18Condition—notifying retail clients before providing an exempt financial service

18 Condition—notifying retail clients before providing an exempt financial service

The condition in this section is met for an eligible financial service if, before providing the financial service to a person as a retail client, the provider clearly and prominently discloses to the client: (a) the provider’s name and contact details; and (b) information about any remuneration (including commissions) to which the provider can become entitled in relation to the financial service; and (c) information about any associations or relationships between: (i) the provider or any of the provider’s related bodies corporate; and (ii) the issuers of any financial products; that might reasonably be capable of influencing the client in relation to the provision of the financial service; and (d) information about the dispute resolution systems available to the client, including about how to access those systems and how long those systems will be available.