131ACompliance auditor

#### 131A Compliance auditor 131A Compliance auditor > > (1) A casino operator must engage a person who has been approved by the NICC under subsection (2) as a compliance auditor for the casino. > > > > Maximum penalty—1,000 penalty units. > > > (2) The NICC may approve a person as a compliance auditor for a casino only if the NICC is satisfied the person is— > > > > > (a) independent of the casino operator, and > > > > > (b) appropriately qualified to exercise the functions of a compliance auditor under this Act. > > > (3) A compliance auditor must— > > > > > (a) report annually to the NICC on the casino operator’s compliance with the casino operator’s obligations under the following— > > > > > > > (i) this Act, > > > > > > > (ii) any other Act of this State or the Commonwealth that regulates casino operations, including in relation to anti-money laundering and counter-terrorism financing, > > > > > > > (iii) the casino operator’s casino licence, and > > > > > (b) give written notice, at the same time, to the casino operator and the NICC if the compliance auditor forms one of the following beliefs in the course of performing the auditor’s duties— > > > > > > > (i) activity within the casino operations may put the achievement of any of the objects of this Act at risk, > > > > > > > (ii) a contravention of this Act, or another Act of this State or the Commonwealth that regulates casino operations or otherwise applies to the casino operator, has occurred or may occur, > > > > > > > (iii) other obligations prescribed by the regulations have been or may be contravened, > > > > > > > (iv) any other matter directed by the NICC. > > > > Maximum penalty— > > > > > (a) for an individual—50 penalty units, or > > > > > (b) for a corporation—100 penalty units. > > **s 131A:** Ins 2022 No 36, Sch 1\[92\].