36ISector regulator may publish details of non-compliance

36I Sector regulator may publish details of non-compliance

(1) Subject to any order of the court, a sector regulator may, if the sector regulator considers it in the public interest, publish information specified in subsection (2) on a website maintained by the sector regulator if—

(a) a relevant entity for which it is a sector regulator is convicted or found guilty of an offence against this Part; or

(b) a court has made a declaration under section 33(1)(a) or (1A)(a) that the relevant entity has failed to comply with a notice to produce or a notice to comply.

(2) If a sector regulator publishes any information under this section relating to a conviction, finding of guilt or declaration, the following information must be included in the publication—

(a) the name of the relevant entity, including any business or trading name of the relevant entity;

(b) the date of the conviction, finding of guilt or declaration;

(c) in the case of a conviction or finding of guilt, the offence to which the conviction or finding of guilt relates;

(d) in the case of a declaration, details of the notice to produce or notice to comply that is the subject of the declaration;

(e) whether the court imposed any other penalty in respect of the conduct that was the subject of the conviction, finding of guilt or declaration;

(f) the date on which the sector regulator most recently updated the information on the website published under this section;

(g) any other prescribed matter.

New ss 37, 38 inserted by No. 63/2016 s. 8, repealed by No. 23/2021 s. 34.

New s. 39 inserted by No. 63/2016 s. 8, substituted by No. 23/2021 s. 35.