32Notice to produce books about futures contracts

32 Notice to produce books about futures contracts

(1) The Commission may give to: (a) a futures exchange; (b) a clearing house for a futures market; (c) a futures association; (d) a member of the board of a body corporate that is a futures exchange, a clearing house for a futures market, or a futures association; (e) a person who is or has been (either alone or together with any other person or persons) a futures broker, a futures adviser or a futures representative of a person; (f) a nominee controlled by a person of a kind referred to in paragraph (e) or jointly controlled by 2 or more persons at least one of whom is such a person; (g) an eligible person in relation to a person of a kind referred to in a preceding paragraph; or (h) any other person who, in the Commission’s opinion, has been a party to a dealing in a futures contract; a written notice requiring the production to a specified member or staff member, at a specified place and time, of specified books relating to: (j) the business or affairs of a futures exchange, of a clearing house for a futures market, or of a futures association; (k) a dealing in a futures contract; (m) advice given, or an analysis or report issued or published, about futures contracts; (n) the character or financial position of, or a business carried on by, a person referred to in paragraph (e) or (f); or (p) an audit of, or a report of an auditor about, a dealing in a futures contract or accounts or records of a futures broker or futures adviser. (2) A reference in subsection (1) to a dealing in a futures contract, or to a business carried on by a person, includes a reference to a dealing in a futures contract by a person as a trustee, or to a business carried on by a person as a trustee, as the case may be.