1
Name of regulations \[see Note 1\]
1 Name of regulations [see Note 1]
These regulations are the Banking (Statistics) Regulations 1989.
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Commonwealth legislation
This Act has been repealed and is no longer in force. It is retained for historical reference.
These regulations require authorised deposit‑taking institutions (ADIs) to prepare and give standardised financial reports to APRA: annual balance sheets and profit-and-loss statements (except for foreign ADIs) and monthly statements of assets and liabilities. APRA may fix an ADI’s accounting day, prescribe how forms are completed and publishes reports it receives. Deadlines and exclusions are specified (annual reports: 6 months; monthly statements: 14 days). A special monthly form applies to transferring institutions with assets over $50 million.
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Direct links to the current provisions in Banking (Statistics) Regulations 1989.
1 Name of regulations [see Note 1]
These regulations are the Banking (Statistics) Regulations 1989.
2 Definitions
In these Regulations, unless the contrary intention appears:
accounting day, for an ADI, means the day fixed under regulation 3 by APRA for the ADI.
Act means the Banking Act 1959.
transferring institution means a body that is taken, under subitem 7 (3) of Schedule 8 to the Financial Sector Reform (Amendments and Transitional Provisions) Act (No. 1) 1999, to have been given an authority under subsection 9 (3) of the Banking Act 1959 to carry on banking business.
3 Accounting days
APRA:
(a) may fix the day that is to be the accounting day for an ADI for a year or for all years; and
(b) must give the ADI written notice of the day.
4 Balance sheets
(1) For the purposes of paragraph 51 (1) (a) of the Act, an ADI, except a foreign ADI, must prepare a balance sheet in accordance with the form in Schedule 1 for each year.
(2) The balance sheet:
(a) is to be prepared as at the close of business on the ADI’s accounting day for that year; and
(b) is to be given to APRA no later than 6 months after that accounting day.
5 Statements of profit and loss
(1) For the purposes of paragraph 51 (1) (a) of the Act, an ADI, except a foreign ADI, must prepare a statement of profit and loss in accordance with the form in Schedule 2 in respect of each year.
(2) The statement of profit and loss:
(a) is to be prepared for the period ending at the close of business on the ADI’s accounting day for that year; and
(b) is to be given to APRA no later than 6 months after that accounting day.
6 Statements of assets and liabilities
(1) For the purposes of paragraph 51 (1) (a) of the Act, an ADI must prepare a statement of assets and liabilities on its Australian books in accordance with the form in Schedule 3.
(2) The statement of assets and liabilities:
(a) is to be prepared as at the close of business on the last day of each month; and
(b) is to be given to APRA not later than 14 days after the last day of that month; and
(c) is not to contain contingent assets or liabilities.
(3) An account between the head office of an ADI and a branch of the ADI, or between different branches of the ADI, is not to be regarded as an asset or a liability.
6A Transferring institutions — monthly financial statements
(1) This regulation applies to a transferring institution with assets of a value greater than $50,000,000 at any time in a month, including:
(a) the month in which this regulation commences; and
(b) the month immediately before this regulation commences.
(2) For the purposes of paragraph 51 (1) (a) of the Act, the institution must prepare, and give to APRA, a financial statement for the month, in accordance with the form in Schedule 4.
(3) The statement:
(a) is to be prepared as at the close of business on the last day of the month; and
(b) is to be given to APRA no later than 14 days after that day.
7 Directions by APRA — forms
(1) APRA may specify in writing the manner in which a form referred to in regulation 4, 5, 6 or 6A is to be completed.
(2) Anything specified by APRA under subregulation (1) is not to be inconsistent with these Regulations.
9 APRA to publish balance sheets etc
(1) For the purposes of paragraph 51 (1) (f) of the Act, APRA must prepare and publish for each ADI:
(a) an annual balance sheet; and
(b) an annual profit and loss statement; and
(c) a statement of assets and liabilities for each month.
(2) However, if APRA is not given relevant accounts, financial reports or other information in relation to the banking business of an ADI, APRA is not required to prepare and publish a balance sheet, profit and loss statement or statement of assets and liabilities for the ADI.
10 Repeal of former Banking (Statistics) Regulations
Statutory Rules 1962 No. 92, 1966 No. 159, 1968 No. 108, 1970 No. 136, 1971 No. 126, 1972 No. 72, 1974 No. 89, 1975 No. 218, 1980 No. 167, 1981 Nos. 210 and 371, 1982 Nos. 144 and 213, 1984 No. 282, 1986 No. 302, 1987 No. 184, 1988 No. 254 and 1989 Nos. 29 and 81 are repealed.
Schedule 1 Balance sheet
(subregulation 4 (1))
of the (name of ADI) as at the close of business on..........
<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><tbody><tr><td colspan="3" style="width:278.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:Arial, sans-serif; font-weight:bold; font-style:italic">Liabilities</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:5.95pt; margin-bottom:3pt; text-indent:-5.95pt; font-size:12pt"><span style="font-family:Arial, sans-serif; font-weight:bold">$ millions</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">1.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Authorised capital </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(1)</span><span style="font-family:'Times New Roman', serif">:</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Total Authorised Capital</span></p></td><td style="width:60.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:12pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">2.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:12pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Issued capital </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(2)</span><span style="font-family:'Times New Roman', serif">:</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Total Issued Capital</span></p></td><td style="width:60.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">3.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paid-up capital</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">4.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Reserves:</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">5.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Retained earnings</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">6.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Total shareholders’ funds</span></p></td><td style="width:60.1pt; border-top:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">7.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Other capital funds </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(3)</span><span style="font-family:'Times New Roman', serif">:</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:22.95pt; margin-bottom:3pt; text-indent:-22.95pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">(a)</span><span style="width:9.63pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Eligible</span></p><p style="margin-top:3pt; margin-left:22.95pt; text-indent:-22.95pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">(b)</span><span style="width:8.96pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Ineligible</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">8.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Depositors’ balances</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">9.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Balances due to other ADIs</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">10.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Bills payable</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">11.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">All other liabilities </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(4)</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:8pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">12.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:8pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Total liabilities</span></p></td><td style="width:60.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td colspan="3" style="width:278.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:Arial, sans-serif; font-weight:bold; font-style:italic">Assets</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:Arial, sans-serif; font-weight:bold">$ millions</span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">13.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Coin, bullion and notes</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="width:78pt; font-family:'Lucida Console', monospace; display:inline-block">..........</span><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">14.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Deposits with Reserve Bank of Australia:</span></p><p style="margin-top:3pt; margin-left:22.95pt; text-indent:-21.25pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">(a)</span><span style="width:7.93pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Non-callable deposit account</span></p><p style="margin-left:22.95pt; text-indent:-21.25pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">(b)</span><span style="width:7.26pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Other</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p><p style="page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">15.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Cheques and bills of, and balances with and due from, other ADIs:</span></p><p style="margin-left:22.95pt; text-indent:-21.25pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">(a)</span><span style="width:7.93pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Australian ADIs</span></p><p style="margin-left:22.95pt; text-indent:-21.25pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">(b)</span><span style="width:7.26pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Other</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:29pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span><br><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">16.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Australian public sector securities </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(5)</span><span style="font-family:'Times New Roman', serif">:</span></p><p style="margin-top:3pt; margin-left:22.95pt; text-indent:-21.25pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">(a)</span><span style="width:7.93pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Commonwealth Government</span></p><p style="margin-left:51.3pt; text-indent:-21.25pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">(i)</span><span style="width:9.92pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Treasury notes</span></p><p style="margin-left:51.3pt; text-indent:-21.25pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">(ii)</span><span style="width:6.59pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Other Commonwealth Government Securities</span></p><p style="margin-left:22.95pt; text-indent:-21.25pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">(b)</span><span style="width:7.26pt; text-indent:0pt; font-family:'Times New Roman', serif; display:inline-block"> </span><span style="font-family:'Times New Roman', serif">Other</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:29pt; margin-bottom:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p><p style="margin-top:3pt; margin-bottom:12pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p><p style="margin-top:12pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">17.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Other public sector securities </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(6)</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">18.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Loans to authorised dealers in the Australian short-term money market</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:15pt; page-break-inside:avoid; page-break-after:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">19.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">Loans, advances and bills discounted </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(7)</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">20.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; font-size:12pt"><span style="font-family:'Times New Roman', serif">ADI premises, furniture and sites </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(8)</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; page-break-inside:avoid; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">21.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Bills receivable</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">22.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">All other assets </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(9)</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td colspan="2" style="width:37.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:12pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">23.</span></p></td><td style="width:230.15pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:12pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Total assets</span></p></td><td style="width:60.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr style="height:0pt"><td style="width:40.85pt"></td><td style="width:7.1pt"></td><td style="width:240.95pt"></td><td style="width:70.9pt"></td></tr></tbody></table> ```Note: (1) Insert details of shares, including number, denomination, class and total value.
Note: (2) Insert details of shares issued, including number and amount, denomination and class, and amount paid-up per share. Set out details of reserved liability (if any).
Note: (3) Include all subordinated debt (term or perpetual) and any other debt instruments accepted as capital by APRA.
Note: (4) Include provision accounts, except those for bad or doubtful debts.
Note: (5) State basis of valuation.
Note: (6) State basis of valuation.
Note: (7) Deduct both specific and general provisions for bad or doubtful debts.
Note: (8) State basis of valuation.
Note: (9) Include remittances in transit.
Schedule 2 Statement of profit and loss
(subregulation 5 (1))
of the (name of ADI) for the period ended.......
$ millions
| 1. | Interest income | ............ |
|---|---|---|
| 2. | Less interest expenses | |
| 3. | Net interest income | ............ |
| 4. | Other operating income (1) | ............ |
| 5. | Less Other operating expenses (2) | ............ |
| 6. | Less Provisions for bad and doubtful debts | |
| 7. | Operating profit | ............ |
| 8. | Less Income tax attributable to operating profit | |
| 9. | Operating profit after income tax | ............ |
| 10. | Extraordinary items (net of tax) (3) | ............ |
| 11. | Retained profits at the beginning of the financial year | |
| 12. | Total available for appropriation | ............ |
| 13. | Less Transfers to reserves | ............ |
| 14. | Less Dividends:(a) Interim paid(b) Final | ............ |
| 15. | Retained profits at the end of the financial year |
Note: (1) Include all non-interest income attributable to the normal operations of the ADI. Exclude income associated with extraordinary items.
Note: (2) Include all non-interest expenses attributable to the normal operations of the ADI. Exclude expenses associated with extraordinary items.
Note: (3) Itemise significant amounts included in this item.
Schedule 3 Statement of liabilities and assets on the Australian books
(subregulation 6 (1))
| STATEMENT OF LIABILITIES AND ASSETS ON THE AUSTRALIAN BOOKSof the ........................as at the close of business on................... |
|---|
| PART I — LIABILITIES |
* Includes Norfolk Island
Note in this statement, AUD means Australian dollars.
Note: (1) Insert only amounts which are Australian deposits for the purpose of section 13A of the Banking Act 1959.
Note: (2) This item applies to ADIs within the meaning of ADI in section 5 of the Banking Act 1959.
Note: (3) When the statement is prepared by the Commonwealth Bank of Australia or the Commonwealth Development Bank of Australia for “shareholders’ funds” substitute “capital and reserve funds”.
Schedule 4 Monthly financial statement
(regulation 6A)
Monthly Financial Statement
name: \[name of transferring financial institution\]
month: \[month to which financial statement relates\]
date prepared:
| Item | Description | Index | Amount ($) |
|---|---|---|---|
| 1 | Cash on hand | BS1 | |
| 2 | Loans and overnight settlements secured against cash | BS2 | |
| 3 | Cash items in process of collection | BS3 | |
| 4 | Bank deposits | BS4 | |
| 5 | Building society and credit union deposits | BS5 | |
| 6 | International Banking Agencies or Regional Development Banks | BS6 | |
| 7 | Primary Liquid Assets (PLA) | BS7 | |
| 8 | Other | BS8 | |
| 9 | CGS and State or Territory | BS9 | |
| 10 | All other claims on or guaranteed by Commonwealth, State or Territory Governments | BS11 | |
| 11 | Local government securities | BS12 | |
| 12 | Promissory notes — State Government | BS13 | |
| 13 | Claims on — Australian Local Governments or Public Sector Entities | BS14 | |
| 14 | Promissory notes — other | BS15 | |
| 15 | Other — Public Securities | BS16 | |
| 16 | Bank Bills | BS17 | |
| 17 | NCDs | BS18 | |
| 18 | Other PLA investment | BS19 | |
| 19 | Other operational liquidity investment | BS20 | |
| 20 | Floating Rate Notes (FRNs) — Commonwealth, State or Territory Government | BS21 | |
| 21 | FRNs — Local Government | BS23 | |
| 22 | FRNs — Authorised Deposit Taking | BS24 | |
| 23 | Other securities | BS25 | |
| 24 | Qualifying mortgage secured personal loans | BS29 | |
| 25 | Other personal loans | BS31 | |
| 26 | TOTAL Personal loans | BS33 | |
| 27 | Qualifying mortgage secured residential loans | BS35 | |
| 28 | Other residential loans | BS37 | |
| 29 | TOTAL Residential loans | BS39 | |
| 30 | Qualifying mortgage secured commercial loans | BS41 | |
| 31 | Other commercial loans | BS43 | |
| 32 | TOTAL Commercial loans | BS45 | |
| 33 | TOTAL Loans | BS47 | |
| 34 | TOTAL ASSETS | BS67 | |
| 35 | Bank borrowings | BS68 | |
| 36 | SSP borrowings | BS69 | |
| 37 | Credit union or building society borrowings | BS70 | |
| 38 | Other — borrowings from other FIs | BS71 | |
| 39 | Call deposits | BS72 | |
| 40 | Term deposits | BS73 | |
| 41 | Retirement Savings Accounts deposits | BS74 | |
| 42 | Other borrowings | BS75 | |
| 43 | Debentures | BS83 | |
| 44 | Unsecured notes | BS84 | |
| 45 | Other | BS86 | |
| 46 | Perpetual subordinated debt | BS81 | |
| 47 | Term subordinated debt | BS82 |
Note Items 36, 37 and 38 of this statement relate to dealings by a transferring institution with an ADI that was, before the transfer date:
Note: a special service provider; or
Note: a credit union or building society; or
Note: any other financial institution.
Note: The items are to be completed if the transferring institution had borrowings with ADIs of the relevant type in the month to which this statement relates. The items should be completed by reference to the status of the ADI immediately before the transfer date.
Notes to the Banking (Statistics) Regulations 1989
Note 1
Note: The Banking (Statistics) Regulations 1989 (in force under the Banking Act 1959) as shown in this compilation comprise Statutory Rules 1989 No. 357 amended as indicated in the Tables below.
Note: Table of Statutory Rules
| Year andnumber | Date of notificationin Gazette | Date ofcommencement | Application, saving ortransitional provisions |
|---|---|---|---|
| 1989 No. 357 | 7 Dec 1989 | 28 Dec 1989 (see Gazette 1989, No. S383) | |
| 1992 No. 396 | 16 Dec 1992 | 16 Dec 1992 | — |
| 1994 No. 417 | 13 Dec 1994 | 13 Dec 1994 | — |
| 1997 No. 24 | 26 Feb 1997 | 26 Feb 1997 | — |
| 1998 No. 198 | 30 June 1998 | 1 July 1998 | — |
| 1999 No. 142 | 30 June 1999 | 1 July 1999 (see r. 2 and Gazette 1999, No. S283) | — |
| 2000 No. 115 | 15 June 2000 | 1 July 2000 | — |
| 2002 No. 125 | 14 June 2002 | 1 July 2002 | — |
<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><thead><tr><td colspan="2" style="width:341.9pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmendHead" style="margin-right:0pt"><span>ad. = added or inserted</span><span> </span><span>am. = amended</span><span> </span><span>rep. = repealed</span><span> </span><span>rs. = repealed and substituted</span></p></td><td style="border-bottom:0.75pt solid #000000; vertical-align:top"></td></tr><tr><td style="width:111.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableColHead"><span>Provision affected</span></p></td><td colspan="2" style="width:233pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableColHead"><span>How affected</span></p></td></tr></thead><tbody><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>R. 1</span><span style="width:96.89pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">.................</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>rs. 1999 No. 142</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>R. 2</span><span style="width:96.89pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">.................</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>am. 1998 No. 198; 1999 No. 142</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>R. 3</span><span style="width:96.89pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">.................</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>am. 1997 No. 24; 1998 No. 198</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>Rr. 4, 5</span><span style="width:83.89pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">...............</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>am. 1994 No. 417; 1998 No. 198</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>R. 6</span><span style="width:96.89pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">.................</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>am. 1998 No. 198; 2000 No. 115</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>R. 6A</span><span style="width:90.89pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">................</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>ad. 1999 No. 142</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>R. 7</span><span style="width:96.89pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">.................</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>am. 1998 No. 198; 1999 No. 142</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>R. 8</span><span style="width:96.89pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">.................</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>rep. 1992 No. 396</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>R. 9</span><span style="width:96.89pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">.................</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>am. 1998 No. 198</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>Schedule 1</span><span style="width:68.36pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">............</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>am. 1998 No. 198</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>Schedule 2</span><span style="width:68.36pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">............</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>am. 1998 No. 198</span></p></td></tr><tr><td style="width:111.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>Schedule 3</span><span style="width:68.36pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">............</span></p></td><td colspan="2" style="width:233pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt"><span>am. 1998 No. 198</span></p></td></tr><tr><td style="width:111.1pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt; margin-bottom:3pt"><span>Schedule 4</span><span style="width:68.36pt; text-indent:0pt; font-family:'Lucida Console', monospace; display:inline-block">............</span></p></td><td colspan="2" style="width:233pt; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p class="TableOfAmend" style="margin-right:0pt; margin-bottom:3pt"><span>ad. 1999 No. 142</span></p></td></tr><tr style="height:0pt"><td style="width:121.9pt"></td><td style="width:230.8pt"></td><td style="width:13pt"></td></tr></tbody></table> ```Note: Table of Amendments
Note 2
Note: Schedule 3 — Subregulation 12.3 of the Statutory Rules 1998 No. 198 provides as follows:
12.3 Subregulation 1 (c) (i):
Note: Omit “Other Banks3”, substitute “Other ADIs3”.
Note: The proposed amendment was misdescribed and is not incorporated in this compilation.
Sourced from the Federal Register of Legislation (legislation.gov.au), CC BY 4.0.
Banking (Statistics) Regulations 1989
Statutory Rules 1989 No. 357 as amended
made under the
Banking Act 1959
This compilation was prepared on 1 July 2002
taking into account amendments up to SR 2002 No. 125
[Note: These regulations were repealed by SR 2002 No. 125]
Prepared by the Office of Legislative Drafting,
Attorney-General’s Department, Canberra
Contents
Page
1 Name of regulations [see Note 1]
2 Definitions
3 Accounting days
4 Balance sheets
5 Statements of profit and loss
6 Statements of assets and liabilities
6A Transferring institutions — monthly financial statements
7 Directions by APRA — forms
9 APRA to publish balance sheets etc
10 Repeal of former Banking (Statistics) Regulations
Schedule 1 Balance sheet
Schedule 2 Statement of profit and loss
Schedule 3 Statement of liabilities and assets on the Australian books
Schedule 4 Monthly financial statement
Notes
1 Name of regulations [see Note 1]
These regulations are the Banking (Statistics) Regulations 1989.
2 Definitions
In these Regulations, unless the contrary intention appears:
accounting day, for an ADI, means the day fixed under regulation 3 by APRA for the ADI.
Act means the Banking Act 1959.
transferring institution means a body that is taken, under subitem 7 (3) of Schedule 8 to the Financial Sector Reform (Amendments and Transitional Provisions) Act (No. 1) 1999, to have been given an authority under subsection 9 (3) of the Banking Act 1959 to carry on banking business.
3 Accounting days
APRA:
(a) may fix the day that is to be the accounting day for an ADI for a year or for all years; and
(b) must give the ADI written notice of the day.
4 Balance sheets
(1) For the purposes of paragraph 51 (1) (a) of the Act, an ADI, except a foreign ADI, must prepare a balance sheet in accordance with the form in Schedule 1 for each year.
(2) The balance sheet:
(a) is to be prepared as at the close of business on the ADI’s accounting day for that year; and
(b) is to be given to APRA no later than 6 months after that accounting day.
5 Statements of profit and loss
(1) For the purposes of paragraph 51 (1) (a) of the Act, an ADI, except a foreign ADI, must prepare a statement of profit and loss in accordance with the form in Schedule 2 in respect of each year.
(2) The statement of profit and loss:
(a) is to be prepared for the period ending at the close of business on the ADI’s accounting day for that year; and
(b) is to be given to APRA no later than 6 months after that accounting day.
6 Statements of assets and liabilities
(1) For the purposes of paragraph 51 (1) (a) of the Act, an ADI must prepare a statement of assets and liabilities on its Australian books in accordance with the form in Schedule 3.
(2) The statement of assets and liabilities:
(a) is to be prepared as at the close of business on the last day of each month; and
(b) is to be given to APRA not later than 14 days after the last day of that month; and
(c) is not to contain contingent assets or liabilities.
(3) An account between the head office of an ADI and a branch of the ADI, or between different branches of the ADI, is not to be regarded as an asset or a liability.
6A Transferring institutions — monthly financial statements
(1) This regulation applies to a transferring institution with assets of a value greater than $50,000,000 at any time in a month, including:
(a) the month in which this regulation commences; and
(b) the month immediately before this regulation commences.
(2) For the purposes of paragraph 51 (1) (a) of the Act, the institution must prepare, and give to APRA, a financial statement for the month, in accordance with the form in Schedule 4.
(3) The statement:
(a) is to be prepared as at the close of business on the last day of the month; and
(b) is to be given to APRA no later than 14 days after that day.
7 Directions by APRA — forms
(1) APRA may specify in writing the manner in which a form referred to in regulation 4, 5, 6 or 6A is to be completed.
(2) Anything specified by APRA under subregulation (1) is not to be inconsistent with these Regulations.
9 APRA to publish balance sheets etc
(1) For the purposes of paragraph 51 (1) (f) of the Act, APRA must prepare and publish for each ADI:
(a) an annual balance sheet; and
(b) an annual profit and loss statement; and
(c) a statement of assets and liabilities for each month.
(2) However, if APRA is not given relevant accounts, financial reports or other information in relation to the banking business of an ADI, APRA is not required to prepare and publish a balance sheet, profit and loss statement or statement of assets and liabilities for the ADI.
10 Repeal of former Banking (Statistics) Regulations
Statutory Rules 1962 No. 92, 1966 No. 159, 1968 No. 108, 1970 No. 136, 1971 No. 126, 1972 No. 72, 1974 No. 89, 1975 No. 218, 1980 No. 167, 1981 Nos. 210 and 371, 1982 Nos. 144 and 213, 1984 No. 282, 1986 No. 302, 1987 No. 184, 1988 No. 254 and 1989 Nos. 29 and 81 are repealed.
Schedule 1 Balance sheet
(subregulation 4 (1))
of the (name of ADI) as at the close of business on..........
<table cellspacing="0" cellpadding="0" style="border-collapse:collapse"><tbody><tr><td colspan="3" style="width:278.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-bottom:3pt; font-size:12pt"><span style="font-family:Arial, sans-serif; font-weight:bold; font-style:italic">Liabilities</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; margin-left:5.95pt; margin-bottom:3pt; text-indent:-5.95pt; font-size:12pt"><span style="font-family:Arial, sans-serif; font-weight:bold">$ millions</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">1.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Authorised capital </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(1)</span><span style="font-family:'Times New Roman', serif">:</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Total Authorised Capital</span></p></td><td style="width:60.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:12pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">2.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:12pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Issued capital </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(2)</span><span style="font-family:'Times New Roman', serif">:</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Total Issued Capital</span></p></td><td style="width:60.1pt; border-top:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">3.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Paid-up capital</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">4.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Reserves:</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">5.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Retained earnings</span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif"></span></p></td><td style="width:60.1pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">6.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Total shareholders’ funds</span></p></td><td style="width:60.1pt; border-top:0.75pt solid #000000; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="width:70.9pt; font-family:'Lucida Console', monospace; display:inline-block">.........</span></p></td></tr><tr><td style="width:30.05pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">7.</span></p></td><td colspan="2" style="width:237.25pt; padding-right:5.4pt; padding-left:5.4pt; vertical-align:top"><p style="margin-top:3pt; font-size:12pt"><span style="font-family:'Times New Roman', serif">Other capital funds </span><span style="font-family:'Times New Roman', serif; font-size:8pt; vertical-align:super">(3)</span><span style="font-family:'Ti
This is an opening excerpt, not the complete document.