Financial Sector (Collection of Data) (reporting standard) determination No. 32 of 2007 - Reporting standard DRS 1.0 - Notification
Discretionary Mutual Fund (DMF)Discretionary Mutual Fund (DMF)
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Turn the raw legal text into a practical explanation grounded in Financial Sector (Collection of Data) (reporting standard) determination No. 32 of 2007 - Reporting standard DRS 1.0 - Notification.
What is the country of registration of the related entity? …………………………
(Please attach details of any additional entities that are related to the registrable Entity)
21. Does the DMF engage in any business activities which are not related to the operation of a discretionary mutual fund?
Select Yes/No.
21. Compulsory Declaration.
(The completed form must be signed by an officer of the DMF entity who is authorised by the DMF entity to complete and lodge the form. Refer interpretation below).
I (print name)……………………………………………………hereby declare that the information provided on this Notification Form is complete and accurate and consistent with the records of the entity.
_______________________________ ______________
(Signature) (Date)
Once this form is completed and signed please mail to:
Australian Prudential Regulatory Authority - Statistics (DMFs)
Level 26, 400 George Street
Sydney NSW 2000
Interpretation
DMF entity is a person or body that controls a DMF, and may include any of the following:
(a) a body corporate;
(b) a partnership;
(c) an unincorporated body;
(d) an individual;
(e) for a trust that has only one trustee – the trustee;
(f) for a trust that has more than one trustee – the trustees together
officer in relation to a DMF entity means, where relevant:
(a) a director or secretary of the entity; or
(b) a person:
(i) who makes, or participates in making, decisions that affect the whole, or a substantial part, of the business of the entity; or
(ii) who has the capacity to affect significantly the entity’s financial standing.