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Financial Sector (Collection of Data) (reporting standard) determination No. 12 of 2020
Section A: Step-in risk entitiesSection A: Step-in risk entities
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Section A: Step-in risk entities
| Item 1 | Report the step-in risk entities of the ADI.In column 1, report the step-in risk entity name for each step-in risk entity.In column 2, report the Legal Entity Identifier of the step-in risk entity for each step-in risk entity, if applicable. Otherwise, report N/A if the step-in risk entity has no Legal Entity Identifier.In column 3, report the total assets, as at the reporting date and in accordance with the relevant accounting standards, of each step-in risk entity.In column 4, report whether the total assets for each step-in risk entity has been estimated.Report ‘Yes’ if total assets for the step-in risk entity has been estimated.Otherwise, report ‘No’.In column 5, report the step-in risk entity category for each step-in risk entity.In column 6, report the step-in risk entity sector for each step-in risk entity.In column 7, report the nature of the ADI’s relationship with the step-in risk entity for each step-in risk entity.In column 8, report whether the ADI is exposed to step-in risk as a result of the nature and extent of sponsorship it provides to the entity, for each step-in risk entity.Report ‘Yes’ if the ADI is exposed to step-in risk as a result of the nature and extent of sponsorship it provides to the step-in risk entity.Otherwise, report ‘No’.In column 9, report whether the ADI is exposed to step-in risk as a result of implicit support it provides to the entity, for each step-in risk entity.Report ‘Yes’ if the ADI is exposed to step-in risk as a result of the implicit support it provides to the step-in risk entity.Otherwise, report ‘No’.In column 10, report whether the ADI is exposed to step-in risk as a result of exposure to reputational contagion, for each step-in risk entity.Report ‘Yes’ if the ADI is exposed to step-in risk as a result of exposure to reputational contagion from the step-in risk entity.Otherwise, report ‘No’.In column 11, report whether the ADI is exposed to step-in risk as a result of exposure to liquidity risk from the entity, for each step-in risk entity.Report ‘Yes’ if the ADI is exposed to step-in risk as a result of exposure to liquidity risk from the step-in risk entity.Otherwise, report ‘No’.In column 12, report whether the ADI is exposed to step-in risk as a result of the ADI providing assets or other financial services to the step-in risk entity, for each step-in risk entity.Report ‘Yes’ if the ADI is exposed to step-in risk as a result of the ADI providing assets or other financial services to the step-in risk entity.Otherwise, report ‘No’.In column 13, report whether the ADI is exposed to step-in risk as a result of the entity carrying the ADI’s brand, for each step-in risk entity.Report ‘Yes’ if the ADI is exposed to step-in risk as a result of the step-in risk entity carrying the ADI’s brand.Otherwise, report ‘No’.In column 14, report whether the ADI is exposed to step-in risk as a result of the step-in risk entity’s historical dependence on support from the ADI, for each step-in risk entity.Report ‘Yes’ if the ADI is exposed to step-in risk as a result of the step-in risk entity’s historical dependence on support from the ADI.Otherwise, report ‘No’.In column 15, report whether the ADI is exposed to step-in risk as a result of any other factor not stated in columns 8-14 inclusive, for each step-in risk entity.Report ‘Yes’ if the ADI is exposed to step-in risk as a result of any other factor not stated in columns 8-14 inclusive.Otherwise, report ‘No’.In column 16, if ‘Yes’ is reported at column 15, report details of factors that create step-in risk, for each step-in risk entity. |
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