Table 2: Externally Managed – Material Listed or Liquid Unlisted Investments

Instructions

Complete this table for material externally managed investments in listed or liquid unlisted assets that underlie internally managed investment options.

Report the:

 20 largest reportable exposures of the RSE, defined benefit RSE or PST to listed or liquid unlisted assets, and

 Any other reportable exposures to listed or liquid unlisted assets of at least 0.5% of total investments of the RSE, defined benefit RSE or PST.

For purposes of reporting in this table, listed or liquid unlisted assets include:

1. Investments with the following characteristics:

• Investment Strategic Sector Listing Type of ‘Listed’; or
• Investment Strategic Sector Type of ‘Fixed Income', ‘Fixed Income Excluding Credit’ and ‘Credit’, other than where the Investment Asset Class Characteristics 2 Type is 'Fixed Income Private Debt'; or
• Investment Strategic Sector Type of Cash.
  1. investment vehicles with a total exposure of greater than 80% to the following investments:
• Investment Strategic Sector Listing Type of ‘Listed’; or
• Investment Strategic Sector Type of ‘Fixed Income', ‘Fixed Income Excluding Credit’ and ‘Credit’, other than where the Investment Asset Class Characteristics 2 Type is 'Fixed Income Private Debt'; or
• Investment Strategic Sector Type of Cash.

For Cash assets, measure the reportable exposure to each Authorised Deposit-taking Institution.

For Fixed Income assets, measure the reportable exposure to each issuer or counterparty (i.e. aggregate all fixed income assets under the same issuer or counterparty for the purposes of determining if it falls within the top 20 largest exposures of the RSE, defined benefit RSE or PST or at least 0.5% of total investments of the RSE, defined benefit RSE or PST).

Refer to the illustration in Appendix A for additional guidance on the reportable exposures to be measured and reported.