subsection 26 (3) of the Act is considered to be a person who intends to enter into an agreement.
(3) Insert name of Australian corporation in which person giving notice is to acquire a substantial shareholding.
(4) To be signed by natural person giving notice or his or her Australian agent (if natural person not ordinarily resident in Australia) or person authorised in writing to sign this Notice on behalf of a corporation or trust estate.
| SCHEDULE—continuedParticulars of Australian agent (if any):Full name .................................................................Address ..................................................................State or Territory ..................................................... PostcodeTelephone No ...............................................(Specify STD Code)Telex No ............................... Facsimile No |
|---|
| DIVISION 2PARTICULARS RELATING TO CORPORATION GIVING NOTICEName of corporation ..........................................................Place of incorporation .........................................................Address of Head Office ........................................................Address of registered office in Australia .............................................Address for service in Australia ...................................................State or Territory ..................................................... PostcodeTelephone No ...............................................(Specify STD Code)Telex No ............................... Facsimile No |
| If corporation giving Notice is an Australian subsidiary of a foreign corporation, give details of foreign person(s) holding a substantial shareholding in Australian corporation giving notice…………………………………………………………………………………………………………Particulars of corporation's * agent (or principal officer) in Australia:Full name .................................................................Title of principal officer ........................................................Address ..................................................................State or Territory ..................................................... PostcodeTelephone No ...............................................(Specify STD Code)Telex No ............................... Facsimile No …………………………………..* (Delete whichever is inapplicable) |
| DIVISION 3PARTICULARS RELATING TO TRUSTEE GIVING NOTICEName of trust ...............................................................Name of trustee .............................................................Address of trustee ............................................................Address for service in Australia ...................................................State or Territory ..................................................... PostcodeTelephone No ...............................................(Specify STD Code)Telex No ............................... Facsimile No ………………………………….(Please attach a copy of trust deed to this Notice.) |
| Particulars of Australian agent (if any):Full name .................................................................Address ..................................................................State or Territory ..................................................... PostcodeTelephone No ...............................................(Specify STD Code)Telex No ...............................Facsimile No…………………………………… |
SCHEDULE—continued
PART II
PARTICULARS RELATING TO THE AUSTRALIAN CORPORATION IN WHICH THE PERSON GIVING NOTICE IS TO ACQUIRE A SUBSTANTIAL SHAREHOLDING BY VIRTUE OF THE AGREEMENT IN RELATION TO WHICH NOTICE IS GIVEN
| Name of corporation ..........................................................State or Territory where incorporated ...............................................Address of registered office in that State or Territory .....................................Postcode ........................................... Telephone No .............................................(Specify STD Code)Telex No .............................................................. Facsimile No .............................. |
|---|
PART III
PARTICULARS RELATING TO THE SHARES IN THE AUSTRALIAN CORPORATION REFERRED TO IN PART II, BEING SHARES IN WHICH THE PERSON GIVING NOTICE IS TO ACQUIRE INTERESTS UNDER THE AGREEMENT OR HAS OFFERED TO ACQUIRE INTERESTS
Directions relating to Part III
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Division 1 is to be completed in every case.
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Division 2 is to be completed where the person giving notice has an option, or has offered, to acquire shares or interests in shares in the corporation, being shares and interests other than those to be acquired by virtue of the proposed agreement.
DIVISION 1
PARTICULARS RELATING TO SHARES TO WHICH THE PROPOSED AGREEMENT RELATES
| Class of shares | Number of votes attaching to shares of that class | Number of shares of that class already held by the person or in which the person has an interest | Number of previously issued shares of that class to which the proposed agreement relates | Number of shares in a proposed new issue of shares of that class to which the proposed agreement relates |
|---|
_________________________________________________________________________________
DIVISION 2
PARTICULARS RELATING TO SHARES AND INTERESTS IN SHARES (OTHER THAN SHARES AND INTERESTS TO WHICH THE PROPOSED AGREEMENT RELATES) THAT THE PERSON GIVING NOTICE HAS AN OPTION, OR HAS OFFERED, TO ACQUIRE
<table cellspacing="0" cellpadding="0" style="width:493.65pt; border-collapse:collapse"><tbody><tr style="height:38.65pt"><td rowspan="2" style="width:52.25pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="font-size:11pt"><span>Class of shares to which option or offer relates</span></p></td><td rowspan="2" style="width:65.75pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="font-size:11pt"><span>Number of votes attaching to shares of that class</span></p></td><td rowspan="2" style="width:86pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="font-size:11pt"><span>Number of shares of that class already held by the person or in which the person has an interest</span></p></td><td colspan="2" style="width:135.5pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="font-size:11pt"><span>Particulars relating to previously issued shares of that class</span></p></td><td colspan="2" style="width:134.15pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="font-size:11pt"><span>Particulars relating to shares included in a proposed new issue of shares of that class</span></p></td></tr><tr style="height:93.35pt"><td style="width:72.5pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="font-size:11pt"><span>Number of shares that the person has options to acquire or in which the person has options to acquire interests</span></p></td><td style="width:59pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="font-size:11pt"><span>Number of shares that the person has options to acquire or in which the person has offered to acquire interests</span></p></td><td style="width:68pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="font-size:11pt"><span>Number of shares that the person has options to acquire or in which the person has options to acquire interests</span></p></td><td style="width:62.15pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="font-size:11pt"><span>Number of shares that the person has options to acquire or in which the person has offered to acquire interests</span></p></td></tr><tr style="height:36.25pt"><td colspan="7" style="width:489.65pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:2pt; padding-left:2pt; vertical-align:top"><p style="text-align:justify"><span></span></p></td></tr></tbody></table>
SCHEDULE—continued
FORM 3 Subregulation 4(3)
Foreign Acquisitions and Takeovers Act 1975
NOTICE UNDER SECTION 26a
General Directions
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The person submitting this Notice must annex to the Notice any documents required under regulation 6 of the Foreign Acquisitions and Takeovers (Notices) Regulations to be annexed to this Notice.
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Where the space provided in this Notice is insufficient to insert the required particulars, show the particulars in a separate annexure to this Notice.
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This Notice must be signed in the manner prescribed by regulation 8 of the Foreign Acquisitions and Takeovers (Notices) Regulations.
To the Treasurer,
Notice is given under section 26a of the Foreign Acquisitions and Takeovers Act 1975, that(1)
........................................................................
being the person particulars in relation to whom are set out in Part I of this Notice, intends to enter into an agreement(2) by virtue of which he, she or it is to acquire an interest in(3) .....
being an interest in Australian urban land, the details of which are set out in Part II of this Notice.
The particulars specified in Part 1 and Part II of this Notice, being in accordance with the directions relating to those Parts, are to the best of my knowledge, information and belief, true and correct.
Signed by(4) ................................................................
Full name ...................................................................
PART I
PARTICULARS RELATING TO PERSON GIVING NOTICE
Directions relating to Part I
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Division 1 of this Part is to be completed where the person giving notice is a natural person.
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Division 2 of this Part is to be completed where the person giving notice is a corporation.
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Division 3 of this Part is to be completed where the person giving notice is a trustee.
DIVISION 1
TO BE COMPLETED BY A NATURAL PERSON GIVING NOTICE
| Full name .................................................................Country where ordinarily resident .................................................Address in that country ........................................................Address for service in Australia ...................................................State or Territory .........................................................Postcode.............................................................Telephone No ...............................................(Specify STD Code)Telex No .............................................................Facsimile No ............................... |
|---|
| Particulars of Australian agent (if any):Full name .................................................................Address ..................................................................State or Territory ..........................................................Postcode ..............................Telephone No ...............................................(Specify STD Code)Telex No...........................Facsimile No ................................................................. |
(1) Insert name of natural person, corporation or trustee giving notice.
(2) A person who enters into an agreement of the kind referred to in subsection 26a (3) of the Act is considered to be a person who intends to enter an agreement.
(3) Insert name of property in which an interest is to be acquired.
(4) To be signed by natural person giving notice or his or her Australian agent (if natural person not ordinarily resident in Australia) or person authorised in writing to sign this Notice on behalf of a corporation or trust estate.
| SCHEDULE—continuedDIVISION 2PARTICULARS RELATING TO CORPORATION GIVING NOTICE |
|---|
| Name of corporation ..........................................................Place of incorporation .........................................................Address of Head Office .........................................................Address of registered office in Australia .............................................State or Territory ...........................................Postcode……………...Address for service in Australia ...................................................State or Territory ............................................................Postcode..........................................................Telephone No ................................................(Specify STD Code)Telex No ............................................................Facsimile No................................................................ |
| If corporation giving notice is an Australian subsidiary of a foreign corporation, give details of foreign persons(s) holding a substantial shareholding in Australian corporation giving notice........................................................................Particulars of corporation's agent* (or principal officer) in Australia (if any):Full name .................................................................Title of principal officer ........................................................Address ..................................................................State or Territory ........................................Postcode .............................Telephone No ...............................................(Specify STD Code)Telex No ............................................................Facsimile No ...............................................................(* Delete whichever is inapplicable.) |
| DIVISION 3PARTICULARS RELATING TO TRUSTEE GIVING NOTICE |
| Name of trust ...............................................................Name of trustee .............................................................Address of trustee ............................................................Address for service in Australia ...................................................State or Territory .........................................................Postcode ..............................Telephone No ................................................(Specify STD Code)Telex No ...........................................................Facsimile No ...............................................................(Please attach a copy of trust deed to this Notice.) |
| Particulars of Australian agent (if any):Full name .................................................................Address ..................................................................State or Territory .........................................................Postcode ............................................................Telephone No ................................................(Specify STD Code)Telex No ............................................................Facsimile No ............................................................... |
| PART IIPARTICULARS RELATING TO INTEREST IN AUSTRALIAN URBAN LAND |
| Directions relating to Part II1. Division 1 should be completed by persons proposing to acquire an interest in Australian urban land referred to in paragraph 12a (1) (a) or (c) of the Act.2. Division 2 should be completed by persons proposing to acquire shares in a company that owns Australian urban land (see paragraph 12a (1) (b) of the Act).3. Division 3 should be completed by persons proposing to enter into an arrangement involving the share of profits or income from the use of, or dealings in, Australian urban land: (see paragraph 12a (1) (d) of the Act). |
SCHEDULE—continued
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Division 4 should be completed by persons proposing to acquire shares in an Australian urban land corporation (see paragraph 12a (1) (e) of the Act).
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Division 5 should be completed by persons proposing to acquire an interest in an Australian urban land trust estate, or an interest in the shares of a corporation that is a trustee of an Australian urban land trust estate (see paragraph 12a (1) (f) or (g) of the Act).
| DIVISION 1PARTICULARS RELATING TO ACQUISITIONS OF FREEHOLD OR LEASEHOLD AUSTRALIAN URBAN LAND |
|---|
| Postal Address of land .........................................................State or Territory ...............................Postcode………………………………..Appropriate dimensions of land ...................................................Lot/Portion ....................................... Section ....................................... Plan ......................Title reference(s) ............................................................Does the acquisition involve:Please tick [√][ ] freehold: or[ ] leasehold; or[ ] a licence giving rights to occupy Australian urban land?If leasehold or a licence is being acquired, indicate the term of the lease or licence .... years and any provision for extension..... |
| DIVISION 2PARTICULARS RELATING TO PROPOSED ACQUISITION OF SHARES IN A COMPANY THAT OWNS AUSTRALIAN URBAN LAND |
| Name of company ...........................................................State or Territory where incorporated ...............................................Address of registered office ........................................................................Postcode.................Telephone No ...............................................(Specify STD Code)Telex No ........................................................... Facsimile No ...............................Details of land owned by company:Postal Address(es) ...........................................................Lot/Portion ........................................ Section ......................................Plan .......................Title reference(s) ............................................................ |
| Particulars of shares to be purchased: |
| DIVISION 3PARTICULARS RELATING TO PROPOSED ARRANGEMENT TO SHARE IN PROFITS OR INCOME FROM USE OF OR DEALINGS IN AUSTRALIAN URBAN LAND |
| Particulars of the proposed arrangement: |
| Description of the property to which the arrangement relates:Postal address of property ......................................................Lot/Portion .......................................Section .........................................Plan ......................Title Reference(s) ............................................................ |
| SCHEDULE—continuedDIVISION 4PARTICULARS RELATING TO A PROPOSED PURCHASE OF SHARES IN AN AUSTRALIAN URBAN LAND CORPORATION |
|---|
| Name of corporation ..........................................................State or Territory where incorporated ...............................................Address of registered office .....................................................Postcode .............................. Telephone No ............................(Specify STD Code)Telex No ......................................................... Facsimile No ................................Details of land owned by corporation:Postal address(es) ............................................................Lot/Portion ....................................... Section ..................................... Plan .......................Title Reference(s) ............................................................ |
| Particulars of shares to be purchased: |
| DIVISION 5PARTICULARS RELATING TO PROPOSED ACQUISITION OF UNITS IN AN AUSTRALIAN URBAN LAND TRUST ESTATE OR SHARES IN A CORPORATION THAT IS THE TRUSTEE OF AN AUSTRALIAN URBAN LAND ESTATE |
| Name of the Trust: ...........................................................Name of trustee: .............................................................Address of trustee: ...........................................................State or Territory ........................................Postcode..............................Telephone No................................................(Specify STD Code)Telex No ............................................................ Facsimile No ...............................Details of land owned by trust estate:Postal address(es) ............................................................Lot/Portion ........................................ Section ........................................Plan ......................Title Reference(s) ............................................................(Please attach a copy of trust deed to this Notice.) |
| Particulars of units or shares to be purchased: |
NOTES
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Notified in the Commonwealth of Australia Gazette on 6 July 1989.
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Statutory Rules 1975 No. 226 as amended by Statutory Rules 1976 No. 203.
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Printed by Authority by the Commonwealth Government Printer