Australian National University (Residential Colleges Affiliation) Statute 2021
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legislative instrument
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This statute replaces the previous college-affiliation rules and sets the criteria, benefits and obligations for independent residential colleges that lease and operate on ANU campus. It prescribes eligibility standards, reporting duties, and the University's powers to suspend or end affiliation.
It affects independent colleges, the students who live in them, and University decision‑makers (Vice‑Chancellor and Council). It matters because affiliation controls access to campus premises, use of the University’s name and services, creates compliance costs for colleges, and vests enforcement discretion in University bodies.
The Australian National University (Residential Colleges Affiliation) Statute 2021 establishes a new framework for the affiliation of independent residential colleges that operate on the ANU campus under lease. It replaces the Residential Colleges Affiliation Statute 2013 and the Residential Colleges Affiliation Rules 2013 in their entirety. The statute was made by the Council of the University under section 50 of the Australian National University Act 1991 and commenced on 1 January 2022.
Mechanically, the statute does four main things. First, it sets out seven eligibility criteria that a residential college must meet to be granted or maintain affiliated status (section 8). These cover corporate governance, complaint handling, resident eligibility rules, safety and wellbeing processes, behavioural standards consistent with university policy, a published Service Quality Framework, and compliance with Australian laws including university legislation. Second, it prescribes the benefits that flow from affiliation, principally the right to occupy premises under a lease, use the university’s name and trademarks subject to licence conditions, access university services, and other benefits agreed by the Vice-Chancellor (section 10). Third, it imposes ongoing duties on affiliated colleges: maintaining resident eligibility rules (section 11), providing an annual report demonstrating compliance (section 12(1)), and notifying the Registrar within five days of any complaint that may result in suspension or exclusion, including all sexual assault and sexual harassment complaints (section 12(2)). Fourth, it grants the Council power to suspend affiliation for up to two years or terminate it entirely where a college has failed to comply (section 14), subject to a process requiring one month for representations and a higher threshold for termination (gross negligence, persistent conduct, or compromised safety).
Current sections
Direct links to the current provisions in Australian National University (Residential Colleges Affiliation) Statute 2021.
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Australian National University (Residential Colleges Affiliation) Statute 2021
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This is the Australian National University (Residential Colleges Affiliation) Statute 2021.
2 Commencement
This instrument commences on I January 2022.
3 Authority
This instrument is made under the Australian National University Act 1991 (the Act), section 50 (Statutes).
4 Definitions
In this instrument:
Affiliated College means a residential college granted affiliation by University.
Residential College means an independent entity which provides accommodation and services to benefit and support students and which holds a lease to operate premises on the campus of the University.
[Note: To avoid any doubt it does not include a hall of residence operated by the University or managed on behalf of the University by a third party.]
Service Quality Framework means the implementation of standards in six key areas: governance and management; service accessibility; responding to individual need; safety, wellbeing and inclusion; feedback, complaints and appeals; and human resources.
Student means a person who is enrolled in a course of study with the University or another higher education institution.
University Community means staff, students, visiting and honorary appointees, Council members and other affiliates at clinical or placement sites, and includes contractors, campus visitors, and volunteers.
[Note: For definitions applying to University legislation generally, see the dictionary in the Legislation Statute. That dictionary defines terms relevant to this instrument, including the following:
contravene
hall of residence
University legislation.]
5 Rules
(1) The Council or Vice-Chancellor may make Rules and other instruments, not inconsistent with this Statute, for affiliation of residential colleges giving effect to this Statute.
6 Repeals
(1) The Residential Colleges Affiliation Statute 2013 and Residential Colleges Affiliation Rules 2013 are repealed.
7 Application of Legislation Statute
(1) The Legislation Statute, section 26 (Repeal of University legislation) applies to the repeal of university legislation.
(2) For the Legislation Statute, section 26 the provisions of this Part 4 are transitional provisions.
Part 2—Affiliation of Residential Colleges and Reporting Requirements
8 Eligibility for affiliation
(1) To be eligible for affiliation, a Residential College must meet the following criteria:
(a) demonstrate appropriate corporate governance controls including the adoption of a constitution;
(b) have internal complaint handling mechanisms which are in accordance with best practice standards;
(c) impose eligibility criteria for residents;
(d) demonstrate implementation of processes and delivery of services which protect the safety and wellbeing of residents and other members of the University Community as well as a commitment to supporting diversity and inclusion;
(e) have written rules, policies and procedures that require standards of behaviour for resident and non-resident members and visitors which are not inconsistent with the University’s legislation and student code of conduct policies;
(f) implementation and demonstrated capacity to deliver upon a written and published Service Quality Framework; and
(g) demonstrated compliance with Australian laws including University legislation.
9 Application for affiliation
(1) A Residential College may make an application in writing to the Vice-Chancellor to be granted affiliation.
(2) The Vice-Chancellor will determine applications for affiliation based upon the eligibility criteria in accordance with section 8.
(3) A decision to grant or refuse an application for affiliation must be made within three (3) months from the date of receipt and be accompanied by a statement of written reasons for the decision and identify the benefits of affiliation to be granted.
10 Benefits of affiliation
(1) A Residential College which is granted affiliation may be permitted by the University to:
(a) occupy premises on the University campus subject to a lease;
(b) use the University’s name and trademarks subject to any licence conditions imposed by the University and limited to carrying out the purposes related to subsection 10(1)(a);
(c) access University corporate, student welfare, security services and information technology and communication systems and other services associated with the terms of a lease with the University; and
(d) other benefits in consultation and as agreed by the Vice-Chancellor.
(2) The grant of affiliation is subject to the limitations and conditions as:
(a) notified in writing to the Residential College by the Vice-Chancellor under this Statue; and
(b) prescribed under this instrument.
11 Eligibility of residents
(1) To maintain its affiliation, a Residential College must:
(a) not permit a person to reside in their premises unless the person is a:
(i) Student, or
(ii) staff of the College; or
(iii) the partner or child of staff of the College.
(b) not impose a religious affiliation or observance as a condition of membership or residence;
(c) ensure at least 80% of the residents over the course of a calendar year are Students.
(2) Notwithstanding subsection (11)(1), a person may stay in an Affiliated College under a short term agreement and while undertaking an educational or sessional program, contract role or activity associated with the University campus or with a resident or with an Affiliated College.
12 Provision of reports and information
(1) An Affiliated College must provide an annual report to the Vice-Chancellor before the commencement of Term 1 each year setting out demonstrated compliance with affiliation eligibility.
(2) An Affiliated College must provide to the Registrar of the University a copy or notice of any complaint from or about its residents that may result in suspension or exclusion from the Affiliated College or by the University under the Discipline Rule or the Academic Integrity Rule including all sexual assault and sexual harassment complaints, within five (5) days of receipt of complaint.
13 Appointment by the Vice-Chancellor
(1) The Vice-Chancellor may appoint a person holding the position of Deputy Vice‑Chancellor of the University to be a Representative Authority for a Residential College.
(2) A Representative Authority shall undertake all functions necessary to give effect to this Statute or Rules except for determinations under section 8 and section 14.
Part 3—Action for contraventions
14 Suspension and Termination of Affiliation Status
(1) The Council may, by written notice, tell an Affiliated College that suspension or termination action is to be taken if, in the Council’s opinion, the Affiliated College has failed to comply with this Statute.
(2) Before imposing suspension or termination, the Council must give the Affiliated College one (1) month to provide representations in reply to the notice.
(3) Following receipt of any representations in response to a notice of suspension or termination, the Council may do any of the following:
(a) place conditions upon the College’s affiliation status;
(b) make any other enquires deemed necessary;
(c) take any other action deemed necessary to maintain the good order and management of the University;
(d) suspend affiliation status for up to two (2) years; or
(e) terminate the affiliation.
Suspension
(4) A notice to suspend:
(a) must:
(i) specify the reasons why the Council considers that the College was, or is, in contravention of this instrument or any other University legislation;
(ii) provide directions to remedy the contravention (including the timeframe those remedies are required);
(iii) state the possible sanctions which may be imposed;
(iv) where applicable, require the College to take immediate actions to protect the safety or wellbeing of members of the University Community or to prevent or reduce the risk of loss, damage or other harm (including reputational harm) to the University or members of the University Community;
(v) specify the period within which the suspension will be in place;
(vi) allow the College a reasonable opportunity, of not less than two (2) weeks, to make further representations including but not limited to why proposed action by the University should not be taken; and any proposed remedies.
(b) In addition, a notice to suspend may make a direction to:
(i) work cooperatively and collaboratively with the University in relation to any matter;
(ii) immediately stop using the University’s name and trademarks; and
(iii) suspend any other benefits of affiliation.
Termination
(5) A notice to terminate must:
(a) specify the reasons the Council considers that the Affiliated College was, or is, in contravention of this instrument;
(b) where applicable, require the Affiliated College to:
(i) take immediate actions to protect the safety or wellbeing of members of the University Community or to prevent or reduce the risk of loss, damage or other harm (including reputational harm) to the University or members of the University Community;
(ii) work cooperatively and collaboratively with the University in relation to any matter.
(c) In addition, a notice to terminate may make a direction to:
(i) immediately cease using the University’s name and trademarks;
(ii) follow the process, in accordance with the lease, to terminate the lease; and
(iii) suspend any other benefits of affiliation.
(6) The Council must not terminate an affiliation status unless satisfied that the contravention demonstrates gross negligence, a persistent course of conduct, or compromised the safety and security of a resident or member of the University Community.
15 Appeal
(1) All decisions under this Statute are final within the University.
16 Notices
(1) All notices under this Statute shall be issued by the University in writing to the governing body of a Residential College.
Part 4—Transitional Provisions
17 Transitional: existing College Affiliations
(1) This section applies to an affiliation with the University that was in force under the repealed Statue.
(2) To remove any doubt, an existing affiliation continues into force on and after the commencement day as if it had been granted under this instrument for a period of 12 months whereafter a Residential College will be required to make an application under this Statute and the first annual report under this Statute required 12 months after commencement.
(3) This section does not limit any power of the Council or the Vice‑Chancellor in relation to the Residential College, whether or not under this instrument or any other University legislation.
Source text
Sourced from the Federal Register of Legislation (legislation.gov.au), CC BY 4.0.
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Transitional provisions in Part 4 preserve existing affiliations in force under the repealed statute for a period of 12 months from commencement, after which the college must make a fresh application under the new regime. The statute also enables the Vice-Chancellor to appoint a Deputy Vice-Chancellor as a Representative Authority for a residential college, tasked with functions necessary to give effect to the statute except for determinations on affiliation applications or suspension/termination, which remain with the Vice-Chancellor and Council respectively (section 13).
The statute operates within a broader legislative ecosystem: the ANU Act 1991 provides authority; the Legislation Statute supplies definitions and repeal provisions; and the Discipline Rule and Academic Integrity Rule are referenced in the mandatory reporting obligations. All decisions under the statute are final within the university (section 15), meaning there is no internal appeal mechanism beyond the Council’s own processes.
Main concepts
The statute defines several key terms that structure its operation.
Affiliated College means a residential college that has been granted affiliation by the university. This status is a prerequisite for a college to hold a lease on campus and access the benefits in section 10. Affiliation is not automatic; it must be applied for and granted based on the criteria in section 8.
Residential College is defined as an independent entity that provides accommodation and services to benefit and support students and holds a lease to operate premises on the university campus. The note expressly excludes halls of residence operated by the university or managed on its behalf by a third party. This distinction is critical: the statute applies only to independent colleges with their own governance, not to university-owned residences. The independence of the college means it bears the compliance burden directly, without being part of the university’s administration.
Service Quality Framework is a defined concept referring to the implementation of standards in six key areas: governance and management; service accessibility; responding to individual need; safety, wellbeing and inclusion; feedback, complaints and appeals; and human resources. The statute requires a college to demonstrate implementation of and capacity to deliver upon a written and published Service Quality Framework (section 8(1)(f)). This is an ongoing obligation; the framework must be published and the college must show it can deliver.
Student is defined as a person enrolled in a course of study with the university or another higher education institution. This is broader than just ANU students, allowing colleges to house students from other institutions. However, section 11(1)(c) requires that at least 80 per cent of residents over a calendar year be students, and section 11(1)(a)(i) permits non-students only if they are staff of the college, or their partner or child. Short-term stays for educational programs, sessional programs, contract roles, or activities associated with the campus or college are excepted (section 11(2)).
University Community is broadly defined to include staff, students, visiting and honorary appointees, Council members, affiliates at clinical or placement sites, contractors, campus visitors, and volunteers. This expansive definition matters for safety and wellbeing obligations: colleges must protect the safety of not only residents but also any member of the university community who enters college premises.
The concept of affiliation is itself central. It is a status granted by the university that allows a college to operate on campus, use the university’s name and trademarks subject to licence, access services, and claim other benefits. But affiliation is not a property right; it is conditional and can be suspended or terminated. The benefits of affiliation (section 10) are granted at the university’s discretion and are subject to limitations and conditions notified in writing. The university retains substantial control: the Vice-Chancellor decides applications (section 9(2)), the Council takes suspension or termination action (section 14(1)), and the Council may impose conditions or take any action deemed necessary for good order and management (section 14(3)(c)).
Who it affects
The statute directly affects all independent residential colleges that hold or seek a lease to operate premises on the ANU campus. This includes established colleges such as Burgmann College, John XXIII College, Ursula College, and any others that currently hold affiliation. Each such college is a separate legal entity with its own governing body, constitution, and operational policies. The transitional provision (section 17) gives these existing colleges 12 months from 1 January 2022 to submit a fresh application under the new criteria, after which their existing affiliation lapses.
The governing bodies of residential colleges are the primary subjects of the duties. They must ensure the college meets the seven eligibility criteria, maintain a Service Quality Framework, enforce resident eligibility rules, report annually, and notify complaints. They bear the risk of suspension or termination if they fail. The statute also imposes obligations on college staff and residents indirectly: staff must be permitted to reside only as provided (section 11(1)(a)(ii)), and residents cannot be subject to religious affiliation conditions (section 11(1)(b)).
Residents of affiliated colleges are affected by the eligibility rules. Only students, staff of the college, or their partners or children may normally reside. This means that a non-student adult (for example, a visiting academic from another institution without enrolment) cannot be a resident unless they fall within the narrow exceptions. The 80 per cent student occupancy requirement also puts pressure on colleges to maintain a high proportion of enrolled students among residents, limiting flexibility to house other occupants.
The University as an institution is affected through the administrative burden of processing applications, receiving reports and notifications, appointing a Representative Authority, and managing suspension or termination proceedings. The Vice-Chancellor and Council acquire statutory discretion over affiliation status. The Registrar must receive notifications of complaints within five days. The Deputy Vice-Chancellor appointed as Representative Authority must perform functions under the statute, including presumably monitoring compliance.
The broader university community - defined to include visitors, contractors, and volunteers - is affected indirectly through the safety and wellbeing obligations. Colleges must have processes that protect all members of that community, not just residents. This expands the potential liability of colleges if a visitor is harmed on college property.
The statute does not affect university-operated halls of residence, which are expressly excluded. It also does not affect students directly unless they live in an affiliated college. For those students, the college’s complaint handling mechanisms and the university’s Discipline Rule and Academic Integrity Rule may apply.
Key duties and rights
The statute imposes a range of duties on residential colleges and confers certain rights on both colleges and the university.
Duties of affiliated colleges:
Eligibility criteria (section 8): To be eligible for affiliation and to maintain it, a college must satisfy seven criteria: corporate governance controls including a constitution; internal complaint handling mechanisms in accordance with best practice standards; eligibility criteria for residents; processes protecting safety and wellbeing and supporting diversity and inclusion; written rules and policies consistent with university legislation and student codes of conduct; implementation of a published Service Quality Framework; and demonstrated compliance with Australian laws including university legislation. These are ongoing duties; the college must demonstrate compliance each year.
Resident eligibility (section 11): A college must not permit a person to reside unless that person is a student, a college staff member, or the partner or child of a staff member. It must not impose religious affiliation or observance as a condition of membership or residence. At least 80 per cent of residents over the course of a calendar year must be students. Short-term stays for educational or sessional programs are excepted.
Annual report (section 12(1)): Before the commencement of Term 1 each year, the college must provide an annual report to the Vice-Chancellor setting out demonstrated compliance with affiliation eligibility.
Complaint notification (section 12(2)): The college must provide to the Registrar a copy or notice of any complaint from or about its residents that may result in suspension or exclusion from the college or by the university under the Discipline Rule or the Academic Integrity Rule, including all sexual assault and sexual harassment complaints, within five days of receipt. This is a tight timeline with no exception for incomplete investigations.
Cooperation (section 14(4)(b)(i) and 14(5)(b)(ii)): The Council may direct a college to work cooperatively and collaboratively with the university in relation to any matter during a suspension or termination process.
Rights of colleges:
Apply for affiliation (section 9): A residential college may apply in writing to the Vice-Chancellor. The Vice-Chancellor must decide within three months and give written reasons for a refusal, identifying the benefits to be granted.
Make representations (section 14(2) and 14(4)(a)(vi)): Before suspension or termination, the college is entitled to one month to provide representations in reply to the notice. After a suspension notice, the college must be given a reasonable opportunity of at least two weeks to make further representations.
Appeal (section 15): The statute states that all decisions under the statute are final within the university. This is a limitation on rights rather than a grant; there is no internal appeal body. Judicial review may still be available externally, but the statute does not provide for it.
Rights of the university:
Grant or refuse affiliation (section 9(2)): The Vice-Chancellor determines applications.
Limit benefits (section 10): The grant of affiliation is subject to limitations and conditions notified in writing.
Suspend or terminate (section 14): The Council may suspend for up to two years or terminate affiliation for non-compliance, subject to procedural requirements and a higher threshold for termination.
The Vice-Chancellor may appoint a Deputy Vice-Chancellor as a Representative Authority for a college (section 13). This appointee performs all functions necessary to give effect to the statute or rules except making determinations on eligibility or suspension/termination.
Penalties and enforcement
The statute provides for suspension and termination of affiliation as the primary enforcement mechanisms. There are no monetary penalties, fines, or criminal sanctions within the statute itself. Enforcement is internal to the university, not through courts or tribunals.
Suspension process:
The Council may, by written notice, tell an affiliated college that suspension action is to be taken if, in the Council’s opinion, the college has failed to comply with the statute (section 14(1)). Before imposing suspension, the Council must give the college one month to provide representations in reply (section 14(2)). The notice of suspension must specify reasons, provide directions to remedy the contravention with a timeframe, state possible sanctions, require immediate action if needed to protect safety or prevent harm, specify the suspension period, and allow at least two weeks for further representations (section 14(4)(a)). Additionally, the Council may direct the college to stop using the university’s name and trademarks and suspend other benefits (section 14(4)(b)).
Suspension can last up to two years (section 14(3)(d)). After receiving representations, the Council may instead place conditions on the college’s affiliation, make other enquiries, take any other action deemed necessary for good order and management, or decide not to suspend.
Termination process:
The Council must follow a similar process: written notice specifying reasons (section 14(5)(a)), one month for representations, and the same procedural protections. However, the Council must not terminate unless satisfied that the contravention demonstrates gross negligence, a persistent course of conduct, or compromised the safety and security of a resident or member of the university community (section 14(6)). This is a higher threshold. The notice may require the college to take immediate action to protect safety or prevent reputational harm, cooperate, and cease using the university’s name and trademarks, and follow the lease termination process (section 14(5)(c)).
Representations and finality:
The college’s representations are considered, but the Council’s decision is final within the university (section 15). There is no internal appeal board or committee. The statute does not preclude judicial review under administrative law principles, but it does not provide for it either.
Practical consequences of suspension or termination:
Suspension means the college loses benefits - use of name, trademarks, access to services - for a period up to two years. It may also face conditions on its operations. Termination is more severe: the college must cease using the university’s name and trademarks and follow the lease termination process under the separate lease (section 14(5)(c)(ii)). Since the college’s premises are on campus under a lease, termination of affiliation may trigger loss of the lease, effectively forcing the college to vacate. The loss of affiliation also means the college can no longer hold itself out as an ANU affiliated college, which could affect its ability to attract residents and maintain its brand.
The statute does not set out a process for automatic referral of breaches to external authorities. However, section 8(1)(g) requires demonstrated compliance with Australian laws, so serious breaches of law could result in loss of affiliation and also independent regulatory action.
How it interacts with other laws
The statute sits within a hierarchy of university legislation and external Australian law.
Primary legislation: The statute is made under section 50 of the Australian National University Act 1991 (Cth). Section 50 grants the Council power to make statutes, not inconsistent with the Act, for the government and good order of the university. Therefore, the statute cannot contradict the Act, and any conflict would render the statute invalid to the extent of the inconsistency.
University legislation: The statute operates alongside other university legislation, notably the Legislation Statute, the Discipline Rule, and the Academic Integrity Rule. Section 7 provides that the Legislation Statute, section 26 (Repeal of University legislation) applies to the repeal of the 2013 statute. The Legislation Statute also contains a dictionary that defines terms used across university legislation, including ‘contravene’, ‘hall of residence’, and ‘University legislation’. Section 8(1)(e) requires a college to have written rules not inconsistent with the university’s legislation and student code of conduct policies. Section 12(2) references the Discipline Rule and the Academic Integrity Rule as triggers for mandatory notification of complaints. This means that the college must be familiar with those rules to identify which complaints must be reported.
Lease agreements: The statute interacts with the lease under which the college occupies campus premises. Affiliation is a precondition for holding a lease (section 10(1)(a)). Termination of affiliation under section 14(5)(c)(ii) triggers the lease termination process as per the lease terms. The lease itself is a separate contract between the college and the university, and the statute does not override its terms, but termination of affiliation may be a breach of the lease or trigger a termination right.
External Australian laws: Section 8(1)(g) requires demonstrated compliance with Australian laws, which includes federal and state/territory legislation on discrimination, workplace health and safety, privacy, child safety, and other areas. Colleges must comply with the Racial Discrimination Act 1975, Sex Discrimination Act 1984, Disability Discrimination Act 1992, Fair Work Act 2009, state residential tenancy laws, and any applicable child safety laws if residents are under 18. The statute does not specify which external laws apply, leaving it to the college to identify and comply.
Interaction with contract law: The grant of affiliation and the benefits listed in section 10 are subject to conditions notified in writing (section 10(2)). These conditions likely form part of a contractual framework between the college and the university, alongside the lease and any licence agreements for trademarks. The statute does not override contractual rights; it operates in addition to the lease.
No interaction with other Commonwealth statutes: The statute does not reference the Privacy Act 1988, the Corporations Act 2001, or tax legislation, but compliance with those laws is implicitly required under the broad duty in section 8(1)(g).
The statute codifies the university’s power to enforce affiliation conditions, but it does not affect the college’s separate legal personality or its obligations to other bodies such as the Australian Charities and Not-for-profits Commission (ACNC) if the college is a registered charity.
Amendment history
The Australian National University (Residential Colleges Affiliation) Statute 2021 is a new instrument that replaces the earlier regime. It was made by the Council on 7 December 2021, signed by Chancellor Julie Bishop, and commenced on 1 January 2022. The statute contains no amendment history within its own text because it is the original version; no subsequent amendments are recorded in the source document.
Section 6(1) repeals the Residential Colleges Affiliation Statute 2013 and the Residential Colleges Affiliation Rules 2013. These were the previous instruments governing college affiliations. The current statute does not carry forward any provisions from the earlier statute; it is a complete replacement. The transitional provision (section 17) preserves existing affiliations for 12 months, but after that the new eligibility criteria apply in full.
The rules-making power (section 5) allows the Council or Vice-Chancellor to make Rules and other instruments not inconsistent with the statute for affiliation of residential colleges. Such rules might be issued later to fill out details, but the source document does not include them. Users should check whether any such rules have been made since December 2021.
No amending statutes have been cited in the source. The statute may have been amended subsequently by the Council under section 50 of the ANU Act, but that information is not in the provided text. Anyone relying on the statute should verify the current version on the ANU legislation register.
Litigation history
The source document does not refer to any litigation. No court or tribunal cases are mentioned in the statute’s text, explanatory material, or associated provisions. This is typical for internal university legislation that rarely reaches external courts. However, the absence of cited cases does not mean no challenges have occurred; rather, the source provides no information.
Possible grounds for judicial review of decisions under the statute include: denial of procedural fairness (e.g., inadequate time for representations); failure to provide written reasons for refusal of affiliation (section 9(3)); unreasonableness in the administrative law sense; jurisdictional error if the Council misunderstands the criteria; or error of law on the face of the record. The statute states that decisions are final within the university (section 15), but this does not oust the jurisdiction of the Federal Court or the High Court under the Constitution s 75(v) or the Administrative Decisions (Judicial Review) Act 1977 (if applicable to ANU decisions). The ANU is a statutory corporation and its decisions may be reviewable.
No known cases involving this specific statute have been identified from the source. The earlier 2013 statute might have generated litigation, but the source does not mention it. Practitioners should search for “Australian National University (Residential Colleges Affiliation) Statute 2021” on AustLII or similar databases to check for any challenges.
Gotchas
Several provisions contain traps that colleges and practitioners should watch for.
Five-day notification of complaints (section 12(2)): The duty to notify the Registrar within five days of receipt applies to any complaint from or about residents that “may result in suspension or exclusion” from the college or by the university. This is an extremely broad trigger. The college must assess every complaint within days to determine if it could possibly lead to suspension or exclusion. The requirement expressly includes all sexual assault and sexual harassment complaints regardless of whether they might lead to suspension. Failure to notify within five days could itself be a contravention triggering suspension or termination.
80 per cent student occupancy (section 11(1)(c)): The requirement is that at least 80 per cent of residents over the course of a calendar year are students. This is an annual average, not a daily count. A college that dips below 80 per cent for a period could still be compliant if the yearly average meets the threshold. But the college must monitor this continuously. Short-term stays for educational programs are excepted (section 11(2)), but the college should document the nature of each short-term stay to be able to justify exclusion from the calculation.
No religious affiliation condition (section 11(1)(b)): Colleges that have a religious foundation or ethos must ensure they do not impose religious affiliation or observance as a condition of membership or residence. This does not prevent the college from providing religious services or maintaining a religious character, but it cannot require residents to be of a particular faith or to participate in religious activities. A college’s constitution or rules that prefer a certain religion could breach this provision.
Transitional period is only 12 months (section 17(2)): Existing affiliated colleges had until 1 January 2023 to submit a fresh application under the new criteria. If they failed to do so or if the application was refused, their affiliation would lapse. The transitional provision does not give a right to extension. Colleges should have acted promptly; any that did not will no longer be affiliated.
Council’s power to act for “good order and management” (section 14(3)(c)): After receiving representations, the Council may take any other action deemed necessary to maintain the good order and management of the university. This is a very broad residual power not limited to matters directly related to the college’s non-compliance. It could be used to impose conditions unrelated to the specific contravention.
No internal appeal (section 15): Decisions under the statute are final within the university. There is no provision for an appeal to the Council or any other body. The only recourse is external judicial review, which is costly and limited in scope. Colleges should present all arguments and evidence during the representation period, as there is no second chance internally.
Representations period is only one month (section 14(2)): The college has one month from receipt of the notice to provide representations. This may be tight, especially if the college needs to gather evidence or legal advice. There is no extension mechanism stated. Colleges should prepare compliance files proactively so they can respond quickly.
Representative Authority appointment (section 13): The Vice-Chancellor may appoint a Deputy Vice-Chancellor as a Representative Authority for a college. This person performs functions necessary to give effect to the statute, but the scope is not defined. Colleges may find themselves subject to direct oversight by an appointee without clear limits, potentially duplicating existing governance structures.
Benefits subject to conditions (section 10(2)): The affiliation benefits, including use of name and trademarks, are subject to limitations and conditions notified in writing. These conditions could change over time, and the college must comply with them as part of maintaining affiliation. Failure to comply with a condition could be a separate ground for suspension.
Short-term stay exception (section 11(2)): While short-term stays for educational programs are allowed, the provision uses the undefined phrase “reasonable period”. A college cannot use this exception to house long-term non-students. The line between a short-term program and a regular residency may be disputed.
Definition of University Community includes visitors and contractors (section 4): This means the college’s safety obligations extend to anyone on the college premises, not just residents or staff. A contractor who trips on a stair, or a visitor attending a social event, is a member of the university community for purposes of section 8(1)(d) and section 14(6). The college must have processes to protect them.
How to comply
Compliance with the statute requires a structured approach covering both initial eligibility and ongoing operation.
Initial steps for new or reapplying colleges:
Review the seven eligibility criteria in section 8 and ensure each is met. This involves: adopting or updating a constitution with proper corporate governance provisions; establishing or confirming internal complaint handling mechanisms that meet best practice standards; creating written eligibility criteria for residents consistent with section 11; documenting processes for safety, wellbeing, inclusion, and diversity; writing rules, policies, and procedures for resident and visitor behaviour that are consistent with the university’s legislation and student code of conduct; developing and publishing a Service Quality Framework covering the six areas defined in the statute; and ensuring compliance with all Australian laws, including university legislation.
Submit a written application to the Vice-Chancellor under section 9(1). The Vice-Chancellor must decide within three months and provide written reasons if refusing. The application should clearly address each criterion and provide evidence of compliance.
For existing colleges that held affiliation under the 2013 statute, section 17 gives a 12-month transition. The college should have submitted an application before 1 January 2023. If it did not, it is no longer affiliated and cannot operate on campus under the affiliation framework.
Ongoing compliance obligations:
Maintain resident eligibility. Ensure that no person is permitted to reside unless they are a student (enrolled at ANU or another higher education institution), a staff member of the college, or the partner or child of a staff member. Do not impose any religious condition on membership or residence. Monitor the proportion of student residents over the calendar year to ensure at least 80 per cent are students. Keep records of all residents and their status. For short-term stays for educational programs, document the nature and duration of the program and the individual’s status.
Before the commencement of Term 1 each year, prepare and submit an annual report to the Vice-Chancellor demonstrating compliance with all affiliation eligibility criteria (section 12(1)). This report should cover each of the seven criteria, with evidence such as updated policies, training records, complaint statistics, and audit results.
Implement a system for receiving and categorising complaints. Within five days of receiving any complaint from or about a resident that may result in suspension or exclusion from the college or by the university (including all sexual assault and sexual harassment complaints), provide a copy or notice to the Registrar. This requires staff to be trained to identify which complaints trigger the obligation. Maintain a log of all complaints and the date of notification to the Registrar.
Cooperate with any Representative Authority appointed by the Vice-Chancellor under section 13. Provide information as requested. The Authority likely monitors compliance but cannot make affiliation or suspension decisions.
Keep policies and rules consistent with university legislation and the student code of conduct. Review these documents whenever the university updates its rules.
Ensure the Service Quality Framework is published and that processes are in place to deliver on its standards. Review the framework annually and update as needed.
Maintain compliance with all Australian laws; this includes employment law, work health and safety, discrimination law, privacy law, and any state or territory laws governing residential accommodation. The college should have a compliance calendar and regular audits.
Response to a suspension or termination notice:
Read the notice carefully. It will specify reasons, directions, and a timeframe for remedy.
Within one month, prepare written representations. Consider seeking legal advice. Address each reason, provide evidence of compliance or plans to remedy, and propose any remedies.
If the Council imposes suspension, comply with any directions, such as stopping use of the university’s name and trademarks. Work cooperatively with the university. Use the suspension period to remedy the contravention.
If termination is proposed, and the Council is satisfied of gross negligence, persistent conduct, or safety compromise, the college will lose affiliation. Prepare for the consequences, including lease termination. Consider external legal options, but note that internal avenues are exhausted.
General good practice:
Designate a compliance officer responsible for monitoring the statute and associated rules.
Keep copies of all applications, notices, reports, and complaints.
Engage with the university’s Registrar and Vice-Chancellor’s office regularly to understand any new conditions or expectations.
Ensure the college’s governing body understands the statute and the consequences of non-compliance. The statute shifts significant risk onto the college, and the only internal remedy is representation before a decision becomes final.
This is the Australian National University (Residential Colleges Affiliation) Statute 2021.
2 Commencement
This instrument commences on I January 2022.
3 Authority
This instrument is made under the Australian National University Act 1991 (the Act), section 50 (Statutes).
4 Definitions
In this instrument:
Affiliated College means a residential college granted affiliation by University.
Residential College means an independent entity which provides accommodation and services to benefit and support students and which holds a lease to operate premises on the campus of the University.
[Note: To avoid any doubt it does not include a hall of residence operated by the University or managed on behalf of the University by a third party.]
Service Quality Framework means the implementation of standards in six key areas: governance and management; service accessibility; responding to individual need; safety, wellbeing and inclusion; feedback, complaints and appeals; and human resources.
Student means a person who is enrolled in a course of study with the University or another higher education institution.
University Community means staff, students, visiting and honorary appointees, Council members and other affiliates at clinical or placement sites, and includes contractors, campus visitors, and volunteers.
[Note: For definitions applying to University legislation generally, see the dictionary in the Legislation Statute. That dictionary defines terms relevant to this instrument, including the following:
contravene
hall of residence
University legislation.]
5 Rules
(1) The Council or Vice-Chancellor may make Rules and other instruments, not inconsistent with this Statute, for affiliation of residential colleges giving effect to this Statute.
6 Repeals
(1) The Residential Colleges Affiliation Statute 2013 and Residential Colleges Affiliation Rules 2013 are repealed.
7 Application of Legislation Statute
(1) The Legislation Statute, section 26 (Repeal of University legislation) applies to the repeal of university legislation.
(2) For the Legislation Statute, section 26 the provisions of this Part 4 are transitional provisions.
Part 2—Affiliation of Residential Colleges and Reporting Requirements
8 Eligibility for affiliation
(1) To be eligible for affiliation, a Residential College must meet the following criteria:
(a) demonstrate appropriate corporate governance controls including the adoption of a constitution;
(b) have internal complaint handling mechanisms which are in accordance with best practice standards;
(c) impose eligibility criteria for residents;
(d) demonstrate implementation of processes and delivery of services which protect the safety and wellbeing of residents and other members of the University Community as well as a commitment to supporting diversity and inclusion;
(e) have written rules, policies and procedures that require standards of behaviour for resident and non-resident members and visitors which are not inconsistent with the University’s legislation and student code of conduct policies;
(f) implementation and demonstrated capacity to deliver upon a written and published Service Quality Framework; and
(g) demonstrated compliance with Australian laws including University legislation.
9 Application for affiliation
(1) A Residential College may make an application in writing to the Vice-Chancellor to be granted affiliation.
(2) The Vice-Chancellor will determine applications for affiliation based upon the eligibility criteria in accordance with section 8.
(3) A decision to grant or refuse an application for affiliation must be made within three (3) months from the date of receipt and be accompanied by a statement of written reasons for the decision and identify the benefits of affiliation to be granted.
10 Benefits of affiliation
(1) A Residential College which is granted affiliation may be permitted by the University to:
(a) occupy premises on the University campus subject to a lease;
(b) use the University’s name and trademarks subject to any licence conditions imposed by the University and limited to carrying out the purposes related to subsection 10(1)(a);
(c) access University corporate, student welfare, security services and information technology and communication systems and other services associated with the terms of a lease with the University; and
(d) other benefits in consultation and as agreed by the Vice-Chancellor.
(2) The grant of affiliation is subject to the limitations and conditions as:
(a) notified in writing to the Residential College by the Vice-Chancellor under this Statue; and
(b) prescribed under this instrument.
11 Eligibility of residents
(1) To maintain its affiliation, a Residential College must:
(a) not permit a person to reside in their premises unless the person is a:
(i) Student, or
(ii) staff of the College; or
(iii) the partner or child of staff of the College.
(b) not impose a religious affiliation or observance as a condition of membership or residence;
(c) ensure at least 80% of the residents over the course of a calendar year are Students.
(2) Notwithstanding subsection (11)(1), a person may stay in an Affiliated College under a short term agreement and while undertaking an educational or sessional program, contract role or activity associated with the University campus or with a resident or with an Affiliated College.
12 Provision of reports and information
(1) An Affiliated College must provide an annual report to the Vice-Chancellor before the commencement of Term 1 each year setting out demonstrated compliance with affiliation eligibility.
(2) An Affiliated College must provide to the Registrar of the University a copy or notice of any complaint from or about its residents that may result in suspension or exclusion from the Affiliated College or by the University under the Discipline Rule or the Academic Integrity Rule including all sexual assault and sexual harassment complaints, within five (5) days of receipt of complaint.
13 Appointment by the Vice-Chancellor
(1) The Vice-Chancellor may appoint a person holding the position of Deputy Vice‑Chancellor of the University to be a Representative Authority for a Residential College.
(2) A Representative Authority shall undertake all functions necessary to give effect to this Statute or Rules except for determinations under section 8 and section 14.
Part 3—Action for contraventions
14 Suspension and Termination of Affiliation Status
(1) The Council may, by written notice, tell an Affiliated College that suspension or termination action is to be taken if, in the Council’s opinion, the Affiliated College has failed to comply with this Statute.
(2) Before imposing suspension or termination, the Council must give the Affiliated College one (1) month to provide representations in reply to the notice.
(3) Following receipt of any representations in response to a notice of suspension or termination, the Council may do any of the following:
(a) place conditions upon the College’s affiliation status;
(b) make any other enquires deemed necessary;
(c) take any other action deemed necessary to maintain the good order and management of the University;
(d) suspend affiliation status for up to two (2) years; or
(e) terminate the affiliation.
Suspension
(4) A notice to suspend:
(a) must:
(i) specify the reasons why the Council considers that the College was, or is, in contravention of this instrument or any other University legislation;
(ii) provide directions to remedy the contravention (including the timeframe those remedies are required);
(iii) state the possible sanctions which may be imposed;
(iv) where applicable, require the College to take immediate actions to protect the safety or wellbeing of members of the University Community or to prevent or reduce the risk of loss, damage or other harm (including reputational harm) to the University or members of the University Community;
(v) specify the period within which the suspension will be in place;
(vi) allow the College a reasonable opportunity, of not less than two (2) weeks, to make further representations including but not limited to why proposed action by the University should not be taken; and any proposed remedies.
(b) In addition, a notice to suspend may make a direction to:
(i) work cooperatively and collaboratively with the University in relation to any matter;
(ii) immediately stop using the University’s name and trademarks; and
(iii) suspend any other benefits of affiliation.
Termination
(5) A notice to terminate must:
(a) specify the reasons the Council considers that the Affiliated College was, or is, in contravention of this instrument;
(b) where applicable, require the Affiliated College to:
(i) take immediate actions to protect the safety or wellbeing of members of the University Community or to prevent or reduce the risk of loss, damage or other harm (including reputational harm) to the University or members of the University Community;
(ii) work cooperatively and collaboratively with the University in relation to any matter.
(c) In addition, a notice to terminate may make a direction to:
(i) immediately cease using the University’s name and trademarks;
(ii) follow the process, in accordance with the lease, to terminate the lease; and
(iii) suspend any other benefits of affiliation.
(6) The Council must not terminate an affiliation status unless satisfied that the contravention demonstrates gross negligence, a persistent course of conduct, or compromised the safety and security of a resident or member of the University Community.
15 Appeal
(1) All decisions under this Statute are final within the University.
16 Notices
(1) All notices under this Statute shall be issued by the University in writing to the governing body of a Residential College.
Part 4—Transitional Provisions
17 Transitional: existing College Affiliations
(1) This section applies to an affiliation with the University that was in force under the repealed Statue.
(2) To remove any doubt, an existing affiliation continues into force on and after the commencement day as if it had been granted under this instrument for a period of 12 months whereafter a Residential College will be required to make an application under this Statute and the first annual report under this Statute required 12 months after commencement.
(3) This section does not limit any power of the Council or the Vice‑Chancellor in relation to the Residential College, whether or not under this instrument or any other University legislation.