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Financial Sector (Collection of Data) (reporting standard) determination No. 7 of 2014 - SRS 520.0 - Responsible Persons Information
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Turn the raw legal text into a practical explanation grounded in Financial Sector (Collection of Data) (reporting standard) determination No. 7 of 2014 - SRS 520.0 - Responsible Persons Information.
Item 2.2 collects information about the RSE licensee’s newly appointed RSE auditor(s).
Unit of measurement: report dates in item 2.2 column 4 and column 10 as DD/MM/YYYY; report item 2.2 column 8 as a whole number.
| Item 2.2 | Report each new RSE auditor appointed by the RSE licensee during the reporting period as a separate line in item 2.2.For each RSE auditor, report:the title in column 1, the given name(s) in column 2, the family name or surname in column 3, the date of birth in column 4 and former name(s), if any, in column 5;name of the organisation which employs the RSE auditor in column 6;ABN of the organisation which employs the RSE auditor in column 7;number of RSEs within an RSE licensee’s business operations that the RSE auditor is appointed to audit in column 8;if the RSE auditor has been assessed under the fit and proper policy, report ‘yes’ in column 9. If RSE auditor appointed on an interim basis has not yet been assessed under the fit and proper policy, report ‘interim’ in column 9; otherwise, report ‘no’;the date that the RSE auditor commenced in the responsible person position in column 10;the business phone number in column 11 and business email address in column 12. |
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