CTHRepealedLegislation
Corporations Regulations 1990
Division 4 Other notes to be included inDivision 4 Other notes to be included in the accounts or consolidated accounts
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Schedule 1 List of forms in Schedule 2
(regulation 1.0.03)
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<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><thead><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:9pt"><span style="font-family:Arial, sans-serif; font-weight:bold">Column 1</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:9pt"><span style="font-family:Arial, sans-serif; font-weight:bold">Column 2</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:9pt"><span style="font-family:Arial, sans-serif; font-weight:bold">Column 3</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:9pt"><span style="font-family:Arial, sans-serif; font-weight:bold">Column 4</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:9pt"><span style="font-family:Arial, sans-serif; font-weight:bold">Item</span></p></td><td colspan="2" style="width:130.95pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:9pt"><span style="font-family:Arial, sans-serif; font-weight:bold">Provision of the Corporations Law or the Regulations</span></p></td><td colspan="2" style="width:109.7pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:9pt"><span style="font-family:Arial, sans-serif; font-weight:bold">Description of form</span></p></td><td colspan="3" style="width:46.75pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:9pt"><span style="font-family:Arial, sans-serif; font-weight:bold">No. of form</span></p></td></tr></thead><tbody><tr><td style="vertical-align:top"></td><td colspan="9" style="width:371.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="ScheduleHeading0" style="margin-top:12pt; text-align:center; font-size:12pt"><span>Chapter 1</span><span style="width:16.65pt; display:inline-block"> </span><span>Introductory</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">1</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Regulation 1.0.16</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Verification or certification of a document</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">911</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">1A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Regulation 1.0.21</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Cover page for office copy of a court order</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">105</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">2</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText" style="margin-top:3pt; margin-bottom:6pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 117 (2)</span></p><p class="TableText" style="margin-bottom:6pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 163 (3)</span></p><p class="TableText" style="margin-bottom:6pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 254X (2)</span></p><p style="margin-top:6pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 601BC (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Certification of compliance with stamp duty law</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">207Z</span></p></td></tr><tr><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">3</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Subparagraph 206F</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">(1)</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">(b)</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">(i)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Notice to demonstrate why disqualification should not occur</span></p></td><td colspan="2" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">5249</span></p></td><td style="vertical-align:top"></td><td style="vertical-align:top"></td></tr><tr><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">4</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Subsection 206F</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">(3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Notice of disqualification from managing corporations</span></p></td><td colspan="2" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">587</span></p></td><td style="vertical-align:top"></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td colspan="9" style="width:371.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="ScheduleHeading0" style="margin-top:12pt; text-align:center; font-size:12pt"><span>Chapter 3</span><span style="width:16.65pt; display:inline-block"> </span><span>Internal administration</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">23A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 250P</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Extension of time for holding AGM</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">2501</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">25</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:6pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 263</span></p><p style="margin-top:6pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 264</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of details of a charge</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">309</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">26</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 263 (2) (b)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of further issue of debentures in a series</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">310</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">26A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 265 (4) (b)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Certification of compliance with stamp duties law</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">350</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">27</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsections 268 (1) & (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of assignment or change to details of a charge</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">311</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">28</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 269 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of discharge or release of property from a charge</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">312</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">30</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 324 (2) (e)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Return of members of firm of auditors</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">314</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">31</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 329 (11) (c)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of resignation or removal of auditor</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">315</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">32</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 335 (1) Subsection 335 (1A)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Annual return</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">316</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="8" style="width:371.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="ScheduleHeading0" style="margin-top:12pt; text-align:center; font-size:12pt"><span>Chapter 4</span><span style="width:16.65pt; display:inline-block"> </span><span>Various corporations</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td colspan="9" style="width:371.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="ScheduleHeading0" style="margin-top:12pt; text-align:center; font-size:12pt"><span>Chapter 5</span><span style="width:16.65pt; display:inline-block"> </span><span>External administration</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">43</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 414 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to dissenting shareholder</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">501</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">44</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 414 (9) (a)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to remaining shareholder</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">502</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">44A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 419A (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of controller’s intention not to exercise property rights</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">503</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">45</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 427 (1) Subsection 427 (1A) (a) Paragraph 427 (1B) (a)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification that a person has been appointed controller/ entered into possession etc</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">504</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">46</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsections 427 (2) & (4) Paragraph 450A (1) (a) Subsections 537 (1) & (2) Regulation 5.3A.03</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of appointment or cessation as an external administrator</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">505</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">47</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 427 (3) Subsection 537 (1) Regulation 5.3A.04</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of change of address of an external administrator</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">506</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">48</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 147 (2) (b) Subsection 421A (1) Paragraph 429 (2) (b) Subsection 430 (1) Subsection 438B (2) Paragraph 439A (4) (a) Subsection 475 (1) Subsection 475 (2) Subsection 497 (5)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Report as to affairs</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">507</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">49</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 430 (1) Subsections 475 (1) & (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Statement verifying report</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">507A</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">50</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 411 (9) (a) Subsection 432 (1A) Regulation 5.3A.06 & Schedule 8A</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Presentation of accounts by scheme administrator/ controller/ administrator of deed of company arrangement</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">508</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">51</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subparagraph 497 (2) (b) (i)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Presentation of summary of affairs of a company</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">509</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">51A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 438C (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to deliver books of company to the administrator</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">509A</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">51B</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 443B (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of administrator’s intention not to exercise property rights</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">509B</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">51C</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 445F (2) (a)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of meeting of creditors to vary or terminate deed of company arrangement</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">509C</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">51D</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 446A (5) (a) Subregulation 5.3A.07 (5)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of special resolution to wind up company</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">509D</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">51E</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 450B (a)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to creditors of execution of a deed of company arrangement</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">509E</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">51F</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 450C (a)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of failure to execute deed of company arrangement</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">509F</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">51G</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraphs 450D (a) & (b)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of termination of deed of company arrangement</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">509G</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">51H</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 459E (2) (e)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Creditor’s statutory demand for payment of debt</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">509H</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">60</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 465A</span><br><span style="font-family:'Times New Roman', serif">Paragraphs 470 (1) (a), (b)</span><br><span style="font-family:'Times New Roman', serif">& (c)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of court action relating to winding up</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">519</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">61</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsections 494 (1) & (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Declaration of solvency</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">520</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">62</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 496 (2) Subregulation 5.6.12 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of meeting of creditors under section 496</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">521</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">63</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 496 (7)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of holding of meeting of creditors to consider appointing a new liquidator</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">522</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">64</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsections 509 (3) and (4)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of final meeting convened by liquidator</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">523</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">65</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 539 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Presentation of accounts and statement by liquidator</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">524</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">66</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 568A (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of disclaimer of onerous property</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">525</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">68</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 568 (8) (a)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Application requiring liquidator to decide whether to disclaim property</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">527</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">69</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 601AA</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">(2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">De-registration</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">— voluntary</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">6010</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">71</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.12 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of meeting</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">529</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">71A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 5.6.12 (2) (aa)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of first meeting of creditors of company under administration</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">529A</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">71B</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 449C (5)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of meeting of creditors to ratify appointment of administrator</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">529B</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">72</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Regulation 5.6.13</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Statement in writing of posting of notice of meeting</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">530</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">73</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 5.6.27 (2) (a)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">List of persons present at meeting of members or contributories</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">531A</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">73A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 5.6.27 (2) (b)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">List of persons present at meeting of creditors or debenture holders</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">531B</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">73B</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 5.6.27 (2) (c)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">List of persons present at meeting of committee of inspection or committee of creditors</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">531C</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">74</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Regulation 5.6.29</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Appointment of proxy</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">532</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">75</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.39 (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to submit particulars of debt or claim</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">533</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">76</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.48 (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice inviting formal proof of debt or claim</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">534</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">77</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.49 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Formal proof of debt or claim (General form)</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">535</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">78</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.49 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Formal proof of debt or claim on behalf of employees</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">536</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">79</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.54 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of rejection of formal proof of debt or claim</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">537</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">80</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Regulation 5.6.58</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Provisional list of contributories</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">538</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">81</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.59 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to contributories of appointment to settle list of contributories</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">539</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">82</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.59 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Statement in writing of posting of notices of appointment to settle list or supplementary list of contributories</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">540</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">83</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.60 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Certificate of liquidator of final settlement of list of contributories</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">541</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">84</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.61 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Provisional supplementary list of contributories</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">542</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">85</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.61 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Certificate of liquidator of settlement of supplementary list of contributories</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">543</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">86</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.62 (4)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to contributory of final settlement of list or supplementary list of contributories and of inclusion in list</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">544</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">87</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.62 (5)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Statement in writing of giving notice to persons placed on the list or supplementary list of contributories</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">545</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">88</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.65 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of intention to declare a dividend</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">546</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">89</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.65 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to creditor or person claiming to be a creditor of intention to declare a dividend</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">547</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">90</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.65 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to creditor or person claiming to be a creditor of intention to declare a final dividend</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">548</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">91</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.67 (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of declaration of dividend</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">549</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">92</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Regulation 5.6.70</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice to liquidator to pay dividend to a person named</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">550</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">93</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.71 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Schedule of contributories or other persons to whom a distribution of surplus is to be paid</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">551</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">94</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 5.6.71 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of distribution of surplus to contributories or other persons</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">552</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">95</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Regulation 5.6.72</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Authority to liquidator to pay distribution of surplus to a person named</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">553</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="9" style="width:371.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="ScheduleHeading0" style="margin-top:12pt; text-align:center; font-size:12pt"><span>Chapter 6</span><span style="width:16.65pt; display:inline-block"> </span><span>Acquisition of shares</span></p></td></tr><tr><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">96</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Subsection 671B</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">(4)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Notice of initial substantial holder</span></p></td><td colspan="2" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">603</span></p></td><td style="vertical-align:top"></td><td style="vertical-align:top"></td></tr><tr><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">97</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Subsection 671B</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">(4)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Notice of change of interests of substantial holder</span></p></td><td colspan="2" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">604</span></p></td><td style="vertical-align:top"></td><td style="vertical-align:top"></td></tr><tr><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">98</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Subsection 671B</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">(4)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Notice of ceasing to be a substantial holder</span></p></td><td colspan="2" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">605</span></p></td><td style="vertical-align:top"></td><td style="vertical-align:top"></td></tr><tr><td style="vertical-align:top"></td><td colspan="9" style="width:371.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="ScheduleHeading0" style="margin-top:12pt; text-align:center; font-size:12pt"><span>Chapter 7</span><span style="width:16.65pt; display:inline-block"> </span><span>Securities</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">110</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subregulation 7.3.06 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of application for discharge of security</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">702</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">111</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 790</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of particulars of cessation or change in relation to the holder of a licence</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">703</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">112</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 790</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of person becoming director of or secretary to body corporate</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">704</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">113</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 791</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Annual statement by a dealer or investment adviser that is not a body corporate</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">705</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">115</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 811</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of *place/ *change of place where register of holders of proper authorities is kept</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">707</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">116</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 811</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of *holding/ *ceasing to hold a proper authority</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">708</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">117</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 857 (3) (b)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Return of members of firm of auditors</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">709</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">118</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 860 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Accounts prepared by a dealer who is not a body corporate</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">710</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">119</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 860 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Statement relating to accounts of a dealer that is a body corporate</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">711</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">120</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 860 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Auditor’s report</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">712</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">121</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 872 (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Disclosure document</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">713</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">122</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 881 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Register of securities</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">714</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">123</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Sections 882 and 883</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of register of interests in securities or change of details of register</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">715</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">124</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 910 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice calling for claims for compensation from a securities industry fidelity fund</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">716</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">125</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 909 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of appeal</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">717</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">126</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 911 (4)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of disallowance of claim for compensation from a securities exchange fidelity fund</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">718</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">127</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 947</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Statement about payments out of a development account</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">719</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">127A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 959 (4) (a)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of compensation for losses resulting from the unauthorised execution of a document of transfer of rights, shares, debentures or other securities by dealer</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">719A</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">127B</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 961E (4)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice calling for claims against Securities Exchanges Guarantee Corporation</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">719B</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">128</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 969 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice calling for claims against SEGC</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">720</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">129</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 975</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of disallowance of claim against SEGC</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">721</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">129A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1001B (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Disclosure notice for unlisted disclosing entity</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">1003</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="9" style="width:371.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="ScheduleHeading0" style="margin-top:12pt; text-align:center; font-size:12pt"><span>Chapter 8</span><span style="width:16.65pt; display:inline-block"> </span><span>The futures industry</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">132</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 1156</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of cessation/change in relation to the holder of a licence</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">802</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">133</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 1156</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Particulars of a change in relation to the holder of a licence due to a change of a director or the secretary</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">802A</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">134</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1157 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Annual statement by a licensee or former licensee</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">803</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">136</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 1206 (1) (b)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Agreement to waive the operation of paragraph 1206 (1) (b) of the Corporations Law in relation to the issue of contract notes</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">803C</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">137</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subparagraph 1210 (a) (iii)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Risk disclosure statement</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">804</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">138</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 1215 (3) (e)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Return of members of firm of auditors</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">805</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">139</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1218 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Profit and loss account and balance sheet of a futures broker that is a body corporate</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">806</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">140</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1218 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Profit and loss account and balance sheet of a futures broker who is not a body corporate</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">807</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">141</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1218 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Auditor’s report</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">807A</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">142</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1241 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of appeal</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">808</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">143</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1242 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice calling for claims for compensation from the fidelity fund of a relevant organisation</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">809</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">144</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1243 (4)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of disallowance of claims for compensation from the fidelity fund of a futures organisation</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">810</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">145</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Regulation 8.3.06</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of *place/ *change of place where register of holders of proper authorities is kept</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">811</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">146</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Regulation 8.3.06</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of *holding/ *ceasing to hold a proper authority or *particulars of holders of proper authorities to be entered in register of holders of proper authorities</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">812</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="9" style="width:371.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="ScheduleHeading0" style="margin-top:12pt; text-align:center; font-size:12pt"><span>Chapter 9</span><span style="width:16.65pt; display:inline-block"> </span><span>Miscellaneous</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">146A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paragraph 1274 (8) (h)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notification of information supplementary to a form or document previously lodged</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">902</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">147</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1279 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Application for registration as an auditor under subsection 1279 (2)</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">903A</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">148</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1279 (2)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Application for registration *as a liquidator or *as a liquidator of a specified body corporate under subsection 1279 (9)</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">903B</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">149</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1284 (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of application for discharge of security under subsection 1284 (3)</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">904</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">150</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1287 (1)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Particulars of cessation or change relating to person registered as an auditor under subsection 1287 (1)</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">905</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">151</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsections 1287 (2) & (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Particulars of cessation or change relating to person registered as a liquidator under subsection 1287 (2) or a liquidator of a specified body corporate under subsection 1287 (3)</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">905A</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">153</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsections 1288 (1) & (3)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Presentation of triennial statement by an auditor</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">907</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">154</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsections 1288 (1), (3) and (5)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Presentation of statement by a liquidator</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">908</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">154A</span></p></td><td colspan="2" style="width:130.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Subsection 1302 (4)</span></p></td><td colspan="2" style="width:109.7pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Notice of change of address</span></p></td><td colspan="3" style="width:46.75pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">909</span></p></td></tr><tr><td style="vertical-align:top"></td><td colspan="2" style="width:51.3pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">155</span></p></td><td colspan="2" style="width:130.95pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Section 1313</span></p></td><td colspan="2" style="width:109.7pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Penalty notice</span></p></td><td colspan="3" style="width:46.75pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">910</span></p></td></tr></tbody><tbody><tr style="height:0pt"><td style="width:0.2pt"></td><td style="width:61.9pt"></td><td style="width:0.2pt"></td><td style="width:141.55pt"></td><td style="width:0.2pt"></td><td style="width:120.3pt"></td><td style="width:0.2pt"></td><td style="width:57.35pt"></td><td style="width:0.15pt"></td><td style="width:0.05pt"></td></tr></tbody></table>
```
Schedule 2 Forms
(regulations 1.0.02 and 1.0.03)
The forms in Schedule 2 are not included in this compilation
Schedule 3 Specified offices
(regulation 6.2.02)
| Column 1 | Column 2 | Column 3 | Column 4 |
| -------- | -------------------------------------------------------------------------- | ------------------------------------------------------------------------- | ---------------------------- |
| Item | Office | Law | Jurisdiction |
| 1 | Treasurer | | Commonwealth |
| 2 | trustee | Parts IV, X and XI of the Bankruptcy Act 1966 | Commonwealth |
| 3 | Chairperson of the Australian Securities and Investments Commission | Australian Securities and Investments Commission Act 1989 | Commonwealth |
| 4 | Deputy Chairperson of the Australian Securities and Investments Commission | Australian Securities and Investments Commission Act 1989 | Commonwealth |
| 5 | Member of the Australian Securities and Investments Commission | Australian Securities and Investments Commission Act 1989 | Commonwealth |
| 6 | President of the Corporations and Securities Panel | Australian Securities and Investments Commission Act 1989 | Commonwealth |
| 7 | Member of the Corporations and Securities Panel | Australian Securities and Investments Commission Act 1989 | Commonwealth |
| 8 | Treasurer | | Western Australia |
| 9 | Commissioner for Corporate Affairs | | Western Australia |
| 10 | Public Trustee | Public Trustee Act 1941 | Western Australia |
| 11 | Master of the Supreme Court | Supreme Court Act 1935 | Western Australia |
| 12 | Registrar of the Supreme Court | Supreme Court Act 1935 | Western Australia |
| 13 | Treasurer | | Victoria |
| 14 | Commissioner for Corporate Affairs | | Victoria |
| 15 | Public Trustee | Public Trustee Act 1958 | Victoria |
| 16 | Master of the Supreme Court | Supreme Court Act 1958 | Victoria |
| 17 | Treasurer | | New South Wales |
| 18 | Public Trustee | Public Trustee Act 1913 | New South Wales |
| 19 | Master | Division 1 of Part VIII of the Supreme Court Act 1970 | New South Wales |
| 20 | Supervisor of Loan Fund Companies | Loan Fund Companies Act 1976 | New South Wales |
| 21 | Protective Commissioner | Mental Health Act 1958 | New South Wales |
| 22 | Treasurer | | Queensland |
| 23 | Commissioner for Corporate Affairs | | Queensland |
| 24 | Public Trustee | Public Trustee Act 1978 | Queensland |
| 25 | Registrar | Supreme Court Acts 1861-1980 | Queensland |
| 26 | Treasurer | | South Australia |
| 27 | Curator of Prisoners Property | Criminal Law Consolidation Act 1935-80 | South Australia |
| 28 | Public Trustee | Administration and Probate Act 1919-1980 | South Australia |
| 29 | Master or accountant | Supreme Court Act 1935-1980 | South Australia |
| 30 | administrator | Chapter XLIX of the Criminal Code | Tasmania |
| 31 | Treasurer | | Tasmania |
| 32 | Commissioner for Corporate Affairs | | Tasmania |
| 33 | Public Trustee | Public Trustee Office Act 1930 | Tasmania |
| 34 | Registrar of the Supreme Court | Supreme Court Act 1959 | Tasmania |
| 35 | Treasurer | | Australian Capital Territory |
| 36 | Public Trustee | Administration and Probate Ordinance 1929 and the Public Trustee Act 1985 | Australian Capital Territory |
| 37 | Registrar of the Supreme Court | Australian Capital Territory Supreme Court Act 1933 | Commonwealth |
| 38 | Master of the Supreme Court | Australian Capital Territory Supreme Court Act 1933 | Commonwealth |
| 39 | Treasurer | | Northern Territory |
| 40 | Public Trustee | Public Trustee Act 1979 | Northern Territory |
| 41 | Master of the Supreme Court | | Northern Territory |
| 42 | Commissioner for Corporate Affairs | Companies (Administration) Act 1986 | Northern Territory |
Schedule 4 Prescribed amounts
(regulation 1.1.01)
```html
<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><thead><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableInTextColumnHd" style="margin-top:3pt; margin-bottom:3pt"><span style="font-weight:bold">Column 1</span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableInTextColumnHd" style="margin-top:3pt; margin-bottom:3pt"><span style="font-weight:bold">Column 2</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableInTextColumnHd" style="margin-top:3pt; margin-bottom:3pt; text-align:right"><span style="font-weight:bold">Column 3</span></p></td></tr><tr><td style="width:51.3pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableInTextColumnHd" style="margin-top:3pt; margin-bottom:3pt"><span style="font-weight:bold">Item</span></p></td><td style="width:223.1pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableInTextColumnHd" style="margin-top:3pt; margin-bottom:3pt"><span style="font-weight:bold">Matter</span></p></td><td colspan="2" style="width:74.95pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableInTextColumnHd" style="margin-top:3pt; margin-bottom:3pt; text-align:right"><span style="font-weight:bold">Amount</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">$</span></p></td></tr></thead><tbody><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">1</span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif">Inspection of registers for the purposes of:</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:26.38pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(a)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">subsection 216F (2):</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="P1" style="text-align:left"><span style="width:48.22pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(i)</span><span style="width:11.35pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">if a register is not kept on a computer</span><span style="font-family:'Times New Roman', serif; font-size:12pt"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">— for each inspection</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:28pt; text-align:right; line-height:13pt"><span style="font-family:'Times New Roman', serif; font-size:12pt">5.00</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="P1" style="text-align:left"><span style="width:44.89pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(ii)</span><span style="width:11.35pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">if a register is kept on a computer</span><span style="font-family:'Times New Roman', serif; font-size:12pt"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">— for each inspection</span></p></td><td style="width:74.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; text-align:right; line-height:24pt"><span style="font-family:'Times New Roman', serif; font-size:12pt"></span></p><p style="margin-top:3pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">a reasonable amount that does not exceed the marginal cost to the company of providing an inspection</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">1A</span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Inspection of registers or records for the purposes of:</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:26.38pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(a)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">subsection 271 (3)</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:25.71pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(b)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">subsection 668A (3);</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">for each inspection</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">5.00</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; margin-bottom:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">2</span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; margin-bottom:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Supply under section 139 by a company to a member of the company of a copy of the company’s constitution</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:30pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">10.00</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">3</span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Supply of copies for the purposes of subsection 216F (3):</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:right; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:26.38pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(a)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">if a register is not kept on a computer</span><span style="font-family:'Times New Roman', serif; font-size:12pt"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">— for each page, or part of a page, not exceeding international sheet size A4 of the copy supplied or, at the option of the supplier, for each 100 words or part of 100 words</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:83pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">0.50</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:25.71pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(b)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">if a register is kept on a computer</span><span style="font-family:'Times New Roman', serif; font-size:12pt"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">— for each inspection</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:6pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">a reasonable amount that does not exceed the marginal cost to the company of providing a copy</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">3A</span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Supply of copies for the purposes of:</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:26.38pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(a)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">subsection 246G (3)</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:25.71pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(b)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">subsection 251B (4)</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:20.38pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(ba)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">subsection 253N</span><span style="font-family:'Times New Roman', serif; font-size:12pt"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">(4)</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:26.38pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(c)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">subsection 271 (4)</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:25.71pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(d)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">subsection 812 (3)</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="R1" style="text-align:left"><span style="width:26.38pt; text-indent:0pt; display:inline-block"></span><span style="font-family:'Times New Roman', serif; font-size:12pt">(e)</span><span style="width:8.5pt; text-indent:0pt; display:inline-block"> </span><span style="font-family:'Times New Roman', serif; font-size:12pt">paragraph 1178 (3) (a);</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">for each page, or part of a page, not exceeding international sheet size A4 of the copy supplied or, at the option of the supplier, for each 100 words or part of 100 words</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:46pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">0.50</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">4</span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Payment for each name and address provided under subsection 641 (5)</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:18pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">0.10</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">5</span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">For compliance with a direction under section 672A</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:15pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">5.00</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">6</span></p></td><td style="width:223.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Replacement of lost or destroyed certificate for the purposes of subsection 1089 (1)</span></p></td><td colspan="2" style="width:74.95pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:15pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">10.00</span></p></td></tr><tr><td style="width:51.3pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">7</span></p></td><td style="width:223.1pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:2pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Fee for supply by a responsible entity of a copy of the constitution of a registered scheme under subsection 601GC (4)</span></p></td><td colspan="2" style="width:74.95pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:28pt; margin-bottom:3pt; text-align:right; font-size:12pt"><span style="font-family:'Times New Roman', serif">10.00</span></p></td></tr></tbody><tbody><tr style="height:0pt"><td style="width:62.1pt"></td><td style="width:233.9pt"></td><td style="width:85.05pt"></td><td style="width:0.7pt"></td></tr></tbody></table>
```
Schedule 5 Requirements for financial statements under subsection 297 (1) of the Corporations Law
(regulation 2M.3.01)
## Chapter 3 Internal administration
## Part 3.6 Accounts
Part 1 Preliminary
## 1 Interpretation
(1) In this Schedule, unless the contrary intention appears:
> accounts has the same meaning as in section 9 of the Corporations Law.
> balance sheet does not include the notes to a balance sheet.
> business undertaking means a financial or business undertaking or scheme that is carried on by means of or through an unincorporated association, a joint venture, a partnership or a trust, in Australia or elsewhere.
> comparative financial period means:
(a) in relation to:
(i) the accounts of a corporation referred to in paragraph 1058 (5) (b) of the Corporations Law; or
(ii) if that body is a chief entity — the consolidated accounts prepared in accordance with that paragraph for a period of 6 months after the end of a financial year of that body;
the period of 6 months after the end of the immediately preceding financial year of that body; or
(b) in relation to a set of consolidated accounts of:
(i) a borrowing corporation; and
(ii) each guarantor body referred to in paragraph 1058 (6) (b) of the Corporations Law for a period of 6 months after the end of a financial year of the borrowing corporation;
the period of 6 months after the end of the immediately preceding financial year of that corporation or body; or
(c) in relation to the accounts of any other corporation for a financial period — the immediately preceding financial period.
> controlled entity means an entity that is under the control of a chief entity.
> current assets means, in relation to:
(a) a corporation — cash or other assets of the corporation that would, in the ordinary course of business of the corporation, be consumed or converted into cash within 12 months after the end of the last financial period of that corporation; or
(b) an economic entity — cash or other assets of each entity that would, in the entity’s ordinary course of business, be consumed or converted into cash within 12 months after the end of the entity’s last financial period.
> current liabilities means, in relation to:
(a) a corporation — liabilities of the corporation that would in the ordinary course of business of the corporation be due and payable within 12 months after the end of the last financial period of the corporation; or
(b) an economic entity — liabilities of each entity that would, in the ordinary course of the entity’s business, be due and payable within 12 months after the end of the entity’s last financial period.
> director’s valuation means, in relation to the assets of a company or a controlled entity, a valuation that is not an independent valuation.
> financial period means, in relation to:
(a) the accounts of:
(i) a corporation referred to in paragraph 1058 (5) (b) of the Corporations Law; or
(ii) if that body is a chief entity — the consolidated accounts prepared in accordance with that paragraph;
the period of 6 months after the end of the financial year of that body; and
(b) a set of consolidated accounts of:
(i) a borrowing corporation; and
(ii) each guarantor body referred to in paragraph 1058 (6) (b) of the Corporations Law;
the period of 6 months after the end of the financial year of the borrowing corporation or body; and
(c) the consolidated accounts of a chief entity:
(i) if the financial period of a controlled entity does not end on the date on which the financial period of the chief entity ends — the financial period of the chief entity; and
(ii) in any other case — the financial period of each controlled entity that does not end on that date; and
(d) the accounts or consolidated accounts of any other company — a financial year of the company.
> independent valuation means, in relation to a valuation of assets of a company or a controlled entity, a valuation made by a person:
(a) who is an expert in relation to valuations of that type; and
(b) whose pecuniary or other interests could not reasonably be regarded as being capable of affecting the person’s ability to give an unbiased opinion in relation to that valuation.
> information includes particulars, an amount, or both.
> interest includes discount on bills of exchange.
> profit and loss account does not include the notes to a profit and loss account.
> remuneration means any money, consideration or benefit but does not include, in relation to:
(a) a person who is a director or executive officer of a corporation — amounts in payment or reimbursement of out‑of‑pocket expenses incurred for the benefit of the corporation or any related body corporate; or
(b) a person not resident in Australia who is a director of a corporation — emoluments:
(i) received; or
(ii) due and receivable;
by the person from a holding company:
(iii) of which he or she is a director or employee; and
(iv) that is a corporation formed or incorporated outside Australia;
being emoluments received, or due and receivable, by the person as director or employee.
> right or interest, in relation to a business undertaking, means a right to participate, or any interest, in any profits, assets or realisation of the undertaking, whether or not that right or interest:
(a) is enforceable; or
(b) is evidenced by a formal document; or
(c) relates to a physical asset.
> specified stock exchange means:
(a) Australian Stock Exchange Limited; or
(b) American Stock Exchange Inc.; or
(c) New York Stock Exchange Inc.; or
(d) New Zealand Stock Exchange; or
(e) Pacific Coast Stock Exchange; or
(f) The International Stock Exchange of the United Kingdom and the Republic of Ireland Limited; or
(g) The Johannesburg Stock Exchange; or
(h) The Mid-West Stock Exchange; or
(i) The Montreal Exchange; or
(j) The Paris Bourse; or
(k) The Toronto Stock Exchange.
> the accounts means the accounts of a company but does not include the consolidated accounts if the company is a chief entity.
> the profit or loss means, in relation to:
(a) a company — the operating profit or loss and extraordinary items of the company after providing for income tax; or
(b) an economic entity — the operating profit or loss and extraordinary items attributable to members of the chief entity after providing for income tax.
(2) In this Schedule, unless the contrary intention appears:
(a) a reference to a requirement is a reference to a requirement of this Schedule; and
(b) a reference to a class of assets or liabilities of a company or economic entity is a reference to:
(i) a class of assets or liabilities; and
(ii) any other assets or liabilities;
that share a common nature and function in the business of that company or economic entity referred to in a subparagraph in clause 13; and
(c) a reference to the assets, liabilities, share capital or reserves of an economic entity or to the provisions made by the economic entity is a reference to the assets, liabilities, share capital or reserves of each entity in the economic entity or to the provisions made by each entity respectively; and
(d) a reference to cash as a current asset includes a reference to money held at call with a bank or financial institution.
(3) In this Schedule, unless the contrary intention appears, the following entities are related entities:
(a) if an entity is the chief entity of another entity — the entity and the other entity;
(b) if an entity is under the control of a chief entity — the entity and the chief entity;
(c) if an entity is under the control of the chief entity of another entity:
(i) the entity and the chief entity; and
(ii) the entity and the last-mentioned entity.
(3A) Unless the contrary intention appears, a word or expression (except a word or expression that is defined in subclause (1) or to which subclause (2) or (3) applies) that is used in this Schedule has the same meaning as in the Corporations Law as in force immediately before the commencement of item 29 in Schedule 3 to the Company Law Review Act 1998.
(3B) Unless the contrary intention appears, a reference to a provision of the Corporations Law is a reference in this Schedule to the provision of the Law as in force immediately before the commencement of item 29 in Schedule 3 to the Company Law Review Act 1998.
(4) Unless the contrary intention appears in accounts or consolidated accounts, an expression used in those accounts or consolidated accounts has the same meaning as in this Schedule.
## 2 Adaptation of format
(1) In this clause, prescribed requirement means, in relation to accounts or consolidated accounts:
(a) a form of words; or
(b) the order in which headings, subheadings or entries are to be arranged.
(2) Subject to subclause (3), if:
(a) in the opinion of the directors of a company, having regard to the nature of the business conducted by the company; or
(b) in the opinion of the directors of a chief entity, having regard to the nature of the business conducted by the economic entity;
any prescribed requirement would prevent the accounts of that company, or the consolidated accounts, as the case may be, being prepared so as to give a true and fair view of the profit or loss or state of affairs of the company or the economic entity in any respect, those accounts or consolidated accounts may depart from that requirement to the extent necessary to give a true and fair view.
(3) A prescribed requirement to specify an item of information in a profit and loss account or balance sheet forming part of accounts or consolidated accounts may only be departed from if that information is given separately in a note forming part of those accounts or consolidated accounts.
(4) If a provision of this Schedule requires any matter relating to an entry in a profit and loss account or a subheading in a balance sheet to be provided for in a note, that matter may be incorporated into that entry or subheading.
## 3 General requirements for information given in accounts or consolidated accounts
(1) Subject to subclauses (3), (4) and (5), for the purpose of making out the accounts or the consolidated accounts for a financial period, a reference in this Schedule to the stating of information:
(a) in an entry in a profit and loss account, or in a note to that account, is to be read as a reference to the stating of that information for that period, and the stating of the corresponding information for the comparative financial period, in that entry or note; and
(b) in a subheading in a balance sheet, or in a note to that balance sheet, is to be read as a reference to the stating of that information as at the end of that period, and the stating of the corresponding information as at the end of the comparative financial period, in that subheading or note.
(2) If the financial periods referred to in paragraph (1) (a) or (b) are not equal in length, the periods covered must be clearly indicated in the accounts or consolidated accounts.
(3) For the purpose of making out for a financial period the first accounts after the incorporation of a company or the first consolidated accounts after a company becomes a chief entity, a reference in this Schedule to the stating of information does not include the stating of information corresponding to that information for or as at the end of the comparative financial period.
(4) Information relating to a matter for or as at the end of the comparative financial period need not be given in those accounts or consolidated accounts if the directors, in those accounts or consolidated accounts, state in relation to that matter, that that information cannot be so given without unreasonable expense or delay.
(5) If Division 3 of Part 4 applies to a company or an economic entity for a financial period but did not so apply for the comparative financial period, the information required by that Division to be included in the accounts or consolidated accounts is not required to be given for or as at the end of the comparative financial period.
(6) If the accounts or the consolidated accounts are required to include a note because of:
(a) a provision in Division 2 of Part 3 — that note must be a note to the profit and loss account; or
(b) a provision in Division 3 of Part 3 or clause 28, 32 or 33 — that note must be a note to the balance sheet; or
(c) any other provision — that note must be a note to the profit and loss account, or to the balance sheet, forming part of those accounts or consolidated accounts.
(7) If a provision of this Schedule requires information to be given in a note, a note prepared for the purposes of that provision must contain sufficient headings, cross-references or other particulars to enable the subject matter or purpose of the note to be readily identified.
## 4 Language and monetary values
(1) Accounts and consolidated accounts must be expressed in the English language.
(2) In accounts and consolidated accounts all amounts must be expressed in Australian currency.
Part 2 Format of profit and loss account and balance sheet
## 6 Profit and loss account — basic format
(1) A profit and loss account must have the following format:
Operating profit or loss;
Income tax attributable to operating profit or loss;
Operating profit or loss after income tax;
Profit or loss on extraordinary items;
Income tax attributable to profit or loss on extraordinary items;
Profit or loss on extraordinary items after income tax;
Operating profit or loss and extraordinary items after income tax;
Outside equity interests in operating profit or loss and extraordinary items after income tax;
Operating profit or loss and extraordinary items after income tax attributable to members of the chief entity;
Retained profits or accumulated losses at the beginning of the financial year;
Aggregate of amounts transferred from reserves;
Total available for appropriation;
Dividends provided for or paid;
Aggregate of amounts transferred to reserves;
Other appropriations;
Retained profits or accumulated losses at the end of the financial year.
(2) Such of the words set out in the table in subclause (1) as are relevant must be given in a profit and loss account with the total amount to which those words refer as an entry or part of an entry.
## 7 Balance sheet — basic format
(1) A balance sheet must have the following format:
CURRENT ASSETS
Cash
Receivables
Investments
Inventories
Other
TOTAL CURRENT ASSETS
NON-CURRENT ASSETS
Receivables
Investments
Inventories
Property, plant and equipment
Intangibles
Other
TOTAL NON-CURRENT ASSETS
TOTAL ASSETS
CURRENT LIABILITIES
Creditors and borrowings
Provisions
Other
TOTAL CURRENT LIABILITIES
NON-CURRENT LIABILITIES
Creditors and borrowings
Provisions
Other
TOTAL NON-CURRENT LIABILITIES
TOTAL LIABILITIES
NET ASSETS
SHAREHOLDERS’ EQUITY
Share capital
Reserves
Retained profits or accumulated losses
Shareholders’ equity attributable to members of the chief entity
Outside equity interests in controlled entities
Total shareholders’ equity.
(2) For the purposes of this clause, each of the following groups of words set out in the table in subclause (1) is a heading:
CURRENT ASSETS
NON-CURRENT ASSETS
CURRENT LIABILITIES
NON-CURRENT LIABILITIES
SHAREHOLDERS’ EQUITY
(3) The headings set out in the table in subclause (1), to the extent that they are relevant, must be given in a balance sheet.
(4) The words set out in the table in subclause (1) that are relevant and do not comprise a heading must be given in a balance sheet with the total amount to which those words refer as a subheading or part of a subheading.
(5) Each amount given in a balance sheet forming part of the accounts or the consolidated accounts, as the amount of assets of the company or economic entity as at the end of a financial period must be the difference between:
(a) the total of the amounts for which those assets are recorded in the books of the company, or of each entity in an economic entity at the end of that period; and
(b) the total provided for in respect of those assets by way of depreciation, amortisation, diminution in value or doubtful debts in those books as at the end of that period.
Part 3 Notes to the accounts or consolidated accounts
## Division 1 Preliminary
## 8 Application of Part
(1) This Part applies:
(a) to all companies; and
(b) to all economic entities.
## Division 2 Notes relating to the profit and loss account
## 9 Profit and loss account — basic notes
(1) The accounts, or the consolidated accounts, must include a note of:
(a) each of the following items credited as revenue in determining operating profit or loss:
(i) dividends;
(ii) interest;
(iii) material profits arising from the sale of non-current assets;
(iv) material increases arising from the revaluation of non‑current assets;
(v) material transfers from provisions;
(vi) abnormal items; and
(b) each of the following items charged as expense in determining operating profit or loss:
(i) interest;
(ii) bad and doubtful debts in each class of debts;
(iii) material losses arising from the sale of non-current assets;
(iv) material decreases arising from the revaluation of non‑current assets;
(v) amount charged for depreciation, amortisation or diminution in value, as the case may be, of each of the following classes of assets:
(A) investments;
(B) inventories;
(C) property, plant and equipment;
(D) intangibles;
(E) any other assets;
as given in the balance sheet forming part of those accounts;
(vi) material transfers to provisions other than provisions referred to in subparagraph (v);
(vii) abnormal items; and
(d) each material extraordinary item included in determining the profit or loss.
(2) A note referred to in subclause (1) must specify:
(a) particulars, and the total amount, of each of the items, to which it relates; and
(b) in the case of the item referred to in subparagraph (1) (b) (v) — particulars, and the total amount, of each class of assets so affected.
## 10 Income tax attributable to accounting profit and to other years
(1) If there is a difference of more than 15% between the total amount provided for income tax attributable to a company, or to a economic entity, for a financial period and the amount of income tax that would be payable for that period on the income of the company or economic entity, calculated by reference to its operating profit or loss and extraordinary items, the accounts of the company or economic entity must include a note of a reconciliation of that difference.
(2) If provision is made for the payment of income tax attributable to a company or to an entity in an economic entity during a period that, in whole or part, is a period other than the financial period in which that provision was made, the accounts of the company or the consolidated accounts relating to the economic entity must include a note stating:
(a) the amount (if any) of that provision that is attributable to that financial period; and
(b) the amount of that provision that is attributable to any other period.
## 11 Interest or dividends to or from related and other corporations
If:
(a) at any time during a financial period, or a comparative financial period, a company was related to a corporation or corporations; and
(b) subclause 9 (2) requires a note to include particulars and an amount relating to interest or dividends;
those particulars must include:
(c) the part of that amount that is attributable to that corporation or those corporations; and
(d) the part of that amount that is attributable to other persons.
## Division 3 Notes relating to the balance sheet
Subdivision A Classes of assets etc
## 12 Classes of assets, liabilities etc
(1) For the purposes of this Schedule, the assets, liabilities, share capital and reserves of a corporation, or economic entity, and the provisions made by a corporation or by a economic entity, must each be divided into classes, according to its nature and function in the business of the corporation or economic entity.
(2) In relation to a subheading in a balance sheet forming part of the accounts or the consolidated accounts, the accounts or consolidated accounts must include a note of each of the classes included in determining the total amount given in the subheading.
(3) Without limiting the classes that may be included in a note in accordance with subclause (2), those classes must include the classes which, in accordance with clause 13, relate to that subheading.
(4) A note required by this Subdivision or by Subdivision B must specify particulars and the total amount of each class to which it relates.
## 13 Given classes of assets, liabilities etc
The accounts or the consolidated accounts must include a note of each of the classes in the following paragraphs:
(a) for receivables as current assets:
(i) trade debtors;
(ii) bills of exchange and promissory notes;
(iii) in the case of accounts of a company that acts as trustee — rights of indemnity for liabilities incurred by the company on behalf of the trust;
(iv) in the case of consolidated accounts relating to an economic entity if one of the entities in the economic entity acts as trustee — rights of indemnity for liabilities incurred by that entity on behalf of the trust; and
(b) for investments as current assets:
(i) government and semi-government stocks and bonds;
(ii) debentures;
(iii) shares;
(iv) options for shares; and
(c) for inventories as current assets:
(i) raw materials and stores;
(ii) work in progress;
(iii) finished goods;
(iv) land held for resale; and
(d) for receivables as non-current assets:
(i) trade debtors;
(ii) bills of exchange and promissory notes;
(iii) in the case of accounts of a company that acts as trustee — rights of indemnity for liabilities incurred by the company on behalf of the trust;
(iv) in the case of consolidated accounts relating to an economic entity if one of the entities in the economic entity acts as trustee — rights of indemnity for liabilities incurred by the entity on behalf of the trust; and
(e) for investments as non-current assets:
(i) government and semi-government stocks and bonds;
(ii) debentures;
(iii) shares;
(iv) options for shares;
(v) rights or interests in business undertakings; and
(f) for inventories as non-current assets:
(i) raw materials and stores;
(ii) work in progress;
(iii) finished goods;
(iv) land held for resale; and
(g) for property, plant and equipment as non-current assets:
(i) land and buildings;
(ii) plant or equipment; and
(h) for intangible non-current assets:
(i) goodwill;
(ii) patents, trade marks and licences; and
(j) for creditors and borrowings as current liabilities:
(i) bank overdrafts;
(ii) bank loans;
(iii) debentures;
(iv) bills of exchange and promissory notes;
(v) trade creditors;
(vi) lease liabilities; and
(k) for provisions as current liabilities:
(i) dividends;
(ii) taxation;
(iii) employee entitlements; and
(l) for creditors and borrowings as non-current liabilities:
(i) bank loans;
(ii) debentures;
(iii) other loans;
(iv) trade creditors;
(v) lease liabilities; and
(m) for provisions as non-current liabilities — employee entitlements; and
(n) for reserves:
(i) share premium account;
(ii) capital redemption reserve;
(iii) other reserves, other than capital reserve arising on consolidation.
## 14 Provisions in relation to assets
If:
(a) at the end of a financial period a provision for depreciation, amortisation, diminution in value or doubtful debts exists in the books of a company or an entity in an economic entity in relation to a class of assets of the company or the entity; and
(b) that class is required to be included in a note referred to in subclause 12 (2), the particulars of that class required for the purposes of subclause 12 (4) include:
(i) the total amount of that provision; and
(ii) the amount equal to the residue remaining after deducting from the total amount referred to in subclause 12 (4) the total amount referred to in paragraph (a).
Subdivision B Special requirements in relation to certain classes of items
## 15 Particulars of each class of share capital
(1) In relation to each class of share capital of a company other than a chief entity that is required to make out consolidated accounts, the particulars and amount required by subclause 12 (4) to be given for a financial period must include:
(a) the particulars and amount, at the end of that period, of:
(i) authorised capital;
(ii) paid-up capital;
(iii) calls in arrear;
(iv) capital on which interest has been paid out of capital during that financial period and the rate of the interest so paid;
(v) capital that is not capable of being called up except in the event of, and for the purposes of, the winding up of the company; and
(b) in relation to unissued shares for which options are outstanding:
(i) the number of those shares in that class as at the end of that period;
(ii) the terms of issue of each class of shares; and
(c) in relation to any class of preference shares:
(i) the rate of dividend;
(ii) the amount of arrears of dividend as at the end of that period;
(iii) whether they are cumulative or non-cumulative, participating or non-participating;
(iv) whether they are to be redeemed or, at the option of the company, are liable to be redeemed;
(v) if the preference shares are to be redeemed or at the option of the company are liable to be redeemed — the date on or before which they are to be redeemed, or are liable to be redeemed, the earliest date on which the company has power to redeem them and the amount of any premium or discount on redemption; and
(d) for all shares issued during that period:
(i) the purposes of the issue;
(ii) the classes of shares issued;
(iii) the number of shares issued of each class;
(iv) the terms of issue of each class of the shares; and
(e) if the company is a no liability company, the number of shares forfeited during that period.
(2) Subclause (1) applies to the consolidated accounts as if:
(a) “a company other than a chief entity that is required to make out consolidated accounts” were omitted and “an entity in an economic entity that has been issued to persons not being members of the economic entity” were substituted; and
(b) in subparagraph (1) (a) (i) “in the case of the chief entity” were inserted before “authorised capital”; and
(c) in subparagraphs (1) (a) (v), (1) (c) (iv) and (v) and paragraph (1) (e) “the company” (wherever occurring) were omitted and “the entity” substituted; and
(d) in paragraph (1) (d) “for all shares issued during that period” were omitted and “in respect of the shares issued during that period” substituted.
## 16 Transfers to or from each class of reserves
The accounts or the consolidated accounts for a financial period must include a note of material transfers to and from any class of reserves during that period.
## 17 Subdivision of certain classes of assets and liabilities
(1) If:
(a) a class of assets of a corporation comprising non-current assets, inventories or investments (other than investments listed on a specified stock exchange that have been recorded in the books of the corporation at market value) is required to be included in a note to a balance sheet referred to in subclause 12 (2); and
(b) part of that class (in this subclause referred to as the designated part) is valued otherwise than at the cost of manufacture, production or other acquisition;
the particulars of that class required for the purposes of subclause 12 (4) include:
(c) a summary description of the designated part, including in the case of non-current assets or investments:
(i) the year of their valuation;
(ii) the basis of the valuation;
(iii) whether the valuation was a director’s valuation or an independent valuation;
(iv) if that balance sheet is the first balance sheet in which reference is made to a valuation referred to in subparagraph (iii) — the name of the person who made that valuation; and
(d) a summary description of the remainder of the class; and
(e) the total of the designated part and the remainder of the class; and
(f) if the total amount of a provision relating to those assets and the total amount of the residue must be included in that note because of clause 14 — each of those amounts must be apportioned so as to state the amount that is attributable to the designated part and the amount that is attributable to the remainder of the class.
(2) If:
(a) a class comprising liabilities is required to be included in a note referred to in subclause 12 (2); and
(b) part of that class comprises liabilities secured by a charge;
the particulars of that class required for the purposes of subclause 12 (4) include:
(c) a summary of the nature of the security; and
(d) the total amount of the liabilities secured by the charge.
(3) If:
(a) a class of assets comprising investments is required to be included in a note referred to in subclause 12 (2); and
(b) part of that class comprises investments listed on a specified stock exchange;
the particulars of that class required for the purposes of subclause 12 (4) include:
(c) a summary description of the investments so listed; and
(d) the market value of the investments so listed worked out on the official quotation on the stock market of that exchange.
(4) If a class comprising:
(a) bills of exchange due and receivable by a corporation is required to be included in a note referred to in subclause 12 (2) and part of that class comprises bills accepted or endorsed by a bank; or
(b) interest paid or payable by a corporation is required to be included in a note referred to in subclause 12 (2) and part of that class comprises interest capitalised; or
(c) a provision for income tax is required to be included in a note referred to in subclause 12 (2) and part of that class comprises a provision for future liability; or
(d) assets is required to be included in a note referred to in subclause 12 (2) and part of that class comprises capitalised lease assets;
the particulars of that class required for the purposes of subclause 12 (4) include:
(e) a summary description of that part; and
(f) the total amount of that part.
## 18 Debts, charges or options
(1) If:
(a) at the end of a financial period, a company holds shares in a corporation or options for shares in a corporation; and
(b) in relation to the balance sheet forming part of the accounts of the company as at the end of that period, a note is required to include particulars relating to those shares and options for the purposes of subclause 12 (4);
those particulars must include particulars showing the extent to which those shares or options are held:
(c) in a related body corporate; or
(d) in another corporation.
(2) If:
(a) at the end of a financial period, debts other than trade debts are due and receivable by or payable by a company (in this subclause referred to as “the subject company”); and
(b) in relation to the balance sheet forming part of the accounts of the subject company as at the end of that period, a note is required to include particulars relating to those debts for the purposes of subclause 12 (4);
those particulars must include particulars showing the extent to which those debts are due and receivable from or payable to:
(c) the chief entity (if any) of the subject company; and
(d) any other related body corporate or an entity controlled by the chief entity.
(3) If at the end of a financial period there remains in existence a loan made, guaranteed or secured by a company, by the company and one of its controlled entities (if any) or by one or more of its controlled entities to:
(a) a director of the company, a spouse of a director, or a relative of a director or spouse; or
(b) a director of a related body corporate, a spouse of a director, or a relative of a director or spouse; or
(c) a trustee of a trust under which a person referred to in paragraph (a) or (b) has a beneficial interest, if the loan is made to the trustee in his or her capacity as trustee; or
(d) a corporation, if a person referred to in paragraph (a) or (b) has a direct or indirect beneficial interest in shares in the corporation the nominal value of which is not less than 10 per cent of the nominal value of the issued share capital of the corporation;
the accounts of that company for that period must include a note stating the total amount of that loan or of all such loans.
(4) For the purposes of paragraph (3) (d), a person referred to in paragraph (3) (a) or (b) is not to be taken to have a beneficial interest in shares in a corporation only because:
(a) the company has a relevant interest in shares in the corporation; and
(b) the person has a relevant interest in shares in the company.
(5) If:
(a) at the end of a financial period, an entity in an economic entity holds shares, or options for shares, in a corporation that is not a corporation in the economic entity; and
(b) in relation to the balance sheet forming part of the consolidated accounts at the end of that period, a note is required to include particulars relating to those shares and options for the purposes of subclause 12 (4);
those particulars must include particulars showing the extent to which those shares or options are held:
(c) in a related body corporate; or
(d) in another corporation.
(6) If:
(a) at the end of a financial period debts other than trade debts are due and receivable by or payable by an entity in an economic entity (in this subclause referred to as “the subject entity”); and
(b) in relation to the balance sheet forming part of the consolidated accounts relating to the economic entity as at the end of that period, a note is required to include particulars relating to those debts for the purposes of subclause 12 (4);
those particulars must include particulars showing the extent to which those debts are due and receivable from and payable to:
(c) the chief entity (if any) of the subject entity; and
(d) any other related body corporate.
(7) If, at the end of a financial period, there remains in existence a loan made, guaranteed or secured by an entity in an economic entity to:
(a) a director of the entity, a spouse of a director, or a relative of a director or spouse; or
(b) a director of a related entity, a spouse of a director, or a relative of a director or spouse; or
(c) if the loan is made to a trustee of a trust under which a person referred to in paragraph (a) or (b) has a beneficial
interest — the trustee; or
(d) if a person referred to in paragraph (a) or (b) has a direct or indirect beneficial interest in shares in an entity, the nominal value of which is not less than 10 per cent of the nominal value of the issued share capital of the
entity — the entity;
the consolidated accounts for that period must include a note stating the total amount of that loan, or all of those loans.
(8) For the purposes of paragraph (7) (d), if an entity makes, guarantees or secures a loan to an entity referred to in that paragraph, a person referred to in paragraph (7) (a) or (b) must not be taken to have a beneficial interest in shares in the entity only because:
(a) the first-mentioned entity has a relevant interest in shares in the entity so referred to; and
(b) the person has a relevant interest in shares in the first‑mentioned entity.
## 19 Land held for sale
(1) If land is held for sale by a company or by an entity in an economic entity, the accounts or the consolidated accounts must include a note of:
(a) the total cost of acquiring the land; and
(b) the total amount of any expenses involved in developing the land that have been capitalised; and
(c) the total of any rates, taxes, interest or other amounts relating to the land that have been capitalised.
(2) In subclause (1), land includes an interest in land.
## 20 Unearned revenue
If a balance sheet forming part of the accounts or the consolidated accounts specifies a class of receivables, no part of those receivables that comprises unearned revenue must be included in an estimate of the gross amount of those receivables unless the amount of the unearned revenue is shown as a deduction from that estimated amount.
## 21 Valuations supported by guarantees, warranties or indemnities
If the valuation given in relation to an asset included in a class specified in a balance sheet forming part of the accounts or consolidated accounts as at the end of a financial period is supported by the existence of a guarantee, warranty or indemnity and there is a material difference between:
(a) the estimated realisable value of the asset as at the end of that period; and
(b) the amount at which the asset is shown in the books of the company or of an entity in an economic entity at that time;
those accounts or consolidated accounts must include a note of:
(c) the nature of the asset; and
(d) the amount at which the asset is so shown in the books; and
(e) the estimated realisable value of the asset if its value were not supported by the existence of a guarantee, warranty or indemnity; and
(f) the terms of the guarantee, warranty or indemnity; and
(g) the identity of the other party or parties to the guarantee, warranty or indemnity.
Subdivision C Commitments etc not otherwise included
## 22 Commitments for expenditure
(1) For the purposes of this clause:
(a) capital expenditure contracted for; and
(b) lease and hire expenditure contracted for; and
(c) each type of commitment for expenditure, according to its subject matter, other than commitments referred to in paragraph (a) or (b) or commitments for the supply of inventories;
each comprise separate types of commitments for expenditure.
(2) If:
(a) a balance sheet forming part of the accounts or the consolidated accounts at the end of a financial period does not include commitments for expenditure; and
(b) a type of commitment for expenditure that existed at the end of that period was material;
those accounts or consolidated accounts must include a note stating separately the total amount of that type of commitment for expenditure that is payable:
(c) not later than one year; and
(d) later than one year but not later than 2 years; and
(e) later than 2 years but not later than 5 years; and
(f) later than 5 years;
after the end of that financial period.
## 23 Contingent liabilities
(1) The accounts as at the end of a financial period must include a note stating, so far as practicable, the total, or an estimate of the total, of any contingent liabilities of the company as at the end of that period if that amount is material.
(2) A note stating an amount of contingent liabilities must state how much of that amount arises for each of the following categories:
(a) the company; and
(b) related body corporate; and
(c) corporations the management or operating policies of which can be significantly influenced by the company or by a related body corporate; and
(d) business undertakings the management or operating policies of which can be significantly influenced by the company or by a related body corporate or in which the right or interest of the company or a related body corporate is material; and
(e) other persons;
and give particulars of those liabilities for each category.
(3) The consolidated accounts for a financial period must include a note stating for all entities in an economic entity, so far as practicable, the total, or an estimate of the total, of any contingent liabilities of those entities as at the end of that period if that total is material to those entities.
(4) A note stating the total of the contingent liabilities of the entities in an economic entity (in this subclause referred to as “the subject entities”) must state how much of that total arises for each of the following categories:
(a) the subject entities; and
(b) related entities of the subject entities not being entities in that economic entity; and
(c) the entities, other than entities referred to in paragraph (a) or (b), the management or operating policies of which can be significantly influenced by any of the subject entities, or by a related entity of any of the subject entities; and
(d) the business undertakings the management or operating policies of which can be significantly influenced by any of the subject entities, or by a related entity of any of the subject entities, or in which a right or interest of any of the subject entities, or of a related entity of any of the subject entities, is material; and
(e) other persons;
and give particulars of those liabilities for each category.
(5) Subject to subclause (6), the amount and particulars for a category referred to in subclause (2) or (4) may be expressed as a total.
(6) If the contingent liabilities in a category differ substantially in nature, the information given for that category must be sufficient to enable the amount and nature of those liabilities to be distinguished.
## 24 Standby arrangements, unused credit facilities etc
(1) In this clause, corporation to which this clause applies means a company or an entity in an economic entity, that is:
(a) a borrowing corporation; or
(b) a guarantor corporation; or
(c) a corporation to which the Financial Corporations Act 1974 applies.
(2) For the purposes of this clause, each of the following is a type of financing arrangement:
(a) credit standby arrangements;
(b) loan rollover facilities; or
(c) all other financing arrangements.
(3) If at the end of a financial period a corporation to which this clause applies has access to or provides a financing arrangement, the accounts or, if the corporation is an entity in an economic entity, the consolidated accounts relating to that economic entity, for that period, must include a note stating for that financing arrangement or all financing arrangements of the same type:
(a) its nature; and
(b) the amount or the total amount of finance that is so accessible or is so provided; and
(c) a summary of restrictions as to its use or withdrawal; and
(d) in the case of a credit standby arrangement — the total amount of credit unused.
## Division 4 Other notes to be included in the accounts or consolidated accounts
## 25 Remuneration of directors
(1) In this clause, income, in relation to a director of a company, means all his or her remuneration:
(a) in connection with the management of the affairs of the company, or any related body corporate, whether as a director or otherwise; and
(b) by way of brokerage or commission in consideration of:
(i) subscribing or agreeing to subscribe, whether absolutely or conditionally, for shares in or debentures of, the company or any related body corporate; or
(ii) procuring, or agreeing to procure, subscriptions, for shares in, or debentures of, the company or any related body corporate; and
(c) by way of bonuses, commissions or salaries;
but does not include:
(e) any amount to which clause 26 applies.
(2) Subject to subclause (3), the accounts for a financial period of a company must include in a note:
(a) the total of the income received, or due and receivable, for that financial period, by all directors of the company, directly or indirectly, from the company or from any related body corporate; and
(b) the number of directors of the company whose total income received, or due and receivable, for that financial period, directly or indirectly, from the company or from any related body corporate, falls within each band of income of $10,000.
(3) If a person:
(a) is a director of a company that is at the end of a financial period a wholly-owned subsidiary of a chief entity incorporated in Australia; and
(b) is an executive officer of that chief entity;
(c) is not a director of that chief entity; and
(d) is required to be a director of the first-mentioned company in order to discharge, in whole or in part, his or her duties as an executive officer of that chief entity;
that person is to be treated as if he or she were not a director of the first-mentioned company.
(4) The consolidated accounts must include in a note the total of the income received, or due and receivable, directly or indirectly, for the financial period by all directors of each entity in an economic entity from:
(a) corporations of which they are directors; or
(b) related bodies corporate; or
(c) an entity controlled by the chief entity.
(5) If a person:
(a) is a director of a corporation that, at the end of a financial period, is a wholly-owned subsidiary of a company incorporated in Australia that is a chief entity; and
(b) is an executive officer of the chief entity; and
(c) is not a director of the chief entity; and
(d) is required to be a director of the corporation in order to discharge in whole or in part, his or her duties as an executive officer of the chief entity;
the person must be treated for the purposes of subclause (4) as if he or she were not a director of the corporation.
## 26 Payments to persons or to prescribed superannuation funds
(1) Subject to subclause (2), if during a financial period:
(a) a company or an associate gave a prescribed benefit to a person, or to a prescribed superannuation fund, in connection with the retirement of a person from a prescribed office in relation to the company — the accounts of the company; or
(b) an entity in an economic entity or an associate gave a prescribed benefit to a person, or to a prescribed superannuation fund, in connection with the retirement of a person from a prescribed office in relation to the company or a controlled entity — the consolidated accounts;
must include a note stating particulars of that payment.
(2) The particulars referred to in subclause (1):
(a) must be particulars that have been disclosed to, and approved in a general meeting by, the members of the company or corporation, as the case may be, in accordance with subsection 237 (2) of the Corporations Law; and
(b) may be given in summary form in the accounts or consolidated accounts, as the case may be, if the directors, having regard to the number of persons to whom those particulars would relate and the nature of those particulars, state in those accounts or consolidated accounts, as the case may be, that the provision of full particulars would be unreasonable.
(3) An expression used in this clause has the same meaning as in section 237 of the Corporations Law.
## 27 Remuneration of auditors
(1) The accounts for a financial period must include in a note:
(a) the total of the remuneration received, or due and receivable, for that financial period by the auditor of the company, directly or indirectly, from the company, or any related body corporate, in connection with auditing the accounts of the company; and
(b) the total of the remuneration received, or due and receivable, for that financial period by the auditor of the company, directly or indirectly, from the company, or any related body corporate, in connection with any other services provided by that auditor to the company.
(2) The consolidated accounts for a financial period must include in a note:
(a) the total amount of the remuneration received, or due and receivable, for the period by the auditor or auditors of an entity in the economic entity, directly or indirectly, from an entity in the economic entity, or from related entity, in connection with auditing the accounts and consolidated accounts of the chief entity and the accounts of each of its controlled entities; and
(b) the total amount of the remuneration received, or due and receivable, for the period by the auditor or auditors of an entity in the economic entity, directly or indirectly, from an entity in the economic entity, or from a related entity, in connection with other services provided by the auditor or the auditors to an entity in the economic entity.
(3) If a part of the remuneration referred to in paragraph (2) (a) or (b) has not been received, or is not due and receivable, by the auditor of the chief entity referred to in subclause (2), the note referred to in that subclause must state the amount of that part separately.
(4) In this clause, auditor, in relation to a company, means:
(a) a person who has or shares; or
(b) a member of a firm which has or shares;
the duty of making the report required by section 331A of the Corporations Law on the accounts or consolidated accounts of that company.
Part 4 Special accounting requirements in relation to certain corporations
## Division 1 Borrowing and guarantor corporations
## 28 Schedule of debts receivable and debts payable
(1) The accounts of a borrowing corporation or guarantor body for a financial period must include, in relation to the balance sheet, a note containing a schedule setting out, separately, estimates of:
(a) debts receivable; and
(b) debts payable;
shown in that balance sheet that are receivable or payable, as the case requires:
(c) not later than one year; and
(d) later than one year but not later than 2 years; and
(e) later than 2 years but not later than 5 years; and
(f) later than 5 years;
after the end of that financial period.
(2) Subclause (1) applies to the consolidated accounts required by subsection 1058 (6) of the Corporations Law as if the reference in that subclause to the accounts of a borrowing corporation or guarantor body were a reference to those consolidated accounts.
## Division 2 Listed corporations
## 29 Remuneration of executive officers
(1) In this clause, income means remuneration but does not include:
(a) an amount paid to a person who is an executive officer of a listed corporation, or an unlisted corporation that is a subsidiary of that corporation if the person was employed by the listed or the unlisted corporation:
(i) for the whole of a financial period and worked wholly or mainly during that year outside Australia; or
(ii) for part of a financial period and worked wholly or mainly during that part of the period outside Australia; and
(b) any amount to which clause 26 applies.
(2) The accounts of a listed corporation for a financial period must include in a note:
(a) the number of executive officers of the corporation whose total income received, or due and receivable, for that financial period, directly or indirectly, from that corporation, or any related body corporate, in connection with the management of the affairs of that corporation, or any related body corporate, whether as executive officer or otherwise, falls within each $10,000 band of income after $100,000; and
(b) the total of the income referred to in paragraph (a) of all executive officers referred to in that paragraph.
(3) The consolidated accounts for a financial period of an economic entity must, if the chief entity is a listed corporation include in a note:
(a) the number of executive officers of the economic entity whose total income received, or due and receivable, for the financial period, directly or indirectly, from the entities in the economic entity, or a related entity, in connection with the management of the affairs of the entities in the economic entity, or a related entity, whether as executive officers or otherwise, falls within each $10,000 band of income after $100,000; and
(b) the total of the income referred to in paragraph (a) of all executive officers referred to in that paragraph.
## Division 3 Certain companies including listed corporations and borrowing corporations
## 30 Application of Division
(1) Subject to subclause (2), this Division applies:
(a) to a company, or to an economic entity, for a financial period (in this paragraph referred to as the initial period) and the immediately following financial period if at the end of the financial period immediately preceding the initial period, the company, or the chief entity, was:
(i) a listed corporation; or
(ii) a borrowing corporation; and
(b) to a company or to an economic entity, if that company or the chief entity was a company other than a listed corporation or a borrowing corporation, for a financial period (in this paragraph referred to as the initial period) and the immediately following financial period if:
(i) at the end of the financial period immediately preceding the initial period the gross assets of that company or economic entity exceeded $10,000,000; or
(ii) during the financial period immediately preceding the initial period the gross operating revenue of that company or the economic entity exceeded $20,000,000.
(2) This Division does not apply to a corporation referred to in paragraph (1) (a) or (b) that is a wholly-owned subsidiary of another corporation incorporated in Australia.
## 31 Economic dependency
(1) If:
(a) the normal trading activities of a company depend on a significant volume of business with another party; and
(b) that dependency exists during all or part of a financial period;
the accounts of the company for that period must include a note explaining the nature of that dependency.
(2) If:
(a) the normal trading activities of an entity in an economic entity depend on a significant volume of business with another party; and
(b) the activities are material in relation to the trading activities of the economic entity; and
(c) the dependency exists during all or part of a financial period;
the consolidated accounts relating to the economic entity for that period must include a note explaining the nature of the dependency.
## 32 Recent valuations of interests in land and buildings
(1) In this clause:
> current value, in relation to an interest in land or buildings for the purpose of accounts or consolidated accounts for a financial period, means the most recent valuation made within the last 3 years before the end of that financial period.
> interest in land or buildings means:
(a) freehold, strata title or rights to occupy land conferred by shares in a corporation; or
(b) leasehold interests in land for a term exceeding 20 years or any other interest conferring a right to reside on or otherwise occupy land;
but does not include:
(c) interests referred to in paragraphs (a) and (b) held for sale;
(d) a mere licence to occupy land; or
(e) rights for the purpose of mining or otherwise for the extraction of materials from land.
(2) If:
(a) at the end of a financial period the assets of a company or economic entity include interests in land and buildings; and
(b) the value at which those assets are shown in accordance with clause 17 is not the current value;
the accounts of a company or the consolidated accounts relating to the economic entity for that period must include a note stating the current values of those interests at the end of that period.
(3) The values required by subclause (2) for assets may be given as the total value if both or all of those assets, as the case may be:
(a) have been valued in the same year and on the same basis; and
(b) are the subject of the same type of valuation, being a director’s valuation or an independent valuation.
## 33 Superannuation commitments
(1) In this clause, corporation, means a company or an entity in an economic entity.
(2) If at the end of a financial period there is in existence a superannuation or retirement benefit plan established or sponsored by a corporation, or in which the corporation participates, the accounts of the corporation or, if the corporation is an entity in an economic entity, the consolidated accounts must include a note:
(a) stating that the plan exists; and
(b) stating the principal type of benefit provided for under the plan; and
(c) stating the basis of contributions to the plan; and
(d) stating whether the corporation is obliged to contribute to the plan and, if the corporation has such an obligation, whether it is legally enforceable;
(e) stating the date of the last actuarial assessment (if any) of the plan and the name and qualifications of the actuary who made that assessment; and
(f) subject to subclause (3), showing that funds are or are not available, as the case may be, for the purposes of the plan to satisfy all benefits that would have been vested under the plan in the event of:
(i) termination of the plan; or
(ii) voluntary termination of the employment of each employee of the corporation on the initiative of that employee; or
(iii) compulsory termination of the employment of each employee of the corporation by the corporation;
(g) if in accordance with paragraph (f) the note shows that funds are not available — subject to subclause (3), stating particulars of the deficiency; and
(h) if the calculation required to show whether funds are or are not available is not made for the last day of that
period — stating the day for which that calculation was made.
(3) If:
(a) an entity in an economic entity has a right or interest in a business undertaking that is material to the economic entity; or
(b) 2 or more entities in an economic entity have rights or interests in a business undertaking that are in total material to the economic entity;
the information required by paragraphs (2) (f) and (g) need only be given to the extent of that corporation’s participation in the plan.
(4) In working out whether funds are available for a plan established or sponsored by a corporation or in which a corporation participates, regard must be had to benefits payable to:
(a) a former employee of the corporation who is receiving benefits under the plan; or
(b) a dependant of a deceased employee or a deceased former employee of the corporation.
## 34 Business undertakings
(1) If at the end of a financial period a company has a right or interest in a business undertaking that is material to the company, the accounts of that company for that period must include a note stating:
(a) the nature of that right or interest; and
(b) if that undertaking is carried on through an unincorporated association, joint venture, partnership or trust that has a name — that name; and
(c) the principal activities carried on during that period in the course of the undertaking; and
(d) the amount and percentage of that right or interest in the undertaking; and
(e) the method of accounting used to record that right or interest; and
(f) the contribution of the undertaking to the profit or loss of the company; and
(g) the value of products and services directly received by the company from the undertaking after allowing for costs incurred by the company in receiving those products and services.
(2) If at the end of a financial period:
(a) a company has rights or interests in more than one business undertaking; and
(b) none of those rights or interests are material to the company individually but in total are material to the company;
the accounts of the company for that period must include a note stating in summary form:
(c) the principal activities carried on during that financial period in the course of those undertakings; and
(d) the methods of accounting used to record those rights or interests, and for each of those methods, the amount at which those rights or interests are recorded in the books of the company; and
(e) the total contribution of those undertakings to the profit or loss of the company; and
(f) the total value of products and services directly received by the company from those undertakings after allowing for costs incurred by the company in receiving those products and services.
(3) If at the end of a financial period:
(a) an entity in an economic entity has a right or interest in a business undertaking that is material to the economic entity; or
(b) 2 or more entities in an economic entity have rights or interests in a business undertaking that are in total material to the economic entity;
the consolidated accounts for that period must include a note stating:
(c) the nature of that right or interest; and
(d) if the undertaking is carried on by means of or through an unincorporated association, joint venture, partnership or trust that has a name — that name; and
(e) the principal activities carried on during that period in the course of the undertaking; and
(f) the amount and the percentage of that right or interest in the undertaking; and
(g) the method of accounting used to record that right or interest; and
(h) the contribution of the undertaking to the profit or loss of the economic entity; and
(j) the value of products and services directly received by the entity from the undertaking, after allowing for costs incurred by the entity in receiving those products and services.
(4) If at the end of a financial period:
(a) an entity in an economic entity has rights or interests in more than one business undertaking; and
(b) none of those rights or interests is individually material to the entities in the economic entity, but the rights or interests are, in total, material to the economic entity;
the consolidated accounts for that period must include a note stating in summary form:
(c) the principal activities carried on during that financial period in the course of those undertakings; and
(d) the methods of accounting used to record those rights or interests, and for each of those methods, the amount at which those rights or interests are recorded in the books of the corporation; and
(e) the total contribution of those undertakings to the profit or loss of the economic entity; and
(f) the total value of products and services directly received by the economic entity from those undertakings after allowing for costs incurred by the economic entity in receiving those products and services.
## 35 Interests in corporations not being subsidiaries
(1) In this clause, interest includes shares in a corporation, convertible notes issued by a corporation and loans and advances made to a corporation.
(2) If at the end of a financial period:
(a) a company has an interest in a corporation that is not a subsidiary of the company; and
(b) the interest is material to the company;
the accounts of the company for that financial period must include a note, in relation to that corporation, stating particulars of:
(c) its name; and
(d) its principal activities; and
(e) the percentage of each class of its issued shares that are held by the company; and
(f) its separate contribution to the profit or loss of the company; and
(g) the amount of that interest at the end of that period showing separately:
(i) the total amount of that interest in shares and convertible notes in the corporation; and
(ii) the amount of any loans or advances to the corporation.
(3) If at the end of a financial period:
(a) an entity or entities in an economic entity has an interest in an entity that is not a related entity (in this subclause referred to as the subject entity); and
(b) the interest is material to the economic entity;
consolidated accounts for that financial period must include a note, in relation to the subject entity, stating particulars of:
(c) its name; and
(d) its principal activities; and
(e) the percentage of each class of its issued shares that are held by the entity or entities in the economic entity; and
(f) its separate contribution to the profit or loss of the economic entity; and
(g) the amount of that interest at the end of that period showing separately:
(i) the total amount of that interest in shares and convertible notes in the subject entity; and
(ii) the amount of any loans or advances to the subject entity.
(4) For the purposes of subclauses (2) and (3):
(a) in determining whether or not an interest is material; or
(b) in showing the amount of any loans or advances made to a corporation;
inter-company loans and advances must not be set off against each other.
Part 5 Additional requirements in relation to consolidated accounts
## 37 Controlled entities acquired or disposed of
(1) If, during a financial period, an entity has been acquired by an entity in an economic entity, the consolidated accounts of the economic entity must include a note stating, for each entity that has been acquired:
(a) its name; and
(b) the proportion of shares or other equity acquired in the entity; and
(c) the consideration for the shares or equity; and
(d) the fair value of its net tangible assets at the time of the acquisition.
(2) If, during a financial period, a controlled entity is disposed of by an entity in an economic entity, the consolidated accounts for that period of the economic entity must include a note stating, for each entity that is disposed of:
(a) its name; and
(b) the operating profit or loss and extraordinary items attributable to members of the chief entity from the disposal of the entity; and
(c) the fair value of its net tangible assets at the time of the disposal; and
(d) the remaining interest held in it by the entity or entities in the economic entity.
## 38 Particulars in relation to controlled entities
(1) In this clause, share means a share in the issued share capital of an entity (other than a share that carries no right to participate beyond a given amount in a distribution of either profits or capital) or, if the entity does not have share capital, in the equity of the entity.
(2) The consolidated accounts of a chief entity for a financial period must include a note stating, for each controlled entity:
(a) particulars of:
(i) its name; and
(ii) its country of formation or incorporation; and
(iii) its relationship with other entities in the economic entity;
at the end of that financial period; and
(b) the amount of its contribution to the profit or loss, during the period, of the economic entity; and
(c) if its financial year differs from that of the chief entity — particulars of its financial year; and
(d) if any of its business was carried on during that period in a country outside Australia — the name of that country.
(3) If a controlled entity issues share capital, the particulars referred to in subparagraph (2) (a) (iii) must include, in relation to the shares held in the entity by the chief entity and each other entity in the economic entity:
(a) the amount at which the shares are recorded in the books of each entity; and
(b) the percentage of the shares held in relation to all of the shares of the entity
Schedule 5A Financial reporting — Australian banks and life offices
(regulation 2M.6.03)
## 1 Definitions for Schedule
In this Schedule:
> AGM means annual general meeting.
> Chapter 2M means Chapter 2M of the Corporations Law.
> chief entity has the meaning given in section 295 of the Corporations Law as in force immediately before the commencement of item 29 of Schedule 3 to the Company Law Review Act 1998.
> life insurance law means a law of the Commonwealth, except the Corporations Law, relating to life insurance.
> prescribed corporation means:
(a) an Australian bank; or
(b) a life office.
## 2 Compliance with Chapter 2M — financial reports of Australian banks
If an Australian bank has prepared a financial report in accordance with the law of the Commonwealth, except the Corporations Law, relating to banking, the corporation is taken to have complied with the corresponding provisions of Chapter 2M.
## 3 Compliance with Chapter 2M — financial reports of life offices
(1) If a life office has prepared a financial report in accordance with the life insurance law (or with an order made under section 340 or 341 of the Corporations Law applying to the report) and the report was:
(a) laid before the relevant AGM of the corporation; and
(b) lodged within 3 months of the end of the period to which it relates;
the life office, and its directors and auditors, are not taken to have contravened Chapter 2M only because of the circumstances mentioned in subclause (2).
(2) The circumstances are:
(a) a financial report was not prepared in accordance with Chapter 2M, laid before the relevant AGM of the corporation or lodged; and
(b) an audit report required by that Chapter was not laid before that AGM or lodged.
(3) If the life office does not lay before its AGM financial reports and auditors’ reports complying with the life insurance law, the life office must lodge a copy of each of the reports within 4 months of the end of the period to which it relates.
## 4 Auditors’ reports on financial reports of life offices
If the financial report of a life office complies with the life insurance law, sections 307, 308 and 309 of the Corporations Law do not apply in relation to the report.
## 5 Compliance with certain provisions of Chapter 2M — prescribed corporations
(1) This clause applies to a prescribed corporation that has, in accordance with Chapter 2M as modified in its operation by this Schedule, given to its members the documents that it is required to lay before its relevant AGM.
(2) The corporation is not taken to have contravened Division 4 of Part 2M.3 of the Corporations Law only because it did not give to its members the financial reports or other documents mentioned in the Division.
(3) However, subclause (1) does not apply in relation to a financial report or other document that must be laid before the AGM under section 317 of the Corporations Law.
## 6 Directors’ reports — prescribed corporations that are not chief entities
If a prescribed corporation is not a chief entity in a financial year, subsection 292 (1) of the Corporations Law does not require a directors’ report for the corporation to be prepared for the year.
## 7 Compliance with Chapter 2M — financial reports of certain chief entities
(1) This clause applies to a corporation that, during an accounting period of the corporation:
(a) was a chief entity; and
(b) controlled another corporation (a controlled entity) that was a prescribed corporation at any time in that period.
(2) The chief entity does not contravene Chapter 2M only because a financial report of the entity does not consolidate a controlled entity that was at any time during the accounting period to which that report relates a prescribed corporation if the report complies with subclause (3).
(3) A financial report of the chief entity for the accounting period complies with this subclause if the report of the controlled entity for the corresponding accounting period of the controlled entity is attached to the financial report of the chief entity.
Schedule 6 Availability of names
(regulations 2B.6.01,
2B.6.02, 5B.3.01 and 5B.3.02)
Part 1 Rules for ascertaining whether names are identical
## 6101
In comparing one name with another for paragraph 147 (1) (a) or (b) or 601DC (1) (a) or (b) of the Corporations Law, the following matters are to be disregarded:
(a) the use of the definite or indefinite article as the first word in one or both of those names;
(b) the use of “Proprietary”, “Pty”, “Limited”, “Ltd”, “No Liability” or “NL” in one or both of the names;
(c) whether a word is in the plural or singular number in one or both names;
(d) the type, size and case of letters, the size of any numbers or other characters, and any accents, spaces between letters, numbers or characters, and punctuation marks, used in one or both names;
(e) the fact that one name contains a word or expression in column 2 of the following table and the other name contains an alternative for that word or expression in column 3:
| Column 1Item | Column 2Word or expression | Column 3Alternative |
| ------------ | -------------------------- | ------------------- |
| 1 | Australian | Aust |
| 2 | Company | Co or Coy |
| 3 | Co | Company or Coy |
| 4 | Coy | Company or Co |
| 5 | Number | No |
| 6 | and | & |
| 7 | Incorporated | Inc |
| 8 | Corporation | Corp |
| 9 | Australian Company Number | ACN |
Part 2 Names unacceptable for registration
## 6201
For the purposes of this Part, Games authority means:
(a) in relation to a name that suggests a connection with the Summer Games of the Twenty-Seventh Olympiad — the body known as the Sydney Organising Committee for the Olympic Games; and
(b) in relation to a name that suggests a connection with the Paralympic Games to be held in Sydney in the year 2000:
(i) if the application is lodged before the registration of a company to be known as the Sydney Paralympic Organising Committee — the Director-General of the Premier’s Department of New South Wales; and
(ii) if the application is lodged after the registration of that company — the Sydney Paralympic Organising Committee.
## 6202
For paragraph 147 (1) (c) or 601DC (1) (c) of the Corporations Law, a name is unacceptable for registration, if the name:
(a) contains:
(i) any of the following words:
Olympic Paralympic
Olympics Paralympics
Olympiad Paralympian
Olympian
or an abbreviation of any of them; and
(ii) any of the following expressions:
City Summer
Games Sydney
Gold Two Thousand
Millennium 2000
or an abbreviation of any of them; or
(b) contains:
(i) the word “24th” or “Twenty-Fourth” or “XXIVth”; and
(ii) the word “Olympic” or “Olympics” or “Games”; or
(c) contains:
(i) the word “27th” or “Twenty-Seventh” or “XXVIIth”; and
(ii) the word “Olympiad”; or
(d) contains the phrase “Share the Spirit”; or
(e) contains:
(i) the word “Sydney”; and
(ii) the number “2000” or the words “Two Thousand”; or
(f) contains:
(i) the word “Gold”; and
(ii) the number “2000” or the words “Two Thousand”; or
(g) contains:
(i) the word “Games”; and
(ii) the number “2000” or the words “Two Thousand”; or
(h) contains the phrase “Games City”; or
(i) contains the phrase “Summer Games”; or
(j) contains the phrase “Sydney Games”; or
(k) contains the phrase “Millennium Games”; or
(l) contains the phrase “Gold Games”; or
(m) contains a word or an abbreviation of a word in subparagraph (a) (i) which, in the context in which it is proposed to be used, suggests a connection with:
(i) the Summer Games of the Twenty-Seventh Olympiad, to be conducted by the body known as the International Olympic Committee; or
(ii) the Paralympic Games to be held in Sydney, New South Wales in the year 2000 and to be conducted by the body known as the International Paralympic Committee;
if that connection does not exist.
## 6203
For paragraph 147 (1) (c) or 601DC (1) (c) of the Corporations Law, a name is unacceptable for registration if the name:
(a) in the opinion of ASIC, is undesirable, or likely to be offensive to:
(i) members of the public; or
(ii) members of any section of the public; or
(b) subject to rule 6204:
(i) contains a word or phrase specified in an item in Part 3, or an abbreviation of that word or phrase; or
(ii) a word or phrase or an abbreviation having the same or a similar meaning; or
(c) subject to rule 6205, includes the word “Commonwealth” or “Federal”; or
(d) in the context in which it is proposed to be used, suggests a connection with:
(i) the Crown; or
(ii) the Commonwealth Government; or
(iii) the Government of a State or Territory; or
(iv) a municipal or other local authority; or
(v) the Government of any other part of the Queen’s dominions, possessions or territories; or
(vi) a department, authority or instrumentality of the Commonwealth Government; or
(vii) a department, authority or instrumentality of the Government of a State or Territory; or
(viii) the government of a foreign country;
if that connection does not exist; or
(e) in the context in which it is proposed to be used, suggests a connection with:
(i) a member of the Royal Family; or
(ii) the receipt of Royal patronage; or
(iii) an ex-servicemen’s organisation; or
(iv) Sir Donald Bradman;
if that connection does not exist; or
(f) in the context in which it is proposed to be used, suggests that the members of an organisation are totally or partially incapacitated if those members are not so affected.
## 6204
Paragraph 6203 (b) does not apply to:
(a) item 9, 12 or 18 of Part 3 if a word in any of those items must be included in the name of:
(i) a registrable Australian body; or
(ii) a registered Australian body;
because of the law under which it is incorporated or registered; and
(b) item 14 of Part 3 if the word must be included in the name of:
(i) a registrable Australian body; or
(ii) a registered Australian body; or
(iii) a registered foreign company; or
(iv) a foreign company;
because of the law under which it is incorporated or registered.
## 6205
Paragraph 6203 (c) does not apply if ASIC is satisfied that the word is used in a geographical context.
## 6206
For the purposes of paragraph 6202 (m), it is evidence of a connection between a body corporate and:
(a) the Summer Games of the Twenty-Seventh Olympiad, to be conducted by the body known as the International Olympic Committee; or
(b) the Paralympic Games to be held in Sydney, New South Wales in the year 2000 and to be conducted by the body known as the International Paralympic Committee;
if an application for registration of a name is accompanied by a certificate in writing by the Games authority stating that the connection exists.
## 6207
Application under the Administrative Appeals Tribunal Act 1975 may be made to the Administrative Appeals Tribunal for a review of a decision of the Games authority under rule 6206 not to grant a certificate stating that a connection exists between the body corporate and:
(a) the Summer Games of the Twenty-Seventh Olympiad, to be conducted by the body known as the International Olympic Committee; or
(b) the Paralympic Games to be held in Sydney, New South Wales in the year 2000 and to be conducted by the body known as the International Paralympic Committee.
> Note Under subsection 367 (4) of the Corporations Law, a body corporate can apply to the Minister for consent in writing to register a name that would not otherwise be available to the body corporate.
## 6208
Rules 6201, 6202, 6206 and 6207 cease to have effect at the end of 31 December 2000.
Part 3 Restricted words and phrases
| Column 1 | Column 2 |
| -------- | -------------------------------------------------------------------------------- |
| Item | Word or phrase |
| 6301 | Aboriginal Corporation |
| 6302 | Aboriginal Council |
| 6304 | Chamber of Commerce |
| 6305 | Chamber of Manufactures |
| 6306 | Chartered |
| 6307 | College of Advanced Education |
| 6308 | Consumer |
| 6309 | Co-operative |
| 6311 | Executor |
| 6312 | Friendly Society (other than in relation to the conduct of a financial business) |
| 6313 | Guarantee |
| 6314 | Incorporated |
| 6315 | Institute of Advanced Education |
| 6316 | Made in Australia |
| 6317 | R.S.L. |
| 6317A | RSL |
| 6318 | Starr Bowkett |
| 6319 | Stock Exchange |
| 6320 | Torres Strait Islander Corporation |
| 6321 | Trust |
| 6322 | Trustee |
| 6323 | University |
Part 4 Consent required to use restricted words and phrases
| Column 1 | Column 2 | Column 3 |
| -------- | ------------------------------------------------------- | ------------------------------ |
| Item | Word or phrase | Minister |
| 6401 | Anzac | Minister for Veterans’ Affairs |
| 6403 | Geneva Cross, Red Crescent, Red Cross, Red Lion and Sun | Minister for Defence |
| 6405 | United Nations | Minister for Foreign Affairs |
Part 5 Names relating to financial institutions for use of which consent is required
| Item | Letters, word or expression | Public authority, instrumentality or agency |
| ---- | --------------------------------------------------------------------- | ------------------------------------------- |
| 6501 | ADI | APRA |
| 6502 | authorised deposit-taking institution | APRA |
| 6503 | bank | APRA |
| 6504 | banker | APRA |
| 6505 | banking | APRA |
| 6506 | building society | APRA |
| 6507 | credit society | APRA |
| 6508 | credit union | APRA |
| 6509 | friendly society (in relation to the conduct of a financial business) | APRA |
Schedule 7 Exemptions from requirements to set out certain corporate particulars
(regulations 2B.6.03
and 5B.3.03)
## 7001 Definitions for Schedule 7
In this Schedule:
> IATA means the International Air Transport Association.
> IATA body means a company, registered Australian body or registered foreign company that is a member of IATA, or participates in the program conducted by IATA known as BSP Australia.
> relevant information means the information that is required under subsection 153 (2), or paragraph 601DE (1) (b), (c) or (d), of the Corporations Law to be set out on a public document or negotiable instrument.
## 7002 Exemption for certain IATA documents
An IATA Body is exempt from the requirement to set out the relevant information on a document if:
(a) it is a document of one of the following kinds:
(i) passenger ticket and baggage check;
(ii) excess baggage ticket;
(iii) agency credit or debit memo;
(iv) credit card charge form;
(v) miscellaneous charges order;
(vi) stopover voucher;
(vii) air waybill; and
(b) either:
(i) it is in a form sponsored by IATA; or
(ii) it is required by IATA to be used by IATA bodies; or
(iii) it is a document printed outside Australia exclusively for use, outside Australia, by or on behalf of that particular IATA body.
## 7003 Exemption for bills of lading and sea waybills
The following companies, registered Australian bodies and registered foreign companies are exempt from the requirement to set out the relevant information on a bill of lading or sea waybill:
(a) Austrident Shipping Agency Pty Ltd;
(b) ANL Limited;
(c) Bakke-WA Pty Limited;
(d) Blue Star Line Limited;
(e) Blue Star PACE Limited;
(f) CSR Limited;
(g) Dalgety Australia Operations Limited;
(h) Five Star Shipping & Agency Company Pty Ltd;
(i) Jebsens International (Australia) Pty Ltd;
(j) “K” Line (Australia) Pty Limited;
(k) Nedlloyd Australia Pty Ltd;
(l) OOCL (Australia) Pty Limited;
(m) Opal Maritime Agencies Pty Limited;
(n) Patrick Sleigh Shipping Agencies Pty Limited;
(o) Tasman Express Line Limited;
(p) Wilhelmsen Lines Australia Pty Ltd;
(q) Wills Shipping Pty Limited.
7004 Exemptions — quotation of ACNs and ARBNs
(1) A company is exempt from the requirement to set out the relevant information on a public document, or a negotiable instrument, of the company if:
(a) the company is registered on the Australian Business Register; and
(b) the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ACN; and
(c) ‘Australian Business Number’ or ‘ABN’ is displayed with the name of the company, or with 1 of the references to that name:
(i) in the case of a document or instrument in which the name appears on only 1 page — on that page; and
(ii) in the case of a document or instrument in which the name appears on 2 or more pages — on the first of those pages.
(2) A registered Australian body or registered foreign body is exempt from the requirement to set out information mentioned in paragraph 601DE (1) (b) and subsection 601DE (2) of the Corporations Law on a public document, or a negotiable instrument, of the registered body or foreign company if:
(a) the body or company is also registered on the Australian Business Register; and
(b) the last 9 digits of its ABN are the same, and in the same order, as the last 9 digits of its ARBN; and
(c) ‘Australian Business Number’ or ‘ABN’ is displayed with the name of the body or company, or with 1 of the references to that name:
(i) in the case of a document or instrument in which the name appears on only 1 page — on that page; and
(ii) in the case of a document or instrument in which the name appears on 2 or more pages — on the first of those pages.
Schedule 8 Schemes of arrangement under Part 5.1 of the Corporations Law
(regulation 5.1.01)
## Chapter 5 External administration
Part 1 Interpretation and application
8101 In this Schedule:
> internal creditor means:
(a) a creditor who is a member of the company; or
(b) a relative or spouse of a member; or
(c) a relative of the spouse of a member.
> Scheme means the proposed compromise or arrangement.
> scheme creditors means the creditors or class of creditors of a company, to whom the Scheme would apply.
> scheme members means the members or class of members of a company, to whom the Scheme would apply.
8102 This Schedule applies to a Part 5.1 body that is not a company as if:
(a) references to a company were references to a Part 5.1 body that is not a company; and
(b) references to a director were references to an office bearer, committee member or other office holder of the body; and
(c) references to entitlements to voting shares were references to an ability to exercise a percentage of the total votes that could be exercised by members of the body.
Part 2 Prescribed information relating to proposed compromise or arrangement with creditors or class of creditors
8201 The statement must set out:
(a) the expected dividend that would be available to scheme creditors if the company were to be wound up within 6 months after the date of the hearing of the application to the Court for an order under subsections 411 (1) and (1A) of the Corporations Law; and
(b) if a composition of debts is proposed — the expected dividend that would be paid to scheme creditors if the Scheme were put into effect as proposed; and
(c) a list of the names of all known scheme creditors and the debts owed to those creditors; and
(d) if a scheme creditor is known to be a guaranteed creditor — the name of the creditor and the amount of the debt owed; and
(e) if a scheme creditor is known to be an internal creditor — the name of the creditor and the amount of the debt owed.
8202 The statement must contain a statement that an order under subsections 411 (1) and (1A) of the Corporations Law is not anendorsement of, or any other expression of opinion on, the Scheme.
8203 The statement must contain or have annexed to it:
(a) a report on the affairs of the company in accordance with Form 507, showing the financial position of the company as at a day within one month of the date on which it is intended to apply to the Court for an order under subsections 411 (1) and (1A) of the Corporations Law;
(b) a copy, certified by a director or by a secretary of the company to be a true copy, of all financial statements, required to be lodged with the ASC by the company, together with a copy of every document required by law to be annexed to the financial statements;
(c) if the company the subject of the Scheme is a trustee, a statement:
(i) of the number of trusts administered by the trustee; and
(ii) whether the trustee carries on any business separate from that of the trust; and
(iii) how the scheme creditors may obtain a copy of the relevant trust deed, free of charge, prior to the date of the meeting; and
(d) if the person (if any) who would be appointed to manage the Scheme proposes to charge for his or her services and for the services of his or her staff in accordance with a particular scale of charges, that scale of charges.
Part 3 Prescribed information relating to proposed compromise or arrangement with members or a class of members
8301 The statement must set out:
(a) unless the company the subject of the Scheme is in the course of being wound up or is under official management, in relation to each director of the company:
(i) whether the director recommends the acceptance of the Scheme or recommends against acceptance and, in either case, his or her reasons for so recommending; or
(ii) if the director is not available to consider the Scheme — that the director is not so available and the cause of his or her not being available; or
(iii) in any other case — that the director does not desire to make, or does not consider himself or herself justified in making, a recommendation and, if the director so requires, his or her reasons for not wishing to do so; or
(b) if the company is in the course of being wound up or is under official management — in relation to each liquidator or each official manager:
(i) whether he or she recommends acceptance of the Scheme or recommends against acceptance and, in either case, his or her reasons for so recommending; or
(ii) in any other case — that the liquidator or official manager does not wish to make a recommendation and his or her reasons for not wishing to do so.
8302 The statement must set out:
(a) the number, description and amount of marketable securities of the company the subject of the Scheme held by or on behalf of each director of the company or, if none are held by or on behalf of a director, a statement to that effect; and
(b) for each director of the company by whom or on whose behalf shares in that company are held, whether:
(i) the director intends to vote in favour of, or against, the Scheme; or
(ii) the director has not decided whether he or she will vote in favour of, or against, the Scheme; and
(c) if the other party to the proposed reconstruction or amalgamation is, or includes, a corporation, whether any marketable securities of the corporation are held by, or on behalf of, any director of the company the subject of the Scheme and, if so, the number, description and amount of those marketable securities; and
(d) particulars of any payment or other benefit that is proposed to:
(i) be made or given to any director, secretary or executive officer of the company the subject of the Scheme as compensation for loss of, or as consideration for or in connection with his or her retirement from, office in that company or in a related body corporate; or
(ii) be made or given to any director, secretary or executive officer of any related body corporate as compensation for the loss of, or as consideration for or in connection with his or her retirement from, office in that body corporate or in the company the subject of the Scheme; and
(e) if there is any other agreement or arrangement made between a director of the company the subject of the Scheme and another person in connection with or conditional on the outcome of the Scheme — particulars of the agreement or arrangement; and
(f) if the object of the Scheme is for a corporation to acquire control of another corporation that is a company, particulars of the nature and extent of any interest of a director of that company in any contract entered into by the corporation seeking control; and
(g) if the shares of the company the subject of the Scheme are not granted official quotation on a securities exchange, all the information that the company has as to the number of shares that have been sold in the 6 months immediately before the date on which the statement is lodged, the amount of those shares and the prices at which they were sold; and
(h) whether, within the knowledge of the directors of the company the subject of the Scheme, or, if the company is in liquidation or under official management, the knowledge of the liquidator or the official manager, the financial position of the company has materially changed since the date of the last balance sheet laid before the company in general meeting or sent to shareholders in accordance with section 314 or 317 of the Corporations Law and, if so, full particulars of any change; and
(i) any other information material to the making of a decision in relation to the Scheme, being information that is within the knowledge of any director, liquidator or official manager of a company the subject of the Scheme or of a related company and that has not previously been disclosed to the Scheme members.
8303 If:
(a) the other party to the proposed reconstruction or amalgamation of the company the subject of the Scheme has a prescribed shareholding in the company; or
(b) a director of any corporation that is the other party to the proposed reconstruction or amalgamation is a director of a company the subject of the Scheme;
the statement must be accompanied by a copy of a report made by an expert who is not associated with the corporation that is the other party, stating whether or not, in his or her opinion, the proposed Scheme is in the best interest of the members of the company the subject of the Scheme and setting out his or her reasons for that opinion.
8304 If the company the subject of the Scheme obtains 2 or more reports, each of which could be used for the purposes of clause 3, the statement must be accompanied by a copy of each report.
8305 If:
(a) the company the subject of the Scheme obtains a report for the purposes of clause 3; and
(b) the report contains:
(i) a forecast of the profits or profitability of the company; or
(ii) a statement that the market value of an asset or assets of the company or of a related body corporate differs from an amount at which the value of the asset or assets is shown in the books of the company or the related body corporate;
that report must not accompany the statement except with the consent in writing of ASIC and in accordance with such conditions (if any) as are stated by ASIC.
8306 For the purposes of clause 3:
(a) a person has a prescribed shareholding in a company if he or she is entitled to not less than 30% of the voting shares in the company; and
(b) a person has a prescribed shareholding in a company in which the voting shares are divided into 2 or more classes of shares, if he or she is entitled to not less than 30% of the shares in one of those classes.
8307 If the consideration to be offered to scheme members consists, in whole or in part, of marketable securities issued, or to be issued, by a corporation, the statement must set out the formula to be applied to find out the number of marketable securities to be issued to each scheme member, and the basis on which that formula was developed.
8308 If marketable securities of the same class as those referred to in clause 7 are granted official quotation on a securities exchange, the statement must state the fact, specify the securities exchange concerned, and set out:
(a) the latest recorded sale price before the date on which the statement is lodged for registration; and
(b) the highest and lowest recorded sale prices during the 3 months immediately before that date and the dates of the relevant sales; and
(c) if the Scheme has been the subject of a public announcement in newspapers or by any other means before the statement has been registered by ASIC — the latest recorded sale price immediately before the public announcement.
8309(1) If the marketable securities referred to in clause 8 are granted official quotation on more than one securities exchange, it is sufficient compliance with paragraphs 8 (a) and (c) if information on the marketable securities is given for the securities exchange at which there has been the greatest number of recorded dealings in the securities in the 3 months immediately before the date on which the statement is lodged for registration.
(2) If the securities have not been granted official quotation on a securities exchange, the statement must set out all the information that a director, liquidator or official manager of the company the subject of the Scheme or of a related body corporate has about the number of securities that have been sold in the 3 months immediately before the date on which the explanatory statement was prepared and the price of those securities or, if that information or any part of that information cannot be ascertained, a statement to that effect.
8310 The statement must set out particulars of the intentions of the directors of the company the subject of the Scheme regarding:
(a) the continuation of the business of the company or, if the undertaking, or any part of the undertaking, of a company is to be transferred, how that undertaking or part is to be conducted in the future; and
(b) any major changes to be made to the business of the company, including any redeployment of the fixed assets of the company; and
(c) the future employment of the present employees of the company.
Part 4 Prescribed information relating to proposed compromise or arrangement with members or class of members for transfer to a trustee
8401 The statement must set out:
(a) in detail, the basis on which units in the unit trust are to be issued to scheme members; and
(b) if the issue of units in the unit trust is based on the asset backing of shares held by scheme members — full valuation details of those assets.
8402 A copy of the trust deed must be annexed, or set out in a schedule, to the statement.
8403 If the effect of the proposed compromise or arrangement will be the merger of 2 companies without substantial common membership, the explanatory statement must, so far as practicable, state the matters, and be accompanied by the documents and reports, referred to in Part 3.
Schedule 8A Deed of company arrangement — prescribed provisions \[see Note 2\]
(regulation 5.3A.06)
## 1 Administrator deemed agent of company
In exercising the powers conferred by this deed and carrying out the duties arising under this deed, the administrator is taken to act as agent for and on behalf of the company.
## 2 Powers of administrator
For the purpose only of administering this deed, the administrator has the following powers:
(a) to enter upon or take possession of the property of the company;
(b) to lease or let on hire property of the company;
(c) to grant options over property of the company on such conditions as the administrator thinks fit;
(d) to insure property of the company;
(e) to repair, renew or enlarge property of the company;
(f) to call in, collect or convert into money the property of the company;
(g) to administer the assets available for the payment of claims of creditors in accordance with the provisions of this deed;
(h) to purchase, hire, lease or otherwise acquire any property or interest in property from any person or corporation;
(i) to borrow or raise money, whether secured upon any or all of the assets of the company or unsecured, for any period on such terms as the administrator thinks fit and whether in substitution for any existing security or otherwise;
(j) to bring, prosecute and defend in the name and on behalf of the company or in the name of the administrator any actions, suits or proceedings;
(k) to refer to arbitration any question affecting the company;
(l) to make payments to any secured creditor of the company and any person who is the owner or lessor of property possessed used or occupied by the company;
(m) to convene and hold meetings of the members or creditors of the company for any purpose the administrator thinks fit;
(n) to make interim or other distributions of the proceeds of the realisation of the assets available for the payment of claims of creditors as provided in this deed;
(o) to appoint agents to do any business or to attend to any matter or affairs of the company that the administrator is unable to do, or that it is unreasonable to expect the administrator to do, in person;
(p) to engage or discharge employees on behalf of the company;
(q) to appoint a solicitor, accountant or other professionally qualified person to assist the administrator;
(r) to permit any person authorised by the administrator to operate any account in the name of the company;
(s) to sell, call in or convert into money any of the property of the company, to apply the money in accordance with this deed and otherwise effectively and properly to carry out his or her duties as administrator;
(t) to do all acts and execute in the name and on behalf of the company all deeds, receipts and other documents, using the company’s common or official seal when necessary;
(u) subject to the Bankruptcy Act 1966, to prove in the bankruptcy of any contributory or debtor of the company or under any deed executed under that Act;
(v) subject to the Corporations Law, to prove in the winding up of any contributory or debtor of the company or under any scheme of arrangement entered into, or deed of company arrangement executed, under the Corporations Law;
(w) to draw, accept, make or endorse any bill of exchange or promissory note in the name and on behalf of the company;
(x) to take out letters of administration of the estate of a deceased contributory or debtor, and do any other act necessary for obtaining payment of any money due from a contributory or debtor, or the estate of a contributory or debtor, that cannot be conveniently done in the name of the company;
(y) to bring or defend an application for the winding up of the company;
(z) to carry on the business of the company on such terms and conditions and for such purposes and times and in such manner as the administrator thinks fit subject only to the limitations imposed by this deed;
(za) to sell any or all of the property of the company including the whole of the business or undertaking of the company at any time the administrator thinks fit, either by public auction or by private contract and either for a lump sum or for a sum payable by instalments or for a sum on account and to obtain a mortgage charge or encumbrance for the balance or otherwise;
(zb) to close down the whole or any part of any business of the company;
(zc) to enter into and complete any contract for the sale of shares in the company;
(zd) to compromise any debts or claims brought by or against the company on such terms as the administrator thinks fit and to take security for the discharge of any debt forming part of the property of the company;
(ze) to pay any class of creditors in full, subject to Subdivision D of Division 6 of Part 5.6 of the Corporations Law;
(zf) to do anything that is incidental to exercising a power set out in this clause;
(zg) to do anything else that is necessary or convenient for the purpose of administering this deed.
## 3 Termination of deed where arrangement fails
If the administrator or the committee of inspection determines that it is no longer practicable or desirable either to continue to carry on the business of the company or to implement this deed, the administrator:
(a) may cease to carry on the business of the company except so far as is necessary for the beneficial winding up of the company;
(b) must summon a meeting of creditors for the purpose of passing a resolution under section 445C (b) of the Corporations Law; and
(c) must forward to each creditor not less than 14 days prior to the meeting an up-to-date report as to the position of the company accompanied by such financial statements as the administrator thinks fit, together with a statement that he or she does not think it practicable or desirable to carry on the business of the company or to continue this deed and that this deed will be terminated if the company’s creditors resolve.
## 4 Priority
The administrator must apply the property of the company coming under his or her control under this deed in the order of priority specified in section 556 of the Corporations Law.
## 5 Discharge of debts
The creditors must accept their entitlements under this deed in full satisfaction and complete discharge of all debts or claims which they have or claim to have against the company as at the day when the administration began and each of them will, if called upon to do so, execute and deliver to the company such forms of release of any such claim as the administrator requires.
## 6 Claims extinguished
If the administrator has paid to the creditors their full entitlements under this deed, all debts or claims, present or future, actual or contingent, due or which may become due by the company as a result of anything done or omitted by or on behalf of the company before the day when the administration began and each claim against the company as a result of anything done or omitted by or on behalf of the company before the day when the administration began is extinguished.
## 7 Bar to creditors’ claims
Subject to section 444D of the Corporations Law this deed may be pleaded by the company against any creditor in bar of any debt or claim that is admissible under this deed and a creditor (whether the creditor’s debt or claim is or is not admitted or established under this deed) must not, before the termination of this deed:
(a) take or concur in the taking of any step to wind up the company; or
(b) except for the purpose and to the extent provided in this deed, institute or prosecute any legal proceedings in relation to any debt incurred or alleged to have been incurred by the company before the day when the administration began; or
(c) take any further step (including any step by way of legal or equitable execution) in any proceedings pending against or in relation to the company at the day when the administration began; or
(d) exercise any right of set-off or cross-action to which the creditor would not have been entitled had the company been wound up at the day when the administration began; or
(e) commence or take any further step in any arbitration against the company or to which the company is a party.
## 8 Making claims
Subdivisions A, B, C and E of Division 6 of Part 5.6 of the Corporations Law apply to claims made under this deed as if the references to the liquidator were references to the administrator of this deed.
## 9 Meetings
Regulations 5.6.12 to 5.6.36A of the Corporations Regulations apply, with such modifications as are necessary, to meetings of creditors or of the committee of inspection held under this deed as if the references to “the liquidator”, “the liquidator or provisional liquidator”, “the liquidator, provisional liquidator or chairman” or “a liquidator, provisional liquidator or trustee for debenture holders”, as the case may be, were references to the administrator of this deed.
## 10 Lodging of accounts
Sections 432 and 434 of the Corporations Law apply to the administrator as if the reference to a controller were a reference to the administrator of this deed.
## 11 Committee of inspection
For the purpose of advising and assisting the administrator of this deed, there must be a committee of inspection (referred to in this clause as the committee) to which the following rules apply:
(a) the committee must consist of at least 3 and not more than 5 members;
(b) the creditors must appoint the members in a general meeting;
(c) a creditor is not entitled to have more than one representative (including the creditor himself or herself, if a natural person) on the committee;
(d) minutes of all resolutions and proceedings of each meeting of the committee must be made and duly entered in books to be provided from time to time for that purpose by the administrator under this deed;
(e) if the minutes of a meeting purport to be signed by the chairperson of the meeting at which the resolutions were passed or proceedings taken or by the chairperson of the next meeting of the committee, the minutes are prima facie evidence of the matters contained in them;
(f) unless the contrary is proved, the meeting is taken to have been duly had and convened and all resolutions passed and proceedings taken at the meeting are taken to have been duly passed and taken;
(g) a corporation (being otherwise qualified for membership of the committee) is not entitled to be a member of the committee but may appoint a person to represent it on the committee;
(h) subsection 548 (3) and sections 549, 550 and 551 of the Corporations Law apply, with such modifications as are necessary, to a committee of inspection established under this deed as if the references to the liquidator were references to the administrator of this deed and the references to contributories were deleted.
## 12 Termination of deed where arrangement achieves purpose
If the administrator has applied all of the proceeds of the realisation of the assets available for the payment of creditors or has paid to the creditors the sum of 100 cents in the dollar or any lesser sum determined by the creditors at a general meeting, the administrator must certify to that effect in writing and must within 28 days lodge with ASIC a notice of termination of this deed in the following form:
“X PTY LIMITED
I, (insert name and address) as administrator of the deed of company arrangement executed on (insert date), CERTIFY that the deed has been wholly effectuated.”,
and the execution of the notice terminates this deed, but nothing in this clause relieves the administrator of his or her obligations under clause 10 of this deed.
Schedule 9 Authorised trustee corporations
(regulation 7.1.01)
```html
<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><thead><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableColHead"><span>Column 1</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableColHead"><span>Column 2</span></p></td></tr><tr><td style="width:51.3pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableColHead"><span>Item</span></p></td><td style="width:294pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableColHead"><span>Authorised trustee corporations</span></p></td><td style="vertical-align:top"></td></tr></thead><tbody><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:9pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">1</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:9pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">ANZ Executors Nominees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">2</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">ANZ Executors Nominees (N.S.W.) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">3</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">ANZ Executors & Trustee Company Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">4</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">ANZ Executors & Trustee Company (Canberra) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">5</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">ANZ Executors & Trustee Company (South Australia) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">5A</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Tower Trust Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">6</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Bagot’s Executor and Trustee Company Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">7</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Bank of New South Wales Nominees Pty Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">8</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Burns Philp Trustee Company (Canberra) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">9</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Burns Philp Trustee Company Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">9A</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">CHESS Depositary Nominees Pty Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">10</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Commercial Nominees Pty Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">11</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Eagle Star Trustees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">12</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Executor Trustee Australia Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">14A</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Guardian Trust Australia Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">15</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Hunter Nominees Pty Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">15AA</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">IOOF Australia Trustees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">15AB</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">IOOF Australia Trustees (N.S.W.) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">15A</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Inteq Custodians Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">16</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">National Australia Trustees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">17</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">AXA Trustees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">18</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">National Nominees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">19</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">P.T.A. Nominees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">19A</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Permanent Custodians Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">19B</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Permanent Depository Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">19C</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Permanent Nominees (Aust.) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">19D</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Permanent Trustee Australia Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">20</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Permanent Trustee Company Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">22</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Permanent Trustee Company (Canberra) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">23</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Perpetual Nominees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">24</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Perpetual Trustee Company (Canberra) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">25</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Perpetual Trustee Company Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">26</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Perpetual Trustees and National Executors of Tasmania Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">27</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Perpetual Trustees Australia Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">28</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Perpetual Trustees (W.A.) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">29</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Perpetual Trustees Queensland Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">30</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Public Trustee of Queensland</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">31</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Public Trustee of South Australia</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">32</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Public Trustee of New South Wales</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">33</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Public Trustee of Tasmania</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">34</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">State Street Australia Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">35</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">State Trust Corporation of Victoria</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">36</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Public Trustee of Western Australia</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">37</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Public Trustee for the Australian Capital Territory</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">38</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Public Trustee for the Northern Territory under the Public Trustee Act 1979 of the Northern Territory</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">40</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Sandhurst Trustees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">41</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Sepon (Australia) Pty. Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">41A</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Superannuation Nominees Pty Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">42</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">TEA (1983) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">43</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Tasmanian Permanent Executors and Equity Trustees Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">44</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">The Equity Trustees Company of Tasmania Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">45</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">The Equity Trustees Executors and Agency Company Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">46</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">The Perpetual Executors and Trustees Association of Australia Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">47</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">The Union Fidelity Trustee Company of Australia Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">47A</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Trustees of Western Australia Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">48</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Union Trustee Company (Canberra) Limited</span></p></td></tr><tr><td style="width:51.3pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">49</span></p></td><td colspan="2" style="width:308.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Westpac Custodian Nominees Limited</span></p></td></tr><tr><td style="width:51.3pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">50</span></p></td><td style="width:294pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:11pt"><span style="font-family:'Times New Roman', serif">Winchcombe Carson Trustee Company (Canberra) Limited.</span></p></td><td style="vertical-align:top"></td></tr></tbody><tbody><tr style="height:0pt"><td style="width:62.1pt"></td><td style="width:304.8pt"></td><td style="width:14.9pt"></td></tr></tbody></table>
```
Schedule 11 Recognised futures exchanges
(regulation 8.2.02)
```html
<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><thead><tr><td style="width:53.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableColHead"><span>Column 1</span><br><span>Item</span></p></td><td style="width:294.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableColHead"><span>Column 2</span><br><span>Futures Exchange</span></p></td><td style="vertical-align:top"></td><td style="vertical-align:top"></td></tr></thead><tbody><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">2</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Belgium Futures and Options Exchange (B</span><span style="font-family:'Times New Roman', serif; text-transform:uppercase">elfox</span><span style="font-family:'Times New Roman', serif">)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">3</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Board of Trade of the City of Chicago (CBOT)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">4</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Board of Trade of Kansas City, Missouri, Inc. (KCBT)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">4A</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Bolsa de Derivados do Porto (The Portuguese Futures and Options Exchange) (BDP)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">5</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Bolsa de Mercadorias & Futuros (Commodities & Futures Exchange, Brazil)</span><span style="font-family:'Times New Roman', serif"> </span><span style="font-family:'Times New Roman', serif">(BM & F)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">5A</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Cantor Financial Futures Exchange (CFFE)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">6</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Chicago Mercantile Exchange (CME)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">7</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Coffee, Sugar and Cocoa Exchange, Inc. (CSCE)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">8</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Commodity Exchange Inc. (COMEX)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">9</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Copenhagen Stock Exchange (including FUTOP Clearing Centre (FUTOP))</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">10</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Eurex Deutschland</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">10A</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Eurex Zurich</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">11</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">European Options Exchange (EOE)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">12</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Financial Futures Exchange Barcelona (MEFF-RF)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">13</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Financial Futures Exchange Madrid (MEFF-RV)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">14</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Financiele Termijnmarkt Amsterdam N.V. (Financial Futures Market Amsterdam) (FTA)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText" style="page-break-inside:avoid; page-break-after:avoid"><span style="font-family:'Times New Roman', serif">14A</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText" style="page-break-inside:avoid; page-break-after:avoid"><span style="font-family:'Times New Roman', serif">Helsinki Securities and Derivatives Exchange, Clearing House Limited</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">15</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Hong Kong Futures Exchange Ltd (HKFE)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">16</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">The International Petroleum Exchange of London Ltd. (IPE)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">17</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Italian Futures Exchange (MIF)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">18</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Italian Stock Exchange</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">18AA</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Korea Futures Exchange (KOFEX)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">18A</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Korea Stock Exchange (KSE)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">18B</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Kuala Lumpur Commodity Exchange (KLCE)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">18C</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Kuala Lumpur Options and Financial Futures Exchange (KLOFFE)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">19</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">The London International Financial Futures Exchange Ltd. (LIFFE)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">20</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">The London Securities and Derivatives Exchange Limited (OMLX)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">20A</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Malaysia Monetary Exchange (MME)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">21</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Marché à Terme International de France (The French International Futures Market) (MATIF)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">22</span></p></td><td colspan="3" style="width:298.8pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Marché des Options Négociables de Paris (Paris Traded Options Market) (MONEP)</span></p></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">23</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Mercados de Futuros Financieros, SA (Spanish Financial Futures Market) (MEFFSA)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">24</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">The Metal Market and Exchange Company Ltd. (London Metal Exchange) (LME)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">25</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Mid America Commodity Exchange (MIDAM)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">26</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Minneapolis Grain Exchange (MGE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">27</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">The Montreal Exchange (ME)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">28</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">New York Cotton Exchange (NCE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">29</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">New York Futures Exchange, Inc. (NYFE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">30</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">New York Mercantile Exchange (NYMEX)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">31</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">New Zealand Futures & Options Exchange Ltd. (NZFOE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">32</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">OM Stockholm AB (OMS)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">33</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Osaka Securities Exchange (OSE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">34</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Oslo Stock Exchange (OSLO)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">35</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Philadelphia Stock Exchange (PHLX)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">36</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Philadelphia Board of Trade (PBOT)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">37</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Singapore Commodity Exchange Limited (SICOM)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">38</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">The Singapore International Monetary Exchange Limited (SIMEX)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">39</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">South African Futures Exchange (SAFEX)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">41</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Tokyo Commodity Exchange for Industry (TOCOM)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">42</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Tokyo Grain Exchange (TGE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">43</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Tokyo International Futures Exchange (TIFFE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">44</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">Tokyo Stock Exchange (TSE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">45</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">The Toronto Futures Exchange (TFE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">46</span></p></td><td colspan="2" style="width:298.2pt; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText"><span style="font-family:'Times New Roman', serif">The Winnipeg Commodity Exchange (WCE)</span></p></td><td style="vertical-align:top"></td></tr><tr><td style="width:53.1pt; border-bottom:0.75pt solid #000000; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText" style="margin-bottom:3pt"><span style="font-family:'Times New Roman', serif">47</span></p></td><td colspan="2" style="width:298.2pt; border-bottom:0.75pt solid #000000; padding-right:5.35pt; padding-left:5.35pt; vertical-align:top"><p class="TableText" style="margin-bottom:3pt"><span style="font-family:'Times New Roman', serif">Wiener Börse AG</span></p></td><td style="vertical-align:top"></td></tr></tbody><tbody><tr style="height:0pt"><td style="width:63.8pt"></td><td style="width:304.8pt"></td><td style="width:4.1pt"></td><td style="width:0.6pt"></td></tr></tbody></table>
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Schedule 12 ASIC transitional standards
(regulation 12.7.01)
1. The following provisions of Book 3 of the Prudential Notes and Prudential Standards issued by AFIC under Part 4 of the AFIC Code of this jurisdiction, as in force immediately before the transfer date:
(a) the modification of the accounting standard known as Accounting Standard AASB 1032 (published in the Gazette on 12 December 1996) by Prudential Standard 3.3.1, except the definition of deposits added to the accounting standard by the Prudential Standard;
(b) Prudential Standard 3.5.4;
(c) Prudential Standard 3.5.5;
(d) Prudential Standard 3.7.1;
(e) Prudential Standard 3.7.4;
(f) Prudential Standard 3.7.5.
2. The following provisions of Book 4 of the Prudential Notes and Prudential Standards issued by AFIC under Part 4 of the AFIC Code of this jurisdiction, as in force immediately before the transfer date:
(a) the modification of the accounting standard known Accounting Standard AASB 1032 (published in the Gazette on 12 December 1996) by Prudential Standard 4.3.1, except the definition of deposits added to the accounting standard by the Prudential Standard;
(b) Prudential Standard 4.7.1;
(c) Prudential Standard 4.7.4;
(d) Prudential Standard 4.7.5.
3. The following provisions of Book 5 of the Prudential Notes and Prudential Standards issued by AFIC under Part 4 of the AFIC Code of this jurisdiction, as in force immediately before the transfer date:
(a) Prudential Standard 5.5.1;
(b) Prudential Standard 5.5.3;
(c) Prudential Standard 5.5.4.
4. The following provisions of Book 6 of the Prudential Notes and Prudential Standards issued by AFIC under Part 4 of the AFIC Code of this jurisdiction, as in force immediately before the transfer date:
(a) Prudential Standard 6.7.2;
(b) Prudential Standard 6.7.4;
(c) Prudential Standard 6.7.5;
(d) Prudential Standard 6.8.3.