52Internal review

52 Internal review

(1)  The Regulator must prepare and implement a process for the internal review of –

(a) a decision to give a notice to produce a document or information under section 20 ; and

(b) a decision to give a notice to comply with the standards or the universal principle under section 21 ; and

(c) a finding made by the Regulator at the conclusion of an investigation under section 24 ; and

(d) a decision to give a notice to produce a document or information under section 29 ; and

(e) a decision to give a notice to investigate under section 36 .

(2)  A worker of an entity, an entity, a relevant entity or an entity regulator may seek an internal review by the Regulator of the following decisions of the Regulator, or a delegate of the Regulator, in relation to the worker, entity, relevant entity or entity regulator:

(a) to give a notice to produce a document or information under section 20 ;

(b) to give a notice to comply with the standards or the universal principle under section 21 ;

(c) to give a notice to produce a document or information under section 29 ;

(d) to give a notice to investigate, or provide information in relation to an investigation under section 36 .

(3)  A worker of a relevant entity may seek a review of a finding made by the Regulator, or a delegate of the Regulator, at the conclusion of an investigation under section 24 .

(4)  If a worker of an entity, an entity, a relevant entity or an entity regulator seeks an internal review under subsection (2) or (3) , the Regulator is to undertake and complete the internal review in accordance with the process prepared and implemented under subsection (1) .