1BDefinitions

1B Definitions

Note: A number of expressions used in these Regulations are defined in the Act or Part 1.2 (Interpretation) of the Corporations Act: see subsection 4(2) of the Act.

In these Regulations::

Act means the Corporations (Fees) Act 2001.

ASIC staff member means a staff member within the meaning of the ASIC Act.

control transaction has the meaning given by regulation 4B.

Corporations Act means the Corporations Act 2001.

Corporations Regulations means the Corporations Regulations 2001.

indexable matter: see subregulation 3(2A).

member of ASIC means a member of ASIC under Part 5 of the ASIC Act.

old Law has the same meaning as in section 1451 of the old Corporations Law.

Part 5.1 arrangement has the meaning given by subregulation 4(2).

regulation 4 body has the meaning given by subregulation 4(3).

retail financial services licence means an Australian financial services licence that covers the provision of a financial service to a retail client, whether or not the licence also covers the provision of a financial service to a wholesale client.

threshold value:

(a) for a lodgement under subsection 411(10) or 601GC(2) of the Corporations Act—has the meaning given by regulation 4C of these Regulations; and
(b) for a lodgement under paragraph 661B(1)(b) or 662B(1)(b) of the Corporations Act—has the meaning given by regulation 4F of these Regulations.

wholesale financial services licence means an Australian financial services licence that is not a retail financial services licence.