138Extra matters to be included in annual report

#### 138 Extra matters to be included in annual report (1) A report on the Commission under section 9 of the Commonwealth Authorities and Companies Act 1997 must: (a) describe the specific goals the Commission has pursued, and the priorities it has followed, during the year, in performing its functions and pursuing the objectives referred to in subsection 1(2); and (b) describe what progress the Commission has made during that year towards achieving those goals; and (c) describe any matters that, during that year, have adversely affected the Commission’s effectiveness or have hindered the Commission in pursuing any of those goals and objectives; and (d) describe the performance indicators used by the Commission and the Commission’s performance against those indicators. (2) The report must also set out information about the exercise during the year of the Commission’s powers under Part 15 of the Retirement Savings Accounts Act 1997 and under Part 29 of the Superannuation Industry (Supervision) Act 1993. (3) In relation to the Commission’s functions under the Insurance (Agents and Brokers) Act 1984, the report must include information about: (a) the number of persons registered by the Commission for the time being as foreign insurance agents, life insurance brokers or general insurance brokers, respectively; and (b) any suspensions or cancellations effected by the Commission under section 25 or 31H of that Act during the period to which the report relates; and (c) any prosecutions for offences against that Act during that period; and (d) any insolvency of an insurance intermediary that came to the Commission’s notice during that period; and (e) any other matters (if any) as are prescribed. (4) In relation to the Commission’s functions under subsection 12FA(1), the report must include information about the Commission’s monitoring and promotion of market integrity and consumer protection in relation to: (a) the Australian financial system; and (b) the provision of financial services.